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Senior Financial Advisory Professional
2 weeks ago
We are seeking a highly skilled Financial Advisory Services Specialist to join our retail distribution team. This pivotal role involves providing comprehensive financial advisory services to clients and managing their portfolios.
The ideal candidate will be responsible for generating significant revenue, developing client relationships, and ensuring strict compliance with all regulatory standards.
- Financial Advisory & Portfolio Management: Provide expert financial advisory services to clients and manage their portfolios to achieve their investment goals.
- Revenue Generation: Drive substantial revenue generation through successful client engagement, advisory, and trading activities.
- Client Network Development: Proactively engage in client network development, expanding the client base through referrals, prospecting, and other strategic initiatives.
- Compliance & Adherence: Maintain a high level of compliance as per regulatory standards, ensuring all transactions and client interactions adhere to established guidelines.
- Bachelor's degree in Finance, Business, Economics, or a related field.
- Mandatory Certified NISM Series VIII.
- Proven experience in an Equity Dealer or RM Dealer role within the retail distribution sector.
This is a challenging yet rewarding opportunity for individuals who thrive in fast-paced environments and are passionate about delivering exceptional client experiences.
