![corporate Manpower Services India](https://media.trabajo.org/img/noimg.jpg)
Compliance Officer
1 week ago
Location :
Dubai
Position :
Compliance Officer
JOB DESCRIPTION - COMPLIANCE OFFICER
KEY RESPONSIBILITIES
- Develop, or oversee the development of the institution's ML/FT/PF risk assessment.
- Establish and maintain appropriate AML/CFT policies, procedures, processes and controls.
- Ensure daytoday compliance of the business against internal AML/CFT policies and procedures.
- Receive suspicious transaction alerts from employees and analyse them to take appropriate decisions to report all suspicious cases to the FIU.
- Ongoing monitoring of transactions to identify highrisk, unusual and suspicious customers/transactions, and ensuring that transaction monitoring systems are appropriate and functioning as designed.
- Submit Suspicious Transaction Reports (STRs), Suspicious Activity Reports (SAR) or other report types to the FIU in a timely manner.
- Cooperate with and provide the FIU with all information it requires for fulfilling their obligations.
- Develop and execute AML/CFT training programs considering all relevant risks of ML/FT/PF and financing illicit organizations including the ways/means for addressing them.
- Provide necessary reports to the Owner on all AML/CFT issues.
- Arrange to retain all necessary supporting documents for transactions, KYC, monitoring, suspicious transaction reporting and AML training for the minimum period for record retention.
- Prepare Bi-Annual Compliance/Semi-Annual Reports
- Submit Fund Freeze Report and Partial Name Match Report to the FIU and take appropriate action within the stipulated time and ensure there is no delay in clearing False Positives.
KEY JOB DELIVERABLES
Overall handling of Compliance Department
ROLE SPECIFIC COMPETENCIES
Legal and moral Integrity
Good understanding of the law
Confidence in handling data
Analytical thinking and ability
Good Communication skills in English and Hindi
Food + Accommodation + Transportation Provided By Company.
Schedule:
- Day shift
Ability to commute/relocate:
- Mumbai, Maharashtra: Reliably commute or planning to relocate before starting work (required)
Experience:
- total work: 3 years (preferred)
Speak with the employer
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India Tech Turmeric IT Services Full timeJob Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or banking...
-
Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India Tech Turmeric IT Services Full timeJob Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or banking...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India jai kisan Full timeWe are seeking a Compliance Officer with 2-3 years of experience in a regulated entity such as NBFCs or Banks. The Compliance Officer will ensure the company's adherence to various legal and regulatory requirements, including company law, FEMA, and RBI-NBFC compliances. This role is crucial for maintaining compliance with applicable laws, regulations, and...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India Florican Enterprises Full timeHome ›Vacancy › Job openings for compliance officer in mumbai Compliance Officer (Accounts) Andheri (Mumbai)Mumbai Sharecontact number/wats appPreparing accounts in Tally, entering purchase sales, receipts, expenses, and other data in tally as per the need of clientsVouching verifying for thePreparing the working for GST, TDS and Various other...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India XpertReach Full timeCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandates Overseas transaction background check PMS / AIF online applications to SEBI and resolving SEBI query...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India XpertReach Full timeJob DescriptionCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandatesOverseas transaction background check PMS / AIF online applications to SEBI and...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India Wise Full timeJob DescriptionWe're looking for a Compliance Officer – India to strengthen our compliance team. Based in Mumbai, India. you will work with a growing team of multidisciplinary specialists globally (Product, Treasury, Bank Product, Security, Financial Crime) to help build world-class products in India. You'll also manage and strengthen the teams'...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India UBS Full timeIndia Compliance Group FunctionsJob Reference #BRCity MumbaiJob Type Full TimeYour role Do you have experience in providing compliance or risk advisory services to a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance? Are you confident when it comes to speaking up for what is right and challenging at all...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India Wise Full timeSince 2011, Wise has had a clear mission: money without borders. Built by and for people who live global lives, we're the fairest, easiest way to manage your money across borders.We're just at the beginning of our story and we're growing at an incredible pace. We won't stop until anyone, anywhere can send, spend and receive money wherever they are, whatever...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India Anzen Technologies Pvt Ltd Full timeOpening for Compliance Officer: Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field.Roles and ResponsibilitiesJob Summary:Under general direction, an employee in this role will have the following responsibilities:Shall drive Compliance activities across the...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India Wise Full timeJob DescriptionWe're looking for a Compliance Officer in India to strengthen our regional compliance team, which is in Mumbai, India.You will work with a growing team of multidisciplinary specialists globally (Product, Treasury, Bank Product, Security, Financial Crime) to help build world-class products in India. You'll also manage and strengthen the teams'...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India AK Capital Full timeJob Profile:To ensure the compliance with the following regulations:SEBI (Stock-Brokers) Regulations, 1992 and circulars/ notifications issued thereunder. SEBI (Non-Convertible Securities) Regulations, 2021 to the extent it is applicable to the functioning and operations of Stock-Brokers and/or Online Bond Platform Providers. SEBI (Intermediaries)...
-
Chief Compliance Officer
1 week ago
Mumbai, Maharashtra, India Mangalam Placement Full timeCompany:Easy Home Finance LimitedLocationMumbaiExperience8-10 YearsKey Skillsrisk governance, Compliance, Compliance Management, risk compliances, Regulatory CompliancePosition: Chief Compliance OfficerQualification: CA,CSExperience: 5 to 10 yearsLocation: MumbaiJob descriptionPlease find the job description of the Chief Compliance Officer.Core Compliance...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India Anzen Technologies Pvt Ltd Full timeOpening for Compliance Officer: Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field.Specific: should have knowledge with respect to ISO Job Location: MumbaiImmediate Joiners are also welcome.Can contact :Schedule: Day shift Monday to FridayCOVID-19...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India Brickwork Ratings Full timeAbout Brickwork RatingsBrickwork Ratings (BWR) is one of India's leading credit rating agencies, committed to providing the investment community with products and services needed to make informed investment decisions. Established in 2007, Brickwork Ratings, a SEBI-registered and RBI-accredited credit rating agency, has Canara Bank, a leading public sector...
-
Compliance Testing Officer
1 week ago
Mumbai, Maharashtra, India 9478 Deutsche India Private Limited Full time:Deutsche Bank AG (the "Bank") has established the Controls Testing & Assurance department ("CT&A") as an independent function, reporting to the Chief Administrative Officer ("CAO"). The Compliance Testing ("CT") team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of the businesses' control environment...
-
Compliance Testing Officer
1 week ago
Mumbai, Maharashtra, India 9478 Deutsche India Private Limited Full timeDescription : Deutsche Bank AG (the "Bank") has established the Controls Testing & Assurance department ("CT&A") as an independent function, reporting to the Chief Administrative Officer ("CAO"). The Compliance Testing ("CT") team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of the businesses'...
-
Chief Compliance Officer
1 week ago
Mumbai, Maharashtra, India Société Générale Assurances Full timeChief Compliance Officer (Director), Societe Generale Bank India (Mumbai) Permanent contract|Mumbai|Compliance Chief Compliance Officer (Director), Societe Generale Bank India (Mumbai) Mumbai, India Permanent contract Compliance Responsibilities Job Summary : • To ensure that SG India Bank complies with all banking and financial...
-
Compliance Officer/Company Secretary
1 week ago
Mumbai, Maharashtra, India Centrum Full timeCompliance Officer cum Company Secretary (NBFC-CIC) Centrum Financial Services Limited (CFSL) is an NBFC-CIC. It holds majority stake in Unity Small Finance Bank and will also be the holding company of all the regulated businesses (Brokerage, Wealth management, Insurance Broking, Merchant Banking, Asset Management etc.) of Centrum Group as an NOFHC...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India Arin Consultancy Private Limited Full timeJD ——————— – Completed SEBI registration for PMS business and monthly compliances – Drafting the PMS agreement and POA along with the KYC form – Coordination and setting up of Custodial and banking activities with ICICI Bank and HDFC Bank – Setting up the Wealth spectrum system. – knowledge of the Wealth spectrum system with...