Smest - Compliance Officer - CS
2 weeks ago
Compliance Officer , Prefer Mumbai candidates who can join us on an immediate basis
Mumbai - 400052
JOB SUMMARY:
We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines.
ROLES AND RESPONSIBILITIES:
- Responsible for company affairs.
- Represent the company in legal matters.
- Provide legal and compliance perspectives to the business.
- Managing compliance aspects.
- Information memorandum.
- SEBI / BSE / NSE guidelines.
- Company law issuance.
- Compliance management.
- Periodic submission to the broking and DP compliance and operation team.
- Handle SCORES (Sebi Complaints Redress System) for SMEST Capital Pvt. Ltd.
- Manage Financial Intelligence Unit (FIU)
- Keep a clean check and updates on the SEBI KYC Registration Agency (KRA).
REQUIREMENTS:
- Any Company Secretary with a minimum 1 year of experience as Compliance.
- Freshers also can apply
- Should have their CS ID
COMPANY PROFILE:
- SMEST Capital, is a fintech to provide solutions in the wealth management space through the use of technology as a medium.
- We are engaged in business of providing financial services.
- We are registered as stockbrokers in the New Debt Segment of BSE Limited.
WHY SMEST Capital :
- Salary at par with industry standards.
- Employee oriented salary structure
- Probable onsite opportunities.
- Opportunity to learn and grow up at the same time.
- Located in the midst of Khar-Bandra, The heart of Mumbai
Job Type: Full-time
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