Senior Compliance Officer

As a Senior Compliance Officer, you will play a critical role in ensuring that our organization adheres to all applicable regulatory requirements. You will oversee the end-to-end compliance and surveillance function related to stock broking business.">ResponsibilitiesOversee and manage end-to-end compliance and surveillance functions for the stock broking...

Job TitleThis is regarding the opening for a senior manager/chief manager - compliance. The role involves leading a team in fund management firms, ensuring regulatory compliances and resolving client queries.">A good experience in securities market or financial products, including portfolio manager, broker dealer, investment advisor, wealth manager, research...

Position: Compliance OfficerLocation: MumbaiExperience: Company Secretary 3–4 years post-qualificationReporting to: CEORole OverviewWe are looking for a qualified and motivated Company Secretary with 3–4 years of post-qualification experience to lead and manage the compliance function of our firm. The role includes ensuring compliance with SEBI...

Job Title: Compliance Officer">Our organization is seeking a highly skilled and experienced Compliance Officer to join our team.">The ideal candidate will have a strong background in regulatory compliance, with experience in handling complex regulatory environments and ensuring adherence to regulations.">Main Responsibilities:">Regulatory Compliance: The...

Position : Compliance Officer Location : Mumbai Experience : Company Secretary 3–4 years post-qualification Reporting to : CEO Role Overview We are looking for a qualified and motivated Company Secretary with 3–4 years of post-qualification experience to lead and manage the compliance function of our firm. The role includes ensuring compliance with SEBI...

A compliance professional is needed to develop and execute the annual compliance testing plan, conduct compliance reviews of banking products and processes, and perform sample testing to evaluate adherence to regulatory guidelines.Key Responsibilities:Ensure policies, procedures, and processes comply with statutory requirementsEvaluate emerging regulatory...

Job Title: Compliance Officer">About the Role:We are seeking a highly skilled and experienced Compliance Officer to join our team. As a key member of our organization, you will play a vital role in ensuring that we maintain high standards of compliance and risk management.">Key Responsibilities:

Job Title: Regulatory Compliance OfficerOverview of RoleWe are seeking a skilled Regulatory Compliance Officer to join our team. In this role, you will be responsible for ensuring that our organization complies with all relevant regulatory requirements.This is an exciting opportunity for someone who is passionate about compliance and wants to make a real...

Candidates with CS qualification Must and LLB Preferred degree from Real estate commercial experience or REIT experience in managing Listed company compliance SEBI Compliance manageing multiple company subsidiaries should apply Ensure compliance with SEBI regulations SEBI LODR Listing Obligations and Disclosure Requirements Companies Act listing...

Job Title: Compliance OfficerAbout the Role:We are seeking a highly skilled and experienced Compliance Officer to join our team.The ideal candidate will have a strong understanding of corporate ethics frameworks, regulatory compliance, and case management.Key Responsibilities:Review investigation reports for accuracy and completeness, ensuring all necessary...