Employee Compliance

4 days ago


Mumbai Maharashtra, India Raj Enterprises Full time

**Position: Employee Compliance**

**Location**: Mumbai, BKC

**Key Responsibilities**:

- Assist in executing and administering BAM’s Regulatory Compliance Program, focusing on Employee compliance (personal trading, political contributions, anti-money laundering, etc.)
- Maintain compliance monitoring reports, including for supervised personnel and compliance calendars
- Manage compliance monitoring systems (personal trading, certifications, restricted trading lists)
- Assist with the organization and filing of compliance records
- Support in responding to regulatory inquiries and examinations

**Qualifications**:

- College Graduate
- 2+ years of relevant asset management regulatory compliance support, especially employee compliance
- Detail-oriented with strong Microsoft Office skills
- Effective written and verbal communication skills

**Job Types**: Full-time, Internship

Pay: ₹1,000,000.00 - ₹1,500,000.00 per year

Schedule:

- Day shift
- Monday to Friday

Work Location: In person



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