Smest - Compliance Officer - CS

2 weeks ago


Mumbai, India Finance Full time

Compliance Officer , Prefer Mumbai candidates who can join us on an immediate basis

Mumbai - 400052

JOB SUMMARY:

We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines.

ROLES AND RESPONSIBILITIES:

- Responsible for company affairs.

- Represent the company in legal matters.

- Provide legal and compliance perspectives to the business.

- Managing compliance aspects.

- Information memorandum.

- SEBI / BSE / NSE guidelines.

- Company law issuance.

- Compliance management.

- Periodic submission to the broking and DP compliance and operation team.

- Handle SCORES (Sebi Complaints Redress System) for SMEST Capital Pvt. Ltd.

- Manage Financial Intelligence Unit (FIU)

- Keep a clean check and updates on the SEBI KYC Registration Agency (KRA).

REQUIREMENTS:

- Any Company Secretary with a minimum 1 year of experience as Compliance.

- Freshers also can apply

- Should have their CS ID

COMPANY PROFILE:

- SMEST Capital, is a fintech to provide solutions in the wealth management space through the use of technology as a medium.

- We are engaged in business of providing financial services.

- We are registered as stockbrokers in the New Debt Segment of BSE Limited.

WHY SMEST Capital :

- Salary at par with industry standards.

- Employee oriented salary structure

- Probable onsite opportunities.

- Opportunity to learn and grow up at the same time.

- Located in the midst of Khar-Bandra, The heart of Mumbai

Job Type: Full-time

(ref:iimjobs.com)
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