Avp - Compliance
1 week ago
What We'll Bring:
We are one of India's leading credit information company with one of the largest collections of consumer information. We aim to be more than just a credit reporting agency. We are a sophisticated, global risk information provider striving to use information for good.
We take immense pride in playing a pivotal role in catalyzing the BFSI industry in the country.
We got here by tapping into our excitement and passion of wanting to make a difference in the lives of our clients and consumers.
What is excitement and passion for us?
We define it as a blend of curiosity, ability to unlearn and yet continuously learn, able to connect with meaning and finally the drive to execute ideas till the last mile is achieved.
Dynamics of the Role
This is an exciting time in TransUnion CIBIL.
With investments in our people, technology and new business markets, we are redefining the role and purpose of a credit bureau.
What You'll Bring:
- Providing advice (mainly on matters pertaining to compliance) to internal stakeholders on local, regulatory and group/internal policy requirements for transactions, customers and New activities and products
- Review of regulatory circulars and press releases, analyse its impact and/or opportunities arising for the business and disseminate the same to senior members of the business units. Tracking of implementation status of such advisories / regulatory directions
- Advising each business unit on formulation of any Policy and analysis of regulatory updates in applicable regulatory regime
- Managing good relations with external parties such as regulators, and external counsels, if needed on case to case basis.
- Liaison with management committee members of the company and other internal stakeholders and ensure all regulatory and other Board related submissions by internal stakeholders are made in timely manner
- Identify, plan and mitigate the risk areas and provide firm constructive advice in resolving complex work situations
- Prepare presentations on compliance related updates for the Board.
- Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
- Supervise and advise on independent compliance testing, internal compliance reviews & monitoring activities.
- Strict monitoring of all correspondences with the Regulator and ensure that responses to regulatory authorities are properly submitted within the stipulated period of time
- Managing regulatory inspections
- Prepare reports for senior management and regulatory bodies as appropriate
- Ensure business activities are conducted in conformity with all applicable laws, regulations, internal policies and procedures.
- Review of Standard Operation Procedures to ensure they are align to requirements stipulated by requisite regulatory requirements/ Compliance policies.
- Periodically revising the Compliance program in light of changes in the needs of the organization, and in line with changing regulatory landscape.
- Developing, coordinating, and participating in a multifaceted educational and training program that focuses on the elements of the compliance program, and seeks to ensure that all appropriate employees and management are aware of, and comply with, pertinent regulatory requirements and other Compliance Policies.
- Assist Business Units in their day to day queries related to compliances, onboarding any new client, termination of membership of a client, review of any vendor / client risk assessment questionnaires
- Develop & enhance compliance policies and procedures to further ensure Company's compliance with
- Credit Information Companies (Regulations) Act 2005 ("CICR Act");
- RBI & Finance Ministry GOI Requirements;
- Other related laws;
Impact You'll Make:
Qualification/Experience and Skills
- CA, or CS or Graduate in law from a reputed Institute.
- Relevant functional experience in Compliance/Compliance Monitoring & Testing/ Audit etc.
- 10+ years post qualification experience with a reputed medium / large financial institution or a Bank;
- Experience in conducting compliance testing and audits
- Executive presence and assertiveness.
- Selfstarter, ability to work independently, handle ambiguous situations and exercise judgement in variety of situations.
- Strong communication, organizational, verbal & written skills.
- High degree of responsibility and ownership, strong multitasking, coordination and tenaciously looking for ways to get results.
Essential Competencies
- Eye for details and good interpretation skills
- Excellent drafting skills
- Good command over English and deep understanding of various Acts & Rules
- Ability to understand issues from business perspective in order to align it with the requisite regulatory require
-
Avp- Compliance
1 week ago
Mumbai, Maharashtra, India SaShr Consultants Full timeCompany Description We are currently hiring for a lead manager to handle Compliance and Governance function in one of the top 3 distributors of PMS and AIF.Role Description This is a full-time on-site role for an AVP- Compliance (PMS/AIF).The AVP- Compliance will be responsible for managing compliance activities related to PMS (Portfolio Management Service)...
-
AVP- Compliance
1 week ago
Mumbai, Maharashtra, India SaShr Consultants Full timeCompany DescriptionWe are currently seeking a dynamic individual to take on the crucial role of lead manager for Compliance and Governance within one of the leading distributors of PMS and AIF.Role DescriptionJoin us for a full-time, on-site opportunity as an AVP- Compliance (PMS/AIF). As the AVP- Compliance, you will oversee all compliance activities...
-
AVP- Compliance
1 week ago
Mumbai, Maharashtra, India SaShr Consultants Full timeJob Title: Assistant Vice President - Compliance ManagerCompany: Join our team at one of the top 3 distributors of PMS and AIF!This is a full-time on-site role for an AVP- Compliance (PMS/AIF).Responsible for managing compliance activities related to Portfolio Management Service (PMS) and Alternative Investment Fund (AIF).Ensuring regulatory compliance,...
-
Avp Risk and Compliance
1 week ago
Mumbai, Maharashtra, India growel softech Full timeIRole Summary Mandatory (a) Title:AVP, Risk and Compliance(b) Business/Function: Risk and Compliance (c) Band / Designation:Asst.Vice President- (d) Location: Hyderabad (e) Reports to: CISO (f) Team:Lead the team of 7 members(g)Summary:(h) Position Code:IIAdditional Information- (a) Responsibilities:1. Lead the ISO 27001 Implementation and ensure its...
-
AVP marketing
1 week ago
Mumbai, Maharashtra, India ICICI Lombard General Insurance Company Limited Full timeLooking for a Senior AVP-Marketing Opportunity at ICICI LombardIf you're keen on joining our team, make sure to package your updated resumes neatly and send them over with the subject line 'AVP-Marketing brand communication and digital'. Don't forget to include the following information:Current Cost to Company (CTC)Expected CTCNotice PeriodReason for...
-
AVP marketing
1 week ago
Mumbai, Maharashtra, India ICICI Lombard General Insurance Company Limited Full timeUrgent opening for Senior AVP-Marketing at ICICI Lombard.Interested candidates may apply by sending their updated resumes to with subject line as 'AVP-Marketing brand communication and digital' along with the following details mentioned in the mail body: CurrentCTC: ExpectedCTC: Notice Period: Reason for Change:Location: Prabhadevi-MumbaiExperience: 13 to 14...
-
AVP marketing
1 week ago
Mumbai, Maharashtra, India ICICI Lombard General Insurance Company Limited Full timeUrgent opening for Senior AVP-Marketing at ICICI Lombard.Interested candidates may apply by sending their updated resumes to with subject line as 'AVP-Marketing brand communication and digital' along with the following details mentioned in the mail body: CurrentCTC: ExpectedCTC: Notice Period: Reason for Change: Location: Prabhadevi-Mumbai Experience: 13 to...
-
Avp
1 week ago
Mumbai, Maharashtra, India Talent Leads HR Solutions Full timeOpening: 1 Nos. Job ID: 63365 Employment Type: Full Time Reference:Work Experience: 10.0 Year(s) To 17.0 Year(s) CTC Salary: 30.00 LPA TO 45.00 LPA Function: Legal Industry: Banking/Financial Services/Broking/Trading Qualification: MBA/PGDM/MPM Other Management Location: Mumbai**AVP Business Regulatory will be instrumental in implementation of first Line Of...
-
AVP Accounts
1 week ago
Mumbai, Maharashtra, India CIEL - Center For Investment Education and Learning Full timeJob Role: AVP Accounts & Finance Position: Full-time employment (Mumbai) Joining: Immediate Education:Chartered Accountant Experience: · 2-4 Years' experience· Proficiency in finance and accounting principles· Ability to handle complex financial transactions and perform accurate financial analysis· Experience in budgeting and forecastingMandatory...
-
Chief Manager/Assistant Vice President/AVP
1 week ago
Mumbai, Maharashtra, India R2R Consultants LLP Full timeJob Title:Chief Manager OR Assistant Vice President (AVP) - Human Resources Operations and Compensation & BenefitsJob Description:We are searching for a seasoned and strategic Chief Manager OR Assistant Vice President (AVP) to take the lead in our Human Resources Operations and Compensation & Benefits functions.The ideal candidate will manage all HR...
-
AVP-Business Finance
1 week ago
Mumbai, Maharashtra, India BHIVE Workspace Full timeJob Title: AVP – Business FinanceLocation: Bengaluru, IndiaExperience Range: 10 years of overall experience in a similar position and/or experience with financial analysis, business operations, project and program managementQualification: Qualified Chartered Accountant and/or CSInterview Process: Applicant questionnaire > Video > Face to Face Rounds > HR...
-
AVP Broking Compliance
1 week ago
Mumbai, Maharashtra, India Virtuous Advisors & Resources Private Ltd (Virtuous Resources) Full timeKey Responsibilities: Manage day to day Broking compliance for Institutional Broking business which includes the following: Handle all Compliance for Institutional broking & ensure that there is no regulatory non compliance / observation made during inspection. Tracking all circulars / regulatory requirements and communicating the same to relevant teams...
-
AVP Broking Compliance
1 week ago
Mumbai, Maharashtra, India Virtuous Advisors & Resources Private Ltd (Virtuous Resources) Full timeKey Responsibilities:Manage day to day Broking compliance for Institutional Broking businesswhich includes the following:Handle all Compliance for Institutional broking & ensure that there is no2. regulatory non compliance / observation made during inspection.3. Tracking all circulars / regulatory requirements and communicating the4. same to relevant teams...
-
AVP Broking Compliance
1 week ago
Mumbai, Maharashtra, India Virtuous Advisors & Resources Private Ltd (Virtuous Resources) Full timeKey Responsibilities:Manage day to day Broking compliance for Institutional Broking businesswhich includes the following:Handle all Compliance for Institutional broking & ensure that there is noregulatory non compliance / observation made during inspection.Tracking all circulars / regulatory requirements and communicating thesame to relevant teams with...
-
Avp Of Investor Relations
1 week ago
Mumbai, Maharashtra, India Intellectual Capital HR Consulting Pvt. Ltd. Full timeDesignation-AVP-Investor Relations Location-Kalina, Mumbai Job Description: 1.An ideal candidate would have experience of 10-12 years in Wealth or Asset Management industry 2.Would prefer majority of the experience in the areas of Investor Relations (IR) & Servicing, specifically related to various periodic investor communication/ statements, onboarding...
-
Senior Manager/ AVP
1 week ago
Mumbai, Maharashtra, India F3400 FTAM (India) Pvt Ltd, OIC Mumbai Branch Full timeAt Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring...
-
Avp Legal Billing Reporting
1 week ago
Mumbai, Maharashtra, India The Edge Asia Full timeOur client is a global alternative asset manager, is seeking an AVP for their Legal department.Key responsibilities: Oversee the Legal Billing and Reporting team and provide detailed regular reporting. Implement process improvements and documents processes. Analyze vendor invoices for accuracy and compliance with the firm's outside counsel manual. Work...
-
Avp/sdl
1 week ago
Mumbai, Maharashtra, India CONNEQT Full timeOTC- excellent hands-on in SAP OTC/PTP/S4HANA Customer accounts reconciliations Intercompany and Intra divisions reconciliations Unapplied follow up, unidentified followups, Debtors ageing AR GL reconciliations, LTDS recon and followups Debit notes and Credit notes Discounting analysisPTP Commendable experience required in invoice processing, Bank...
-
AVP - Compliance - General Insurance
1 week ago
Mumbai, Maharashtra, India Aventure Corporate Solution Full timeMajor Deliverables:- Responsible for all compliance, regulatory, policies and processes as applicable. Implementing and managing the compliance framework of the company. Identify root causes of noncompliance events. Provide recommendations on corrective actions.- Identify various risks and prepare the risk framework of the company. Evaluate the...
-
Avp - Account Onboarding
1 week ago
Mumbai, Maharashtra, India Barclays Full timeJob Title: AVP - Account OnboardingLocation: MumbaiAbout BarclaysBarclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all...