Operational Risk Professional

We are seeking a highly skilled professional to join our team in an Operational Risk Management capacity. The ideal candidate will have experience in conducting QA reviews, with a strong understanding of 1st and 3rd Lines of Defense.

The successful applicant will be responsible for performing Control Assurance Testing against the requirements Design and Operative effectiveness testing. They will also determine that these controls are in line with the organization's assurance approach and with respect to requirements derived from various regulations.

Additionally, they will support the effective remediation of identified Control Deficiencies owned by operations, including the review of planned actions, the ongoing monitoring of implementation measures and the re-assessment after completion.

Liaising with internal teams to understand processes and controls is essential to ensure greater compliance with regulatory requirements and drive increased adherence to regulatory compliance.

A structured testing plan must be maintained to include method, levels of sample testing, stakeholder engagement and timelines for completion, follow-up meetings, documented findings, and agreement on remedial action plans.

Verbal and written articulation of Controls Testing reports is crucial, as well as delivering Controls Testing reviews in line with quality and timeline expectations.

Developing and maintaining relationships with stakeholders, and representing the Controls Testing & Execution team in meetings, working groups etc., as required is a key aspect of this role.

This position requires a proactive approach, with the ability to deliver quality outputs and own assigned tasks. Issues must be escalated with proposed solutions to the team lead in a timely fashion.

Coaching more junior team members to improve their skills is also a vital component of this role.

• Minimum years of experience in the field of Operational Risk Management
• Understanding of 1st and 3rd Lines of Defense is an advantage
• Experience in Investment and Corporate Banking products
• Fluent in English both written and spoken
• Excellent open communication and presentation skills
• Self-motivated, self-starter
• Ability to identify required data and perform analysis from a variety of source systems/processes
• Excellent writing skills
• Team player able to build effective working relationships and operate independently in a global environment
• Structured working style and proactive
• Fact-based and solution-oriented
• Understanding of Operational Risk Control Testing principles
• Experience in running effective Operational Risk Control Testing reviews
• Ability to remain objective and independently assess processes in operational areas
• Ability to communicate and maintain an effective working relationship with various Ops teams
• Inquisitive and probing approach to problem solving and general assessment
• Strong analytical skills, high attention to detail, solid organizational and interpersonal skills
• Strong ability to interact with, collaborate, communicate, and influence individuals at all levels
• Effective problem-solving and decision-making capability
• Experience operating in a complex, global environment
• Excellent written, oral, and presentation skills
• Profound knowledge and experience of various Operational risk environments within Corporate Banking divisions
• Ability to work in fast-paced environment
• Open-minded, able to share information, transfer knowledge and expertise to team members
• Keeps pace with technical/operational innovation maintains understanding of the Investment and Corporate Banking processes/products
• Proficient with MS Office programs (Excel, PowerPoint, Word, etc.)
• Education / Qualifications Bachelors degree level or equivalent qualification / work experience

• Best-in-class leave policy
• Gender-neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for industry-relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above