Senior Compliance Officer

Job Title: Senior Compliance OfficerThis role is responsible for developing and implementing a comprehensive compliance strategy framework that aligns with the company's goals and regulatory requirements.Key Responsibilities:

Job Title: Senior Compliance Officer">About this role">This is a senior leadership position within our organization. We are seeking an experienced professional to join us in the role of Senior Compliance Officer.">Key responsibilities">">Manage internal risk management teams or OGC teams for large audit firms.">Liaise with authorities, including drafting...

As a Senior Compliance Officer, you will play a critical role in ensuring that our organization adheres to all applicable regulatory requirements. You will oversee the end-to-end compliance and surveillance function related to stock broking business.">ResponsibilitiesOversee and manage end-to-end compliance and surveillance functions for the stock broking...

About Nuvama Institutional Equities Nuvama Institutional Equities, a division of Nuvama Group (formerly Edelweiss Wealth Management), is a leading provider of institutional broking and equity research services. We deliver cutting-edge equity insights and high-quality execution services to a wide array of domestic and global institutional clients. Compliance...

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team. The ideal candidate will have extensive experience in financial services and institutions, with a strong background in corporate compliance policies and monitoring.Key ResponsibilitiesQualification: Bachelor's Degree or equivalent, and MBA in Finance.2-4 years of experience...

Job TitleA Senior Legal and Compliance Officer position is available.Role OverviewThe successful candidate will be responsible for managing the company's legal and regulatory compliance.This includes drafting and reviewing agreements, ensuring compliance with relevant laws and regulations, and providing advice on legal matters.Key ResponsibilitiesLegal and...

Job TitleThis is regarding the opening for a senior manager/chief manager - compliance. The role involves leading a team in fund management firms, ensuring regulatory compliances and resolving client queries.">A good experience in securities market or financial products, including portfolio manager, broker dealer, investment advisor, wealth manager, research...

Job Title: Compliance Officer">Our organization is seeking a highly skilled and experienced Compliance Officer to join our team.">The ideal candidate will have a strong background in regulatory compliance, with experience in handling complex regulatory environments and ensuring adherence to regulations.">Main Responsibilities:">Regulatory Compliance: The...

Job Overview">To support the compliance team in handling all aspects of compliance operations.The Senior Executive will manage internal and external correspondence with regulatory bodies, track and escalate regulatory communications, maintain lists of members, monitor alerts from financial intelligence units, and disseminate guidelines as applicable....

Key ResponsibilitiesAdhere to laws, regulations and company policies during the system build process.Develop, implement and maintain compliance policies and procedures.Conduct training sessions for employees on compliance requirements and best practices.Presentation of compliance reports to senior management and regulatory bodies.Lead a team of compliance...