Senior Compliance Manager-Compliance Testing

:Deutsche Bank AG (the "Bank") has established the Controls Testing & Assurance department ("CT&A") as an independent function, reporting to the Chief Administrative Officer ("CAO"). The Compliance Testing ("CT") team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of the businesses' control environment...

Description : Deutsche Bank AG (the "Bank") has established the Controls Testing & Assurance department ("CT&A") as an independent function, reporting to the Chief Administrative Officer ("CAO"). The Compliance Testing ("CT") team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of the businesses'...

Compliance Officer - Senior Associate/ Assistant Manager.Position PurposePart of Compliance hub, the resource performs periodical testing checks on both the Compliance APAC function and APAC Business lines to ensure the efficacy of APAC Compliance control framework across all Compliance Domains with a focus on Financial Security.This role aims as acting as...

Primary Responsibilities:Responsible for the firm's Code of Ethics administration through Ascendant Compliance Manager, including the establishment, dissemination and tracking of compliance certifications and the ad hoc review of potential violations2. Assist the CCO in the administration of firm's compliance program, including management of the compliance...

About PayU PayU, a leading payment and Fintech company in 50+ high-growth markets throughout Asia, Central and Eastern Europe, Latin America, the Middle East and Africa, part of Prosus group, one of the largest technology investors in the world is redefining the way people buy and sell online for our + merchants and millions of consumers. As a leading...

Focus AreasConflict CheckSEBI Prohibition of Insider TradingQualifications: CS + LLB (Mandatory)Post Qualification Experience: 5-12 yearsReporting to: Chief Risk, Audit and Compliance OfficerIndustry: BFSI, Big 4 and other Consulting FirmsThe incumbent will be part of the Compliance function, which is responsible for:o Evaluating, analysing, reporting and...

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing and Monitoring team responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense. The Compliance Risk Management Sr. Analyst performs risk-based testing of Citi's compliance risks in order to...

HDFC Credila Financial Services Limited is a leading education loan provider in India. It offers customized loan solutions for students pursuing higher education in India and abroad. With a simplified application process, competitive rates, and flexible repayment options, HDFC Credila aims to make quality education accessible to students from diverse...

TransUnion's Job Applicant Privacy NoticeWhat We'll Bring:We are one of India's leading credit information company with one of the largest collections of consumer information. We aim to be more than just a credit reporting agency. We are a sophisticated, global risk information provider striving to use information for good.We take immense pride in playing a...

Job Description: To ensure 100% compliances under all the applicable employment and labour laws and rapid closure ofcompliance issues in stipulated timelines. Major Responsibiliities :o Ensuring 100% compliance in all the Branches, Regional / Zonal & Head offices ofcompany under all the applicable Employment & Labour Laws.o Complying with the...

Manager-ComplianceWho we are:FlexiLoans is a technology based Digital financing platform started with an endeavor to solve the problems that small businesses face in accessing Quick, Flexible and Adequate funds for growing their Businesses. Our vision is to give "Financial access at a click". Our talent pool has rockstars from diverse backgrounds - ex-...

Roles and Responsibilities Preparation of Compliance Review plan to be put up to the Board.Preparation and updating of Compliance review checklists in line withthe regulatory guidelines/internal policies.Managing the Compliance Review team to ensure that the compliancereviews are completed as per the Compliance review plan.Undertaking field work and...

Overview SIG is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Manager with proven experience in overseeing compliance frameworks, managing...

Company Description We are currently hiring for a lead manager to handle Compliance and Governance function in one of the top 3 distributors of PMS and AIF.Role Description This is a full-time on-site role for an AVP- Compliance (PMS/AIF).The AVP- Compliance will be responsible for managing compliance activities related to PMS (Portfolio Management Service)...

Key roles & responsibilities: Compliance RBI reporting All applicable compliances under NBFC Regulations. Assist in various audits: PPM Audit, Internal Audit and Statutory Audit Draft/ Prepare/ Review/ Annual Trustee Compliance Test Report Assist in preparation/drafting of applications/letters/communications with RBI, trustee, investors or...

Job Title: Assistant Vice President - Compliance ManagerCompany: Join our team at one of the top 3 distributors of PMS and AIF!This is a full-time on-site role for an AVP- Compliance (PMS/AIF).Responsible for managing compliance activities related to Portfolio Management Service (PMS) and Alternative Investment Fund (AIF).Ensuring regulatory compliance,...

Only Candidates with 6+ years of experience apply Only Candidates based in Mumbai About Our Client Our client is one of the consumer leading company. Job Description Reporting to the General Counsel you will be responsible for: Enhancing legal compliance across the organisation, including its subsidiary companies. Ensuring timely updating...

Manager-ComplianceWho we are:FlexiLoans is a technology based Digital financing platform started with an endeavor to solve the problems that small businesses face in accessing Quick, Flexible and Adequate funds for growing their Businesses. Our vision is to give "Financial access at a click". Our talent pool has rockstars from diverse backgrounds - ex-...

Effectively manage the compliance function, including ensuring policies and standard operating procedures (SOPs) with respect to all business activities of are in compliance with the regulatory guidelines and are commensurate with the complexity of the operations. Identify, document and assess the compliance risks associated with the business...

Designation: Manager - Risk & Compliance Work Location: Navi Mumbai Department: Compliance Office Time: 12pm to 9pm / 1pm to 10pm Education: Chartered Accountant Exp: 5+ years post Qualification Work from OfficeDuties & Responsibilities: As Manager, you will be tasked with providing independent and objective evaluations of company operational and compliance...