Compliance Officer

Job Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or banking...

Job Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or banking...

We are seeking a Compliance Officer with 2-3 years of experience in a regulated entity such as NBFCs or Banks. The Compliance Officer will ensure the company's adherence to various legal and regulatory requirements, including company law, FEMA, and RBI-NBFC compliances. This role is crucial for maintaining compliance with applicable laws, regulations, and...

Home ›Vacancy › Job openings for compliance officer in mumbai Compliance Officer (Accounts) Andheri (Mumbai)Mumbai Sharecontact number/wats appPreparing accounts in Tally, entering purchase sales, receipts, expenses, and other data in tally as per the need of clientsVouching verifying for thePreparing the working for GST, TDS and Various other...

Compliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandates Overseas transaction background check PMS / AIF online applications to SEBI and resolving SEBI query...

Job DescriptionCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandatesOverseas transaction background check PMS / AIF online applications to SEBI and...

Location : DubaiPosition : Compliance OfficerJOB DESCRIPTION - COMPLIANCE OFFICERKEY RESPONSIBILITIES Develop, or oversee the development of the institution's ML/FT/PF risk assessment. Establish and maintain appropriate AML/CFT policies, procedures, processes and controls. Ensure daytoday compliance of the business against internal AML/CFT policies and...

Job DescriptionWe're looking for a Compliance Officer – India to strengthen our compliance team. Based in Mumbai, India. you will work with a growing team of multidisciplinary specialists globally (Product, Treasury, Bank Product, Security, Financial Crime) to help build world-class products in India. You'll also manage and strengthen the teams'...

India Compliance Group FunctionsJob Reference #BRCity MumbaiJob Type Full TimeYour role Do you have experience in providing compliance or risk advisory services to a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance? Are you confident when it comes to speaking up for what is right and challenging at all...

Since 2011, Wise has had a clear mission: money without borders. Built by and for people who live global lives, we're the fairest, easiest way to manage your money across borders.We're just at the beginning of our story and we're growing at an incredible pace. We won't stop until anyone, anywhere can send, spend and receive money wherever they are, whatever...

Opening for Compliance Officer: Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field.Roles and ResponsibilitiesJob Summary:Under general direction, an employee in this role will have the following responsibilities:Shall drive Compliance activities across the...

Job DescriptionWe're looking for a Compliance Officer in India to strengthen our regional compliance team, which is in Mumbai, India.You will work with a growing team of multidisciplinary specialists globally (Product, Treasury, Bank Product, Security, Financial Crime) to help build world-class products in India. You'll also manage and strengthen the teams'...

Job Profile:To ensure the compliance with the following regulations:SEBI (Stock-Brokers) Regulations, 1992 and circulars/ notifications issued thereunder. SEBI (Non-Convertible Securities) Regulations, 2021 to the extent it is applicable to the functioning and operations of Stock-Brokers and/or Online Bond Platform Providers. SEBI (Intermediaries)...

Company:Easy Home Finance LimitedLocationMumbaiExperience8-10 YearsKey Skillsrisk governance, Compliance, Compliance Management, risk compliances, Regulatory CompliancePosition: Chief Compliance OfficerQualification: CA,CSExperience: 5 to 10 yearsLocation: MumbaiJob descriptionPlease find the job description of the Chief Compliance Officer.Core Compliance...

Opening for Compliance Officer: Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field.Specific: should have knowledge with respect to ISO Job Location: MumbaiImmediate Joiners are also welcome.Can contact :Schedule: Day shift Monday to FridayCOVID-19...

:Deutsche Bank AG (the "Bank") has established the Controls Testing & Assurance department ("CT&A") as an independent function, reporting to the Chief Administrative Officer ("CAO"). The Compliance Testing ("CT") team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of the businesses' control environment...

Description : Deutsche Bank AG (the "Bank") has established the Controls Testing & Assurance department ("CT&A") as an independent function, reporting to the Chief Administrative Officer ("CAO"). The Compliance Testing ("CT") team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of the businesses'...

Chief Compliance Officer (Director), Societe Generale Bank India (Mumbai) Permanent contract|Mumbai|Compliance Chief Compliance Officer (Director), Societe Generale Bank India (Mumbai) Mumbai, India Permanent contract Compliance Responsibilities Job Summary : • To ensure that SG India Bank complies with all banking and financial...

Compliance Officer cum Company Secretary (NBFC-CIC) Centrum Financial Services Limited (CFSL) is an NBFC-CIC. It holds majority stake in Unity Small Finance Bank and will also be the holding company of all the regulated businesses (Brokerage, Wealth management, Insurance Broking, Merchant Banking, Asset Management etc.) of Centrum Group as an NOFHC...

JD ——————— – Completed SEBI registration for PMS business and monthly compliances – Drafting the PMS agreement and POA along with the KYC form – Coordination and setting up of Custodial and banking activities with ICICI Bank and HDFC Bank – Setting up the Wealth spectrum system. – knowledge of the Wealth spectrum system with...