Senior Compliance Officer

Job Title: Senior Compliance Officer">About this role">This is a senior leadership position within our organization. We are seeking an experienced professional to join us in the role of Senior Compliance Officer.">Key responsibilities">">Manage internal risk management teams or OGC teams for large audit firms.">Liaise with authorities, including drafting...

As a Senior Compliance Officer, you will play a critical role in ensuring that our organization adheres to all applicable regulatory requirements. You will oversee the end-to-end compliance and surveillance function related to stock broking business.">ResponsibilitiesOversee and manage end-to-end compliance and surveillance functions for the stock broking...

About Nuvama Institutional Equities Nuvama Institutional Equities, a division of Nuvama Group (formerly Edelweiss Wealth Management), is a leading provider of institutional broking and equity research services. We deliver cutting-edge equity insights and high-quality execution services to a wide array of domestic and global institutional clients. Compliance...

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team. The ideal candidate will have extensive experience in financial services and institutions, with a strong background in corporate compliance policies and monitoring.Key ResponsibilitiesQualification: Bachelor's Degree or equivalent, and MBA in Finance.2-4 years of experience...

Job TitleA Senior Legal and Compliance Officer position is available.Role OverviewThe successful candidate will be responsible for managing the company's legal and regulatory compliance.This includes drafting and reviewing agreements, ensuring compliance with relevant laws and regulations, and providing advice on legal matters.Key ResponsibilitiesLegal and...

Position: Compliance OfficerLocation: MumbaiExperience: Company Secretary 3–4 years post-qualificationReporting to: CEORole OverviewWe are looking for a qualified and motivated Company Secretary with 3–4 years of post-qualification experience to lead and manage the compliance function of our firm. The role includes ensuring compliance with SEBI...

Job Title: Compliance Officer">Our organization is seeking a highly skilled and experienced Compliance Officer to join our team.">The ideal candidate will have a strong background in regulatory compliance, with experience in handling complex regulatory environments and ensuring adherence to regulations.">Main Responsibilities:">Regulatory Compliance: The...

Position : Compliance Officer Location : Mumbai Experience : Company Secretary 3–4 years post-qualification Reporting to : CEO Role Overview We are looking for a qualified and motivated Company Secretary with 3–4 years of post-qualification experience to lead and manage the compliance function of our firm. The role includes ensuring compliance with SEBI...

Position: Compliance OfficerLocation: MumbaiExperience: Company Secretary 3–4 years post-qualificationReporting to: CEORole OverviewWe are looking for a qualified and motivated Company Secretary with 3–4 years of post-qualification experience to lead and manage the compliance function of our firm. The role includes ensuring compliance with SEBI...

A compliance professional is needed to develop and execute the annual compliance testing plan, conduct compliance reviews of banking products and processes, and perform sample testing to evaluate adherence to regulatory guidelines.Key Responsibilities:Ensure policies, procedures, and processes comply with statutory requirementsEvaluate emerging regulatory...