Compliance Officer

**Job description** - Monitoring day to day exchange compliance - Reply to Surveillance/ - Show cause notices Adjudicating - Orders of SEBI / BSE/ NSE/ MCX/ CDSL and keep track of the same in a timely manner **Eligibility**: - Must be a graduate - **Must have at least 1 TO 3 year experience working as a Compliance Assistant in Stock Broking industry**: -...

**About company-** Mitsu Chem, a leading manufacturer of world-class plastic blow Molded and injection Molded plastic products. Our head office is in Mulund ( Mumbai, Maharashtra ) and three manufacturing units are located at Tarapur (2) and Khalapur (1).We are a BSE listed company having 300+ crore turnover. **Linkedin page**: **Overview**: The Company...

**Job Title: Security and Compliance Officer** **Location: Borivali West, Mumbai** **Company: Global Advertisers Pvt Ltd** Global Advertisers Pvt Ltd is seeking diligent and experienced retired police officers to join our team as Security and Compliance Officers. The primary responsibilities include monitoring CCTV cameras, ensuring billboards and...

Greetings from Team Management Services (TMS), an end-to-end HR consulting services firm!     We found your resume suitable for the position of Compliance Officer currently open with one of our clients in Mumbai, India.   Company Profile:     Our client provides a state of the art, payment gateway solution - an essential component of...

**TITLE: Compliance Officer** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company affairs. - Provide legal and compliance perspectives to the...

**TITLE: Compliance Officer [Fresher]** **Must have received their CS Id number** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for...

Urgent Requirement for the post of Compliance Officer  Exp - 2 Years  Location: Goregaon Mumbai   Key Responsibilities: - Knowledge of compliances applicable for the BFSI sector (SEBI, RBI, IRDAI, PFRDA) - Analyze, prepare the gist and implications of regulatory communication and broadcast it - Prepare a compliance checklist (both, on-going...

**Urgent Requirement for the post of Compliance Officer** ** Exp - 2 Years** ** Location: Goregaon Mumbai** **Education - Commerce graduates doing compliance related work** **1. Knowledge of compliances applicable for the BFSI sector (SEBI, RBI, IRDAI, PFRDA) Analyze, prepare the gist and implications of regulatory communication and broadcast it...

**Company Profile: A9 Finsight Pvt. Ltd. is an AMC. It is an investment manager of an AIF (Category III).** Job Profile **Job Profile**:Compliance Officer** **Responsibilities**: 1) Initiate, drive process rigor and accuracy, execute and manage compliance under Corporate & Other Laws. 2) Work with different stakeholders within and outside the business to...

**Our Exciting Opportunity**: The Compliance Office within Group Function (GF) Legal Affairs & Compliance develops and maintains Ericsson’s Ethics and Compliance Program (E&C Program). Members of the E&C team sitting in the Market Areas or operational units are responsible for supporting and monitoring the execution of the E&C program in all operating...

Job Title: Compliance Officer **Job Description**: - **Resolving New Queries**: Efficiently address and resolve any new compliance-related queries that arise. - **Follow-up on Pending Queries**: Monitor and follow up on pending compliance queries to ensure timely updates and resolutions. - **Dispute Resolution**: Collaborate with advocates to consult on...

Job Description - Compliance Officer **About Worldline** Worldline helps businesses of all shapes and sizes to accelerate their growth journey - quickly, simply, and securely. We are the innovators at the heart of the payments technology industry, shaping how the world pays and gets paid. Our technology powers the growth of millions of businesses across 5...

Job Description - Compliance Officer (240000GF) - Job Number: 240000GF Requisition Title : Compliance Officer **Description**: **Your team responsibilities** On the forefront of the financial services industry, MSCI’s Compliance team offers a fast-paced yet collegial environment, which is created through a strong culture of teamwork and close working...

**Job ID**: Compliance Officer **Role**: Compliance Officer **Department**: Compliance and Legal **Location**: Andheri East, Mumbai, Maharashtra **Designation**: Manager - AVP **Reporting structure for the position**: Managing Director **No of Position Vacant**: 1 - Ensuring compliance with all rules & regulations framed by regulatory authorities like...

**Requirements -** - Bachelor’s degree in Commerce, Accounting, or a related field. - Basic understanding of GST laws, compliance, and reporting. - Strong analytical, organizational, and time management skills. - Proficiency in MS Office (Excel, Word, and PowerPoint). - Excellent communication and interpersonal skills. - 1 to 2 years of experience in GST...

**TITLE: Compliance Officer (Minimum Qualification - Company Secretary)** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company...

**Position: Compliance Officer** **Location: Mumbai** **Salary: 20k-40k per month** **Immediate Joiners Preffered!** **Responsibilities for Compliance Officer**: - Need compliance officer for Mumbai office. Should be able to understand and reply to queries by **SEBI and NSE and BSE** - Mastermind compliance policies and protocols on behalf of the...

**Job title**: Chief Compliance Officer **Location**: Mumbai, Maharastra **Regulatory Compliance Oversight** ▪ Monitor and interpret regulatory changes, ensuring the company ’soperations comply with RBI guidelines, SEBI regulations, Anti-Money Laundering (AML) laws, and other applicable statutes. ▪ Design and implement comprehensive training programs...

Aquis Search is partnering with a leading global investment firm to hire a Compliance Officer for their Mumbai office. This is a highly specialized role focused on SEBI regulations, FPI (Foreign Portfolio Investment) compliance, and research oversight . Why This Role? Front-Office Exposure: Mumbai office is a front-office setup with a growing research team....

**Job Summary**: **Key Responsibilities**: - Ensure compliance with accounting standards, tax regulations, and company policies. - Monitor and review financial reports to guarantee accurate and timely submission. - Oversee the preparation of statutory accounts, tax returns, and other compliance-related documentation. - Conduct audits to assess financial...