Compliance

**Position: Employee Compliance** **Location**: Mumbai, BKC **Key Responsibilities**: - Assist in executing and administering BAM’s Regulatory Compliance Program, focusing on Employee compliance (personal trading, political contributions, anti-money laundering, etc.) - Maintain compliance monitoring reports, including for supervised personnel and...

**Urgent Requirement for the post of Compliance Officer** ** Exp - 2 Years** ** Location: Goregaon Mumbai** **Education - Commerce graduates doing compliance related work** **1. Knowledge of compliances applicable for the BFSI sector (SEBI, RBI, IRDAI, PFRDA) Analyze, prepare the gist and implications of regulatory communication and broadcast it...

Urgent Requirement for the post of Compliance Officer  Exp - 2 Years  Location: Goregaon Mumbai   Key Responsibilities: - Knowledge of compliances applicable for the BFSI sector (SEBI, RBI, IRDAI, PFRDA) - Analyze, prepare the gist and implications of regulatory communication and broadcast it - Prepare a compliance checklist (both, on-going...

Job Title: Compliance Officer **Job Description**: - **Resolving New Queries**: Efficiently address and resolve any new compliance-related queries that arise. - **Follow-up on Pending Queries**: Monitor and follow up on pending compliance queries to ensure timely updates and resolutions. - **Dispute Resolution**: Collaborate with advocates to consult on...

**Our Exciting Opportunity**: The Compliance Office within Group Function (GF) Legal Affairs & Compliance develops and maintains Ericsson’s Ethics and Compliance Program (E&C Program). Members of the E&C team sitting in the Market Areas or operational units are responsible for supporting and monitoring the execution of the E&C program in all operating...

**About the Company**: Who we are At The Whole Truth, our mission is to ‘re-build the world’s trust in its food’. We believe consumers have lost trust in big-food companies because they’ve been selling half-truths for ages. We believe the only way to remedy this is for someone to stand up and speak the whole truth. Warts n’all. What we do We are...

It's fun to work in a company where people truly BELIEVE in what they're doing! - We're committed to bringing passion and customer focus to the business._ Job Description Key Responsibilities / Duties: - Assist in the monitoring and follow-up with employees to ensure timely completion of required trainings, certifications and submissions of required...

Manage all employee and business process compliance activity for the entire company - Analyze all in-force contracts to make sure that each client is getting what they paid for - Collaborate with management team to make sure that the entire company is aware of compliance requirements and issues - Develop internal controls and policies designed to ensure that...

**Job Description / Responsibilities**: Ø Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited Ø Submission of Internal audit and Concurrent and advise the company regarding compliance audit report to CDSL. Ø Updating of Dealers NISM certificate before expiry in All Exchanges. Ø...

Job Description: - To deal with, handle and assume over responsibility for all regulatory matters with respect to company business, working with various regulatory bodies such as IRDA, RBI, ROC, FIPB etc and ensuring compliances with all regulatory requirements of such bodies. - To provide advice to management and staff on regulatory matters, including...

Key Responsibilities: - Collaborate with legal teams and stakeholders to ensure compliance with regulatory - requirements. - Assist in the preparation of necessary documentation and presentations. - Support the onboarding of new associates by providing necessary historical documents, facilitating a seamless transition through easy access to essential...

**Position Title**: - Compliance Executive **Location**: - Ghatkopar **Qualifications**: - Any Graduate. Experience Required - 1+ Years **Roles & Responsibilities**: Will be responsible for administering payroll accurately and on timely basis Will be responsible for filing PF, ESI, PT and LWF and other statutory challans Must have extensive knowledge of...

**Function: Legal & Compliance** **Designation: Asst. Manager / Manager - Legal & Compliance Experience: 8 - 10 years** **Location: Mumbai** **Reports To: Dept. Head** **Roles & Responsibilities**: - Liaising with the business teams for end-to-end implementation of various regulatory requirements. - Develop, maintain and update regulatory inventory...

**Function: Legal & Compliance** **Designation: Asst. Manager / Manager - Legal & Compliance Experience**: **Location: Mumbai** **Reports To: Dept. Head** **Roles & Responsibilities**: - Liaising with the business teams for end-to-end implementation of various regulatory requirements. - Develop, maintain and update regulatory inventory repository of IRDA...

This is Aakanksha from Aastral International, I hope you are doing well! Necessary**:PF/PT/LWF/FULL PAYROLL/CLRA/STATUTORY COMPLIANCE** Position Title: Compliance Coordinators Location: Belapur Position Type: Onsite (Full Time) Qualification: Any Graduates. **Salary**: 20000/- to 35000/- Gross (as per the experience) Job Roles and Responsibility: -...

Greetings from Team Management Services (TMS), an end-to-end HR consulting services firm!     We found your resume suitable for the position of Compliance Officer currently open with one of our clients in Mumbai, India.   Company Profile:     Our client provides a state of the art, payment gateway solution - an essential component of...

**Experience in Compliance, Accounts & Tally is Mandatory** **Job Title: Compliance Executive** **Reports to: Senior Executive - Accounts** **Location: Mumbai, Chembur (Head Office)** **Key Responsibilities**: **Statutory Compliance**: - Ensure timely processing and payment of statutory obligations such as PF, ESIC, PT, MLW, and Gratuity. - Submit...

**Experience in Compliance, Accounts & Tally is Mandatory** **Job Title: Compliance Executive** **Reports to: Senior Executive - Accounts** **Location: Mumbai, Chembur (Head Office)** **Key Responsibilities**: **Statutory Compliance**: - Ensure timely processing and payment of statutory obligations such as PF, ESIC, PT, MLW, and Gratuity. - Submit...

CS with 5+ years of work experience required in reputed AMC located at Bandra Kurla Complex(BKC), Mumbai Should have prior experience of working in the AMC or Trusteeship organisation JD: - To ensure timely SEBI compliance - Ensure compliance with RBI Act, FDI norms, and AMFI Circulars - Handle Mutual Fund reporting as per SEBI/RBI/PMLA guidelines -...

Job Title: Assistant Manager/Manager - Compliance Qualification: Semi Qualified/ Qualified CS Work location: Lower Parel What we are looking for: 1. Supervision on timely submission to SEBI/ Stock Exchange-related compliances (BSE/NSE listing and periodic returns). 2. Monitoring of certain SEBI compliances by issuer companies on daily basis and reporting...