Compliance Assistant

**Job description** - Monitoring day to day exchange compliance - Reply to Surveillance/ - Show cause notices Adjudicating - Orders of SEBI / BSE/ NSE/ MCX/ CDSL and keep track of the same in a timely manner **Eligibility**: - Must be a graduate - Must have at least 1 year experience working as a Compliance Assistant in Stock Broking industry - Must be...

Responsible for regulatory compliance in a stockbroking business and regulatory audit - assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc. - Manage all operational processes as per regulatory framework to ensure exchange compliance. - Facilitate preparation & timely submission of various forms, reports, and other documents to...

**About the role**:As a GST Associate at APMH & Associates LLP, you will support GST audit engagements and ensure compliance with GST laws under the guidance of senior team members. You will conduct research, assist in staying updated on GST regulations, and provide support to clients and internal teams. This role offers valuable learning opportunities,...

**Job description**: - Assisting in ensuring that clients comply with the applicable regulations - Research, understanding and learning various regulations, circulars, guidelines, notifications issued by SEBI and applicable to the clients. - Drafting of agreements, policies, compliance notes and other documents as per the regulations. **Who can apply**: -...

**Assistant (Accreditation & Compliance)** **Roles & Responsibility**:

We're Hiring Account Assistant for an Elevator Company -Mulund Gender -Female **Job description** - Assist in day-to-day bookkeeping and general accounting activities - Record financial transactions and ensure data accuracy - Prepare invoices, receipts, payments, and vouchers - Assist in preparing financial reports, including balance sheets, income...

**Responsibilities**: - Assist in sourcing and procurement of materials, equipment, and services required for construction projects. - Identify potential vendors and suppliers, solicit quotations, and negotiate pricing and terms. - Process purchase orders and contracts, ensuring accuracy and compliance with company policies. - Coordinate with project...

**JOB TITLE: Compliance Assistant** Handling of the compliances with respect to Private Limited Companies, LLP such as maintaining of statutory register, Minutes, Notices and Share Certificates. Incorporation of Company, LLP, Partnership Firm. Drafting of various agreements such as Partnership Deed, Rent Agreement, MoU Filing of various e-forms on the...

**JOB TITLE: Compliance Assistant** Handling of the compliances with respect to Private Limited Companies, LLP such as maintaining of statutory register, Minutes, Notices and Share Certificates. Incorporation of Company, LLP, Partnership Firm. Drafting of various agreements such as Partnership Deed, Rent Agreement, MoU Filing of various e-forms on the...

Looking for an Article Assistant who has cleared his CA Inter examination of both groups and is interest in tax compliance assignments/field. Pay: ₹8,086.00 - ₹37,264.58 per month Schedule: - Day shift **Experience**: - total work: 1 year (preferred) Work Location: In person

**Organization Name -** Eureka Stock & Share Broking Services Limited. **Location - ** Kolkata(West Bengal) **Education -** Professional Compliance Degree (The Institute of Company Secretaries of India) - Pass out and having membership number. **Position -** Assistant Compliance Manager **Compensation -** Rs. 45,000 /- per month **Job Type -...

Job Title: Assistant Secretary - ComplianceAbout the Job:JM Financial Products Limited invites applications for the position of Assistant Secretary - Compliance. The successful candidate will assist in overseeing compliance functions, including maintenance of statutory records, coordination with regulatory authorities, and more.Key Responsibilities: Support...

**Assistant (Accreditation & Compliance)** **Roles & Responsibility**: In 1981, Shri Vile Parle Kelavani Mandal (SVKM) established Narsee Monjee Institute of Management Studies (NMIMS) to meet the growing demand for management education. In 2003, NMIMS was declared a deemed to be university under Section 3 of the UGC Act 1956. The Vision of the University...

Responsibilities of this Job: 1.Assisting Daily Compliance work. 2.Preparing and Executing Annual Compliance Work. 3.All the necessary compliance work office/company Returns. Who can apply: 3.Required work Experience of 6 month-1 years. 5.Preferred from Mumbai and Near by places. Salary Range: 10-15k **Benefits**: - Cell phone reimbursement - Food...

Handling of the compliances concerning Private Limited Companies, LLP such as maintaining statutory register, Minutes, Notices, and Share Certificates. - Incorporation of Company, LLP, Partnership Firm. Drafting of various agreements such as Partnership Deeds, Rent Agreements, MoUs - Filing of various e-forms on the MCA portal - Handling event-based...

Key Responsibilities: Experience: 0-2 years - Assist in the development, implementation, and maintenance of compliance policies and procedures. - Conduct regular compliance reviews and assessments to identify areas of potential risk or non-compliance. - Collaborate with internal stakeholders to provide guidance and training on compliance-related matters. -...

It's fun to work in a company where people truly BELIEVE in what they're doing! - We're committed to bringing passion and customer focus to the business._ Job Description Key Responsibilities / Duties: - Assist in the monitoring and follow-up with employees to ensure timely completion of required trainings, certifications and submissions of required...

**Position: Employee Compliance** **Location**: Mumbai, BKC **Key Responsibilities**: - Assist in executing and administering BAM’s Regulatory Compliance Program, focusing on Employee compliance (personal trading, political contributions, anti-money laundering, etc.) - Maintain compliance monitoring reports, including for supervised personnel and...

Creating and updating Excel and Word documents Submitting expenses Carry out monitoring reviews as assigned to the individual providing detailed reports in a timely manner To provide compliance support to the business, through responding to queries Reviewing and approving marketing materials for all areas of the business Work with other members of the...

Good knowledge of compliance PF Esic Factory audits Pay: ₹18,000.00 - ₹20,000.00 per month **Experience**: - total work: 2 years (preferred) Work Location: In person