Compliance Officer

Job Title: Compliance OfficerJob Summary:We are seeking a detail-oriented and organized Compliance Officer to join our team.The successful candidate will be responsible for ensuring compliance with various laws and regulations, including the Companies Act, 2013.This is a fantastic opportunity for an individual who wants to work in a dynamic environment and...

Job Title: Compliance OfficerJob DescriptionThe role of a Compliance Officer is to ensure that all customer interactions are conducted in accordance with relevant laws, regulations and company policies. This involves performing customer due diligence checks, verifying customer information, conducting background checks on new clients, partners and vendors,...

Job Title: Compliance Officer ROLE SUMMARY In this role, you will have the opportunity to leverage your expertise in credit regulations and compliance to drive business growth. The ideal candidate will have a strong understanding of regulatory requirements and the ability to communicate complex information effectively.

Compliance Officer Handling Compliance activities w.r.t Stock Broker and Depository Participant towards SEBI, Stock Exchanges, Depository, KRA, CKYC CERSAI, FIU, IFSCA Compliances, MCA, ROC, GIFT Authority, SEZ Operations and AIF (Alternative Investment Fund Cat-3).- Regularly Coordinating with Regulators, Auditors, Custodian, Tax Consultants, RTA,...

Job Title: Lead Compliance OfficerWe are seeking a highly skilled and experienced Lead Compliance Officer to join our team.About the Role:The ideal candidate will handle a broad range of compliance matters including regulatory affairs, contractual agreements, and legal advisory services.Key Responsibilities & Accountabilities:

This role is for one of Weekday's clientsMin Experience: 4 yearsLocation: MumbaiJobType: full-timeRequirementsWe are seeking a dedicated and detail-oriented Compliance Officer with at least 4+ years of experience in the financial services industry, with a strong focus on Regulatory Investment Advisory (RIA), Non-Discretionary (ND) portfolio management,...

Job Title: Senior Compliance OfficerThis role is responsible for developing and implementing a comprehensive compliance strategy framework that aligns with the company's goals and regulatory requirements.Key Responsibilities:

Job DescriptionWe are seeking a seasoned Senior Compliance Officer to oversee all compliance functions with a strong focus on corporate governance, risk management, and regulatory filings.This role requires exceptional leadership, analytical, and communication skills to effectively advise the board and management.Advise the board of directors on all matters...

Opportunity to work with a leading stock broking firm in Mumbai, Andheri East.Experience Required:● 5+ years of experience as a Compliance Officer in a stock broking firm or financial services company. (Mandatory to have experience in Stock Broking business)● Proven track record of managing regulatory compliance and dealing with SEBI inspections.●...

Job Title: Regulatory Compliance OfficerWe are seeking a seasoned professional to join our team as a Regulatory Compliance Officer. This role is responsible for ensuring all company operations comply with relevant laws, regulations, and industry standards.About the RoleThe Regulatory Compliance Officer will be responsible for:Managing and maintaining...