Legal & Secretarial – Financial Services

2 weeks ago


mumbai, India Arin Consultancy Private Limited Full time

Talent Profile – Legal & Secretarial

Location : Mumbai

Qualifications:

Qualified as Company Secretary with LLB (MUST)

Work Experience (highlight) :

Work experience of 6-7 years. Must have exposure & experience in managing Secretarial aspects of Companies and LLPs.

Core Purpose of the Role :

Manage entire secretarial aspects of Companies and LLPs under the Companies Act, 2013 and with respect to the SEBI Compliance for listed Companies; ROC filings and Statutory registers maintenance Drafting and review of various debt transaction related documents such as PPM, registration formalities, etc. Ensure all regulatory submissions / filing are done in time and record is maintained All relevant policies are regularly updated and ensure that the Entities are compliant with all statutory approvals Ensure new circulars released by regulators i.e. SEBI/Stock Exchanges are reviewed, discussed and implemented (Guide various teams, make plan and ensure implementation) Manage relationships with regulators and assist with the Company’s response to regulatory inspection / observations Ensure timely completion of Internal/External Audits Assist in various compliance matters / opinions in day to day activities Managing customer (internal) queries in a timely manner to resolve grievances

Skills:

Knowledge in Securities Laws and Company Law Expertise in liaison work with various exchanges (SEBI) Excellent communication Solution Orientation Positive Attitude Decision Making ability
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