Compliance Specialist

1 week ago

Mumbai, Maharashtra, India beBeeRegulatory Full time ₹ 1,50,00,000 - ₹ 2,50,00,000
Compliance Officer Job Description

We are seeking an experienced professional to ensure regulatory compliance for our operations. The ideal candidate will have hands-on experience with RBI regulations, Companies Act compliance, SEBI LODR norms, and handling of secretarial activities.

Key Responsibilities:

  • Ensure compliance with RBI Master Directions, circulars, and amendments applicable to NBFCs.

  • Timely submission of statutory returns, filings, and intimations with the Reserve Bank of India (RBI).

  • Track and implement regulatory changes across lending and investment activities.

  • Finalize and implement company-wide compliance policies.

  • Set up internal compliance monitoring processes for various business verticals.

  • Work with internal business functions to ensure all lending/investment operations are in accordance with RBI provisions.

  • Conduct Board and Committee meetings, prepare agendas and minutes.

  • Liaise with stakeholders for governance matters.

  • Handle audits, inspections, and statutory/internal audits.

  • Coordinate and close audit findings in a timely and efficient manner.

  • Ensure compliance with the Companies Act, and Secretarial Standards.

  • Maintain statutory registers and file necessary e-forms with MCA.

  • Handle disclosures under SEBI (LODR) Regulations, 2015.

  • Ensure compliance with Stock Exchanges and Debenture Trustees for listed Non-Convertible Debentures (NCDs).

  • Draft offer documents, Debenture Trust Deeds, Hypothecation cum Mortgage Deeds, and corporate action forms.

  • Prepare AGM/EGM notices, Board Reports, Corporate Governance Reports, and coordinate with stakeholders for corporate filings.

Requirements:

  • Hands-on experience with RBI regulations, Companies Act compliance, SEBI LODR norms.
  • Strong analytical and problem-solving skills.
  • Ability to work independently and as part of a team.
  • Excellent communication and interpersonal skills.

Benefits:

  • Competitive salary and benefits package.
  • Opportunities for professional growth and development.
  • Collaborative and dynamic work environment.

  • Compliance Specialist

    1 week ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 5,00,000 - ₹ 8,00,000

    Job DescriptionWe are seeking a seasoned professional to join our team as a Compliance Specialist. This individual will play a pivotal role in ensuring the company's adherence to regulatory requirements and maintaining a strong compliance culture.The Compliance Specialist will be responsible for monitoring compliance with SEBI Mutual Fund Regulations,...

  • Compliance Specialist

    2 weeks ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    Job Title: Compliance SpecialistWe are seeking a detail-oriented and organized Compliance Specialist to join our team.About the Role:The Compliance Specialist will play a critical role in ensuring that our organization adheres to all relevant laws, regulations, and industry standards. The ideal candidate will have a strong understanding of regulatory...

  • Compliance Specialist

    1 week ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Compliance SpecialistWe are seeking a seasoned Compliance Specialist to join our team. In this role, you will be responsible for developing and implementing a comprehensive compliance strategy aligned with our company's goals and regulatory requirements.Key Responsibilities:Develop and implement a compliance strategy that ensures adherence to all applicable...

  • Tax Compliance Specialist

    1 week ago

    Mumbai, Maharashtra, India beBeeTaxCompliance Full time ₹ 15,00,000 - ₹ 28,00,000

    Job Title: Tax Compliance SpecialistWe are seeking an experienced Tax Compliance Specialist to join our team. This role will involve managing GST compliance, including the preparation and submission of various GST returns.

  • Compliance Specialist

    2 weeks ago

    Mumbai, Maharashtra, India Paralok Information Security Pvt Ltd Full time ₹ 15,00,000 - ₹ 28,00,000 per year

    We are urgently #hiringCompliance & Onboarding SpecialistExperience-5-7 yearsLocation-Mumbai (On-Site)Only Immediate joiners can apply.Interested candidates can share their resume to

  • Compliance Testing Specialist

    1 week ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 28,00,000

    Job Title: Compliance Testing SpecialistThe role of a Compliance Testing Specialist is crucial in ensuring that our organization adheres to regulatory guidelines and maintains a high level of compliance.We are seeking a highly skilled and experienced professional to join our team as a Compliance Testing Specialist. In this role, you will be responsible for...

  • Compliance Specialist

    2 weeks ago

    Mumbai, Maharashtra, India Paralok Information Security Pvt. Ltd. Full time ₹ 8,47,000 - ₹ 10,45,064 per year

    We are urgently #hiringCompliance & Onboarding SpecialistExperience-5-7 yearsLocation-Mumbai (On-Site)Only Immediate joiners can apply.Job Type: Full-timePay: ₹847, ₹1,045,064.45 per yearWork Location: In person

  • Compliance Specialist

    2 weeks ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 4,00,000 - ₹ 8,00,000

    Job OverviewWe are seeking a highly skilled and detail-oriented professional to join our team as a Compliance Specialist. As a key member of our organization, you will be responsible for ensuring the timely collection of required documents and information for GMP compliance inspections.In this role, you will work closely with various stakeholders to ensure...

  • Compliance Specialist

    2 weeks ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,80,00,000 - ₹ 2,16,00,000

    Job Title: Compliance SpecialistElevate Your Career Through Expertise and LearningWe are seeking an experienced compliance professional to support our growing team.Key Responsibilities:Manage and oversee regulatory filings, including 13F, 13H, and Form PFEnsure compliance with EU regulations and reporting obligationsReview and negotiate contracts and liaise...

  • Regulatory Compliance Specialist

    1 week ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 80,00,000 - ₹ 1,20,00,000

    Job Title: Regulatory Compliance SpecialistJob Overview:We are seeking a detail-oriented and proactive regulatory compliance specialist to join our fast-growing financial services organization.The role involves ensuring adherence to regulatory frameworks, conducting compliance monitoring, risk assessments, and assisting in audits.The ideal candidate should...