Manager - Compliance Monitoring (Bangalore)

4 weeks ago

Delhi, India Company Full time

Hi, This is with regards to an opening with Global Banking Firm in Bangalore Role - Manager Compliance Monitoring Exp - 6-10 years Location - Bangalore Responsibilities: The incumbent will be an individual-contributor within the Regional Assurance (Monitoring & Testing) department within the Compliance Office for Asia and will report functionally into the Head of Assurance (based in Singapore). Primary responsibilities include evaluating control effectiveness of Units’ adherence to regulations & Bank Core Compliance Policies and Procedures (non-Financial Crimes). • Plan and execute controls evaluation reviews under the supervision of the Functional Team Leads. • Conduct walkthroughs to understand and evaluate control environment • Identify relevant key controls for testing • Evaluate internal controls design and effectiveness and where issues identified, conduct root cause analysis and propose remedial actions • Conduct validation of Management Action Plans in connection with review findings • Demonstrate ownership of reviews from start to finish, and be able to work independently and in group-setting. • Deploy use of data analytics and/or user tools to achieve efficiencies in executing reviews • Draft issue reports, summarizing the findings, root cause and propose remediation plans • Effective communication of work done and issues to Functional Team Leads, ACO Management and Issue Owners • Build relationships with peers and stakeholders (e.g. ACO SMEs, first-line-of-defense) within the organization and effectively manage stakeholder relationships to a mutually accountable, productive, respectful and trusted level. • Collaborate with relevant stakeholders across the region and globally applicable on enhancement of Testing/Monitoring methodologies. • Maintain, design, refresh Regional Monitoring Scripts • Identify and escalate key and/or systemic risks / trends/ red flags • Support general compliance activities and other duties, including special projects as assigned. If you are interested, kindly revert with your updated CV on prasanna@zodnik.in

  • Manager - Compliance Monitoring (Bangalore)

    4 weeks ago

    Delhi, India Company Full time

    Hi,This is with regards to an opening with Global Banking Firm in BangaloreRole - Manager Compliance MonitoringExp - 6-10 yearsLocation - BangaloreResponsibilities:The incumbent will be an individual-contributor within the Regional Assurance (Monitoring & Testing) department within the Compliance Office for Asia and will report functionally into the Head of...

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