
Chief Compliance Officer
2 days ago
As a key member of our team, you will play a vital role in ensuring the compliance and governance of our organization. Your primary responsibility will be to oversee the implementation of regulatory requirements and industry standards.
Key Responsibilities:
- Understand and interpret complex regulations, guidelines, and circulars issued by SEBI, Exchanges, Depositories, and PFRDA to address queries and alerts from the Exchange.
- Handle audits mandated by NSE and BSE, ensuring timely completion and resolution of any discrepancies.
- Implement the latest regulatory updates and best practices, coordinating with stakeholders to ensure seamless compliance.
- Prepare and disseminate compliance calendars to relevant teams, ensuring timely submissions and minimizing risks.
- Conduct on-site and off-site inspections, collaborating with internal teams to resolve any issues or concerns.
- Oversee new product launches, working closely with the team to develop innovative solutions and processes.
- Maintain accurate records and analytics through our Governance Dashboard, facilitating informed decision-making and strategic planning.
- Facilitate effective communication between internal teams and external stakeholders, ensuring smooth operations and collaboration.
- Address additional compliance requirements, such as segment activation and software approvals, to maintain a robust and compliant framework.
Requirements:
- Strong understanding of regulatory frameworks, industry standards, and compliance requirements.
- Excellent analytical, problem-solving, and communication skills.
- Ability to work collaboratively in a fast-paced environment.
- Proven track record of delivering results and meeting deadlines.
Benefits:
As a valued member of our team, you will enjoy a competitive compensation package, opportunities for growth and development, and a dynamic work environment that fosters innovation and collaboration.
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