Employee Compliance
4 days ago
**Position: Employee Compliance**
**Location**: Mumbai, BKC
**Key Responsibilities**:
- Assist in executing and administering BAM’s Regulatory Compliance Program, focusing on Employee compliance (personal trading, political contributions, anti-money laundering, etc.)
- Maintain compliance monitoring reports, including for supervised personnel and compliance calendars
- Manage compliance monitoring systems (personal trading, certifications, restricted trading lists)
- Assist with the organization and filing of compliance records
- Support in responding to regulatory inquiries and examinations
**Qualifications**:
- College Graduate
- 2+ years of relevant asset management regulatory compliance support, especially employee compliance
- Detail-oriented with strong Microsoft Office skills
- Effective written and verbal communication skills
**Job Types**: Full-time, Internship
Pay: ₹1,000,000.00 - ₹1,500,000.00 per year
Schedule:
- Day shift
- Monday to Friday
Work Location: In person
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