Compliance Executive

Ø Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited. Ø Submission of Internal audit and Concurrent audit report to CDSL. Ø Updating of Dealers NISM certificate before expiry in All Exchanges. Ø Gathering and analyzing data, performing computations, and preparing work...

Designation-compliance executive location-malad west experience-2+ years ctc-upto 5 lpa hands on experience on: Regulation compliance **BSE,NSE,SEBI** Inspection **SEBI** Registration/cancellation vendor handling contact/agreement stock exchange compliance immediate joiner excellent communication skills Compliances related to AMFI Replied to...

Roles & Responsibilities Regulatory Oversight: 1. Ensure compliance with employment laws, regulations, and organizational policies. 2. Monitor changes in labor laws and update policies accordingly. Policy Development: 3. Frame, Develop, implement, and maintain HR policies and procedures that reflect best practices and legal standards. 4. Regularly review...

Look into and resolve investor grievances/complaints - Address legal and arbitration cases - Manage operational and regulatory compliance - Quarterly Settlement of all clients - Ensure proper compliance under the SEBI act, SCRA, Rules and Regulations & Bye-laws of The National Stock Exchange of India Ltd, The Stock Exchange, Mumbai, and circulars issued by...

Job description Job Title: Backend Operations Executive - Night Shift Company: Compliance Mentorz Location: Remote - Work from Home **Job Type**: Full-Time (Night Shift) About Us: Compliance Mentorz is a distinguished risk and safety consulting firm, dedicated to assisting organizations in achieving and exceeding regulatory compliance standards. Our...

Job description Job Title: Backend Operations Executive - Night Shift Company: Compliance Mentorz Location: Remote - Work from Home **Job Type**: Full-Time (Night Shift) About Us: Compliance Mentorz is a distinguished risk and safety consulting firm, dedicated to assisting organizations in achieving and exceeding regulatory compliance standards. Our...

**Job Description / Responsibilities**: Ø Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited Ø Submission of Internal audit and Concurrent and advise the company regarding compliance audit report to CDSL. Ø Updating of Dealers NISM certificate before expiry in All Exchanges. Ø...

Join Our Team:We are looking for a highly motivated Risk and Compliance Manager to join our team at APTO SOLUTIONS. As a key member of our compliance team, you will play a vital role in developing and maintaining a robust Compliance Management System. Your expertise in managing risk and compliance will enable us to maintain our high standards of quality and...

**Designation**: MIS Executive **Location**:Mulund, Mumbai **Qualification**:Graduate **Experience**:2 to 3 Years **Salary Range**: Up to 3 LPA **Roles & Responsibility**: **1. Stock Report Management**: - Maintain and update stock reports regularly. - Reconcile stock data to ensure accuracy. - Generate periodic stock analysis and reports for...

**Position Title**: - Compliance Executive **Location**: - Ghatkopar **Qualifications**: - Any Graduate. Experience Required - 1+ Years **Roles & Responsibilities**: Will be responsible for administering payroll accurately and on timely basis Will be responsible for filing PF, ESI, PT and LWF and other statutory challans Must have extensive knowledge of...

At APTO SOLUTIONS - EXECUTIVE SEARCH & CONSULTANTS, we are seeking a highly skilled Strategic Compliance Officer to join our team.**Job Summary:**We are looking for an experienced professional with expertise in compliance management to oversee and implement our compliance strategy. The ideal candidate will have strong analytical and problem-solving skills,...

**Experience in Compliance, Accounts & Tally is Mandatory** **Job Title: Compliance Executive** **Reports to: Senior Executive - Accounts** **Location: Mumbai, Chembur (Head Office)** **Key Responsibilities**: **Statutory Compliance**: - Ensure timely processing and payment of statutory obligations such as PF, ESIC, PT, MLW, and Gratuity. - Submit...

**Experience in Compliance, Accounts & Tally is Mandatory** **Job Title: Compliance Executive** **Reports to: Senior Executive - Accounts** **Location: Mumbai, Chembur (Head Office)** **Key Responsibilities**: **Statutory Compliance**: - Ensure timely processing and payment of statutory obligations such as PF, ESIC, PT, MLW, and Gratuity. - Submit...

About the Role:We are seeking a seasoned Senior Compliance Officer for our Mumbai office. In this capacity, you will be responsible for establishing a Compliance Management System, tracking key compliances efficiently, and assisting in preparing compliance certificates. Your expertise in cultivating a compliance culture through policies and training sessions...

**Join our troop of passionate minds and get the chance to transform Insurance!!!** Start securing India at Probus where you will have the opportunity to transform Insurance. We are inviting people from different walks of life to make their career in the most rapidly growing InsurTech in India. At Probus, we ensure to make long-term relationships with our...

Role: Compliance ManagerExperience: 3-4 years (CA) / 10-12 Years (CA Intermediate)Qualifications: CA, CA IntermediateLocation - Mumbai(Santacruz E)Key Responsibilities:- Establish a Compliance Management System to ensure adherence- Cultivate a compliance culture through policies and training sessions- Educate stakeholders on their obligations and reporting...

Role: Compliance ManagerExperience: 3-4 years (CA) / 10-12 Years (CA Intermediate)Qualifications: CA, CA IntermediateLocation - Mumbai(Santacruz E)Key Responsibilities:- Establish a Compliance Management System to ensure adherence- Cultivate a compliance culture through policies and training sessions- Educate stakeholders on their obligations and reporting...

Role: Compliance ManagerExperience: 3-4 years (CA) / 10-12 Years (CA Intermediate)Qualifications: CA, CA IntermediateLocation - Mumbai(Santacruz E)Key Responsibilities:- Establish a Compliance Management System to ensure adherence- Cultivate a compliance culture through policies and training sessions- Educate stakeholders on their obligations and reporting...

Role: Compliance Manager Experience: 3-4 years (CA) / 10-12 Years (CA Intermediate)Qualifications: CA, CA IntermediateLocation - Mumbai(Santacruz E)Key Responsibilities:- Establish a Compliance Management System to ensure adherence- Cultivate a compliance culture through policies and training sessions- Educate stakeholders on their obligations and reporting...

Role: Compliance Manager Experience: 3-4 years (CA) / 10-12 Years (CA Intermediate)Qualifications: CA, CA IntermediateLocation - Mumbai(Santacruz E)Key Responsibilities:- Establish a Compliance Management System to ensure adherence- Cultivate a compliance culture through policies and training sessions- Educate stakeholders on their obligations and reporting...