Compliance Professional

Urgent Hiring for compliance professionals.Location- Mumbai-Lower ParelExperience- 2-5 YearsSalary- Max. 9 L fixed + bonusQualification- Semi qualified / Qualified CS from PCS / CS Consulting firms.Experience working with ta CS / PCS firm is mandatory.Job Responsibility- Handle compliances as required under the Companies Act, 2013 and Foreign Exchange...

Proven experience of supporting IT/Security Infrastructure. Hands on experience with at least one of the main cloud vendors (Amazon Web Services, Azure, Google Cloud Platform). Experience of Cloud native Security Tools (e.g. AWS Security Hub, Azure Security Centre). Knowledge of cloud native security, identity and compliance services. Knowledge of Cyber...

Company DescriptionKlass Global Advisors LLP is an advisory and consultancy firm based in Mumbai. With over 2 decades of experience, we provide holistic and effective services in the fields of accounting, finance, and management consultancy. Our specialized and professional services include Accounting, Taxation (Indirect and Direct), Corporate laws,...

Company Description We are currently hiring for a lead manager to handle Compliance and Governance function in one of the top 3 distributors of PMS and AIF.Role Description This is a full-time on-site role for an AVP- Compliance (PMS/AIF).The AVP- Compliance will be responsible for managing compliance activities related to PMS (Portfolio Management Service)...

Role Job Title : Senior Compliance Manager – Compliance Testing Function Department: Compliance Job Purpose: Responsibilities typically include designing testing strategies, conducting reviews, analysing data, preparing reports, continuous engagement with stakeholders to ensure suitable corrective action. Strong knowledge of banking...

Job Title: Assistant Vice President - Compliance ManagerCompany: Join our team at one of the top 3 distributors of PMS and AIF!This is a full-time on-site role for an AVP- Compliance (PMS/AIF).Responsible for managing compliance activities related to Portfolio Management Service (PMS) and Alternative Investment Fund (AIF).Ensuring regulatory compliance,...

Company DescriptionWe are currently seeking a dynamic individual to take on the crucial role of lead manager for Compliance and Governance within one of the leading distributors of PMS and AIF.Role DescriptionJoin us for a full-time, on-site opportunity as an AVP- Compliance (PMS/AIF). As the AVP- Compliance, you will oversee all compliance activities...

Focus AreasConflict CheckSEBI Prohibition of Insider TradingQualifications: CS + LLB (Mandatory)Post Qualification Experience: 5-12 yearsReporting to: Chief Risk, Audit and Compliance OfficerIndustry: BFSI, Big 4 and other Consulting FirmsThe incumbent will be part of the Compliance function, which is responsible for:o Evaluating, analysing, reporting and...

Primary Responsibilities:Responsible for the firm's Code of Ethics administration through Ascendant Compliance Manager, including the establishment, dissemination and tracking of compliance certifications and the ad hoc review of potential violations2. Assist the CCO in the administration of firm's compliance program, including management of the compliance...

Roles & responsibilities: Ensure identification of compliance requirements for NBFC (ND-SI), AIF, PMS, Investment advisor & mutual fund compliances. Evaluate the implication of regulatory guidelines on the business and Liaise with internal departments to get the regulations implemented. Do submission of various regulatory filings Proactively...

Our Client is a leading broking and investment firm in India, dedicated to delivering exceptional financial services across various sectors including investment banking, stock broking, portfolio management, private wealth management, research analysis, and Alternative Investment Funds . They are now seeking a seasoned professional to join their team as the...

About Brickwork RatingsBrickwork Ratings (BWR) is one of India's leading credit rating agencies, committed to providing the investment community with products and services needed to make informed investment decisions. Established in 2007, Brickwork Ratings, a SEBI-registered and RBI-accredited credit rating agency, has Canara Bank, a leading public sector...

Proven experience as a L2 Desktop Support Engineer is Mandatory. JOB SUMMARY: The Technical Interviewer is responsible for evaluating the technical competencies of job candidates during the hiring process. They conduct in-depth technical interviews and assess candidates' technical skills, problem-solving abilities, and cultural fit with the organization....

Proven experience as a L2 Desktop Support Engineer is Mandatory.JOB SUMMARY:The Technical Interviewer is responsible for evaluating the technical competencies of job candidates during the hiring process. They conduct in-depth technical interviews and assess candidates' technical skills, problem-solving abilities, and cultural fit with the organization.KEY...

_Compliance Associate (eComm), __Monitoring & Testing, Sustainalytics & Indexes_**Role: Compliance AssociateShift: GeneralNo of Position: 2The Team:Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department.To assist in the responsibility, the Compliance Associate will interact with key stakeholders from Morningstar...

The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier compliance...

Job Position Controlling Professional (Guidelines and Principles)Job ResponsibilitiesEnsure Governance in Accounting and that local internal guidelines are in place that are in confirmity with the Siemens internal as well as with statutory requirements and assess arising changes in regulations to develop strategy for early adoption.Responsibility for ICFR...

Positions : Compliance ExecutiveLocation : Chembur6 month contract base and third party payrollRequired Skills:- all compliance, payroll management, PF,ESIC, Employee data, salary process, audit etc.someone who deals with labor laws, specifically the top CLRA & BOCW part. Experience Years Salary 3 Lac To 4 Lac 75 Thousand P.A. Industry Corporate Planning &...

JOB ROLE Lead – Compliance JOB ID REPORTING TO Chief Compliance Officer and Company Secretary TYPE OF ROLE People Management Role as well as Individual Contributor Role LOCATION Corporate Office, Mumbai. BU / DIVISION Corporate Secretarial and Compliance JOB PURPOSE This position ascertains that the Company aligns...

Roles - Lead – Compliance - NBFCLocation - Chennai (Preferably) / MumbaiKey ResponsibilitiesAssist the Board and the Senior Management in overseeing the implementation of Compliance Policy, including policies and procedures, prescriptions in Compliance Manuals, internal codes of conduct, etc.Take care of secretarial work and manage all board and board...