Compliance

Compliance Mumbai _Mumbai Western Suburbs_ February 28, 2023 - February 29, 2024 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Min Required Experience (Years) **2 - **Max Required Experience (Years) **6 We are looking for someone who has worked as a compliance personnel in a broking firm for at least 2 years, and has a good...

Compliance Mumbai _Mumbai Western Suburbs_ April 3, 2024 - April 4, 2025 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Required Education **Graduation - **Course Type **Full Time - **Min Required Experience (Years) **2 - **Max Required Experience (Years) **10 We are looking for someone who has worked as a compliance...

Job Title: Compliance Officer **Job Description**: - **Resolving New Queries**: Efficiently address and resolve any new compliance-related queries that arise. - **Follow-up on Pending Queries**: Monitor and follow up on pending compliance queries to ensure timely updates and resolutions. - **Dispute Resolution**: Collaborate with advocates to consult on...

**Who we are**: LLama Research isn't your typical investment advisory firm! We're a WealthTech startup on a mission to make investment management accessible and approachable for everyone. We believe financial guidance shouldn't be intimidating, so we're here to empower digital natives with clear, user-friendly tools and support. **Who you are**:An...

Manage all employee and business process compliance activity for the entire company - Analyze all in-force contracts to make sure that each client is getting what they paid for - Collaborate with management team to make sure that the entire company is aware of compliance requirements and issues - Develop internal controls and policies designed to ensure that...

Manage all employee and business process compliance activity for the entire company - Analyze all in-force contracts to make sure that each client is getting what they paid for - Collaborate with management team to make sure that the entire company is aware of compliance requirements and issues - Develop internal controls and policies designed to ensure that...

Job Description: - To deal with, handle and assume over responsibility for all regulatory matters with respect to company business, working with various regulatory bodies such as IRDA, RBI, ROC, FIPB etc and ensuring compliances with all regulatory requirements of such bodies. - To provide advice to management and staff on regulatory matters, including...

Key Responsibilities: - Collaborate with legal teams and stakeholders to ensure compliance with regulatory - requirements. - Assist in the preparation of necessary documentation and presentations. - Support the onboarding of new associates by providing necessary historical documents, facilitating a seamless transition through easy access to essential...

**Position Title**: - Compliance Executive **Location**: - Ghatkopar **Qualifications**: - Any Graduate. Experience Required - 1+ Years **Roles & Responsibilities**: Will be responsible for administering payroll accurately and on timely basis Will be responsible for filing PF, ESI, PT and LWF and other statutory challans Must have extensive knowledge of...

This is Aakanksha from Aastral International, I hope you are doing well! Necessary**:PF/PT/LWF/FULL PAYROLL/CLRA/STATUTORY COMPLIANCE** Position Title: Compliance Coordinators Location: Belapur Position Type: Onsite (Full Time) Qualification: Any Graduates. **Salary**: 20000/- to 35000/- Gross (as per the experience) Job Roles and Responsibility: -...

Greetings from Team Management Services (TMS), an end-to-end HR consulting services firm!     We found your resume suitable for the position of Compliance Officer currently open with one of our clients in Mumbai, India.   Company Profile:     Our client provides a state of the art, payment gateway solution - an essential component of...

Compliance Officer / Auditor with more than 1 year of SEBI/exchange compliance work experience required at a consulting firm located in Malad, Mumbai JD - Assist in conducting audits for both Depository Participants (DPs) and stockbrokers, including semi-annual internal audits - Ensure compliance with regulations from NSE, NSDL, CDSL, and SEBI during...

Compliance Officer / Auditor with more than 1 year of SEBI/exchange compliance work experience required at a consulting firm located in Malad, Mumbai JD - Assist in conducting audits for both Depository Participants (DPs) and stockbrokers, including semi-annual internal audits - Ensure compliance with regulations from NSE, NSDL, CDSL, and SEBI during...

Associate - Compliance (Monitoring, Surveillance & Reporting) - IN The role assists with performing all phases of compliance monitoring and surveillance activities, including data collection, developing the scope, documenting applicable risks and controls, developing reproducible scripts, analyzing and interpreting findings, documenting and tracking issues...

1+ years of human resources experience - Experience in confidential environments - Bachelors degree is minimum About Amazon Key job responsibilities 1. Will be responsible for labour law compliance for Amazon India sites / offices and liaison with Labour Law consultant to ensure timely compliance under various laws as applicable. 2. Conduct registrations,...

1+ years of human resources experience - Experience in confidential environments - Bachelors degree is minimum About Amazon Key job responsibilities 1. Will be responsible for labour law compliance for Amazon India sites / offices and liaison with Labour Law consultant to ensure timely compliance under various laws as applicable. 2. Conduct registrations,...

**Job Information**: Company **Yubi*** Work Experience **6-10 years*** Industry **Financial Services*** City **Mumbai*** State/Province **Maharashtra*** Country **India*** Zip/Postal Code **400008*** **About us**: Yubi stands for ubiquitous. But Yubi will also stand for transparency, collaboration, and the power of possibility. From being a...

Job Description - Compliance Officer (240000GF) - Job Number: 240000GF Requisition Title : Compliance Officer **Description**: **Your team responsibilities** On the forefront of the financial services industry, MSCI’s Compliance team offers a fast-paced yet collegial environment, which is created through a strong culture of teamwork and close working...

**About Blenheim Chalcot** Blenheim Chalcot is one of the leading venture builders in the world. We have been building exciting and disruptive businesses for over 26 years across sectors including FinTech, EdTech, GovTech, Media, Sport, Charity and more. These companies are all GenAI enabled and are some of the most innovative companies in the UK and...

Manage AIF Fund Organisation including set up, compliance, reporting - Assist in structuring, review and execution of Transaction Documents and obtaining custody letter from Debenture Trustee - Review and rectify executed documents in case of any error - Issuing Debenture Allotment Letters and confirming IRR start dates with Investors - Preparing draft...