Compliance Executive

Responsible for regulatory compliance in a stockbroking business and regulatory audit - assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc. - Manage all operational processes as per regulatory framework to ensure exchange compliance. - Facilitate preparation & timely submission of various forms, reports, and other documents to...

Urgently hiring for Compliance Executive. - Salary: 15k To 17k NTH - Experience: 1 to 4 Years - Should have experience in PF & ESIC Part - Location: Goregaon East **Job Types**: Full-time, Regular / Permanent Pay: ₹16,000.00 - ₹17,000.00 per month Schedule: - Day shift - Morning shift **Experience**: - Compliance Executive: 1 year (preferred) - PF...

Ø Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited. Ø Submission of Internal audit and Concurrent audit report to CDSL. Ø Updating of Dealers NISM certificate before expiry in All Exchanges. Ø Gathering and analyzing data, performing computations, and preparing work...

Designation-compliance executive location-malad west experience-2+ years ctc-upto 5 lpa hands on experience on: Regulation compliance **BSE,NSE,SEBI** Inspection **SEBI** Registration/cancellation vendor handling contact/agreement stock exchange compliance immediate joiner excellent communication skills Compliances related to AMFI Replied to...

Job description Job Title: Backend Operations Executive - Night Shift Company: Compliance Mentorz Location: Remote - Work from Home **Job Type**: Full-Time (Night Shift) About Us: Compliance Mentorz is a distinguished risk and safety consulting firm, dedicated to assisting organizations in achieving and exceeding regulatory compliance standards. Our...

Job description Job Title: Backend Operations Executive - Night Shift Company: Compliance Mentorz Location: Remote - Work from Home **Job Type**: Full-Time (Night Shift) About Us: Compliance Mentorz is a distinguished risk and safety consulting firm, dedicated to assisting organizations in achieving and exceeding regulatory compliance standards. Our...

**Job Description / Responsibilities**: Ø Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited Ø Submission of Internal audit and Concurrent and advise the company regarding compliance audit report to CDSL. Ø Updating of Dealers NISM certificate before expiry in All Exchanges. Ø...

Making PF & ESIC Challans, Upload PF & ESIC challans on portals Employees pf & ESIC Registration Online PF withdrwal claims PF transfer and Advance claim Generation of ESIC TIC of employees & distribute to emloyees Checking monthly compliance and non complaince of clients Drafting & mailing letters on various matter Visit PF & ESIC office for...

**About company-** Mitsu Chem, a leading manufacturer of world-class plastic blow Molded and injection Molded plastic products. Our head office is in Mulund ( Mumbai, Maharashtra ) and three manufacturing units are located at Tarapur (2) and Khalapur (1).We are a BSE listed company having 300+ crore turnover. **Linkedin page**: **Overview**: The Company...

Join Our Team:We are looking for a highly motivated Risk and Compliance Manager to join our team at APTO SOLUTIONS. As a key member of our compliance team, you will play a vital role in developing and maintaining a robust Compliance Management System. Your expertise in managing risk and compliance will enable us to maintain our high standards of quality and...

**Designation**: MIS Executive **Location**:Mulund, Mumbai **Qualification**:Graduate **Experience**:2 to 3 Years **Salary Range**: Up to 3 LPA **Roles & Responsibility**: **1. Stock Report Management**: - Maintain and update stock reports regularly. - Reconcile stock data to ensure accuracy. - Generate periodic stock analysis and reports for...

At APTO SOLUTIONS - EXECUTIVE SEARCH & CONSULTANTS, we are seeking a highly skilled Strategic Compliance Officer to join our team.**Job Summary:**We are looking for an experienced professional with expertise in compliance management to oversee and implement our compliance strategy. The ideal candidate will have strong analytical and problem-solving skills,...

**Position Title**: - Compliance Executive **Location**: - Ghatkopar **Qualifications**: - Any Graduate. Experience Required - 1+ Years **Roles & Responsibilities**: Will be responsible for administering payroll accurately and on timely basis Will be responsible for filing PF, ESI, PT and LWF and other statutory challans Must have extensive knowledge of...

**Experience in Compliance, Accounts & Tally is Mandatory** **Job Title: Compliance Executive** **Reports to: Senior Executive - Accounts** **Location: Mumbai, Chembur (Head Office)** **Key Responsibilities**: **Statutory Compliance**: - Ensure timely processing and payment of statutory obligations such as PF, ESIC, PT, MLW, and Gratuity. - Submit...

**Experience in Compliance, Accounts & Tally is Mandatory** **Job Title: Compliance Executive** **Reports to: Senior Executive - Accounts** **Location: Mumbai, Chembur (Head Office)** **Key Responsibilities**: **Statutory Compliance**: - Ensure timely processing and payment of statutory obligations such as PF, ESIC, PT, MLW, and Gratuity. - Submit...

preparing P.F., ESIC, P.T., MLWF challan Update ESIC TIC 3 card Keeping record of Joining Exit forms of Employees Generate new Employee Insurance UAN number Co-ordination with PF authorities for employees PF related issues. Solving employee queries related to PF Nomination, Transfer, Wthdrawal, Retirement etc. Maintaining register i.e. Salary,...

About the Role:We are seeking a seasoned Senior Compliance Officer for our Mumbai office. In this capacity, you will be responsible for establishing a Compliance Management System, tracking key compliances efficiently, and assisting in preparing compliance certificates. Your expertise in cultivating a compliance culture through policies and training sessions...

Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited.Submission of Internal audit and Concurrent audit report to CDSL.Updating of Dealers NISM certificate before expiry in All Exchanges.Gathering and analyzing data, performing computations, and preparing work Researched, interpreted,...

**Join our troop of passionate minds and get the chance to transform Insurance!!!** Start securing India at Probus where you will have the opportunity to transform Insurance. We are inviting people from different walks of life to make their career in the most rapidly growing InsurTech in India. At Probus, we ensure to make long-term relationships with our...

Role: Compliance ManagerExperience: 3-4 years (CA) / 10-12 Years (CA Intermediate)Qualifications: CA, CA IntermediateLocation - Mumbai(Santacruz E)Key Responsibilities:- Establish a Compliance Management System to ensure adherence- Cultivate a compliance culture through policies and training sessions- Educate stakeholders on their obligations and reporting...