Compliance Assistant

2 weeks ago


Mulund West Mumbai Maharashtra, India Rikhav Securities Ltd Full time

**Job description**
- Monitoring day to day exchange compliance
- Reply to Surveillance/
- Show cause notices Adjudicating
- Orders of SEBI / BSE/ NSE/ MCX/ CDSL and keep track of the same in a timely manner

**Eligibility**:

- Must be a graduate
- Must have at least 1 year experience working as a Compliance Assistant in Stock Broking industry
- Must be knowledgeable about SEBI/BSE/NSE/MCX/CDSL regulations

**Role**:Private Equity Associate

**Industry Type**:Financial Services

**Department**:BFSI, Investments & Trading

**Employment Type**:Full Time, Permanent

**Role Category**:Investment Banking, Private Equity & VCEducation

**UG**:Any Graduate

Pay: ₹15,000.00 - ₹25,000.00 per month

**Experience**:

- total work: 1 year (required)

Work Location: In person

Application Deadline: 27/09/2024


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