AVP Broking Compliance

Key Responsibilities:Manage day to day Broking compliance for Institutional Broking businesswhich includes the following:Handle all Compliance for Institutional broking & ensure that there is noregulatory non compliance / observation made during inspection.Tracking all circulars / regulatory requirements and communicating thesame to relevant teams with...

Key Responsibilities: Manage day to day Broking compliance for Institutional Broking business which includes the following: Handle all Compliance for Institutional broking & ensure that there is no regulatory non compliance / observation made during inspection. Tracking all circulars / regulatory requirements and communicating the same to relevant teams...

Company Description We are currently hiring for a lead manager to handle Compliance and Governance function in one of the top 3 distributors of PMS and AIF.Role Description This is a full-time on-site role for an AVP- Compliance (PMS/AIF).The AVP- Compliance will be responsible for managing compliance activities related to PMS (Portfolio Management Service)...

Company DescriptionWe are currently seeking a dynamic individual to take on the crucial role of lead manager for Compliance and Governance within one of the leading distributors of PMS and AIF.Role DescriptionJoin us for a full-time, on-site opportunity as an AVP- Compliance (PMS/AIF). As the AVP- Compliance, you will oversee all compliance activities...

Job Title: Assistant Vice President - Compliance ManagerCompany: Join our team at one of the top 3 distributors of PMS and AIF!This is a full-time on-site role for an AVP- Compliance (PMS/AIF).Responsible for managing compliance activities related to Portfolio Management Service (PMS) and Alternative Investment Fund (AIF).Ensuring regulatory compliance,...

Incumbent to possess the following competencies: 1. Good knowledge of Project Management Processes and tools 2. Proficient on MS Excel, PowerPoint and Word 3. Good verbal and written communication with pleasing personality 4. Proactive and extremely high on initiatives 5. Selfstarter should be able to work with minimum supervision 6. Ability to work with...

Opening: 1 Nos. Job ID: 79908 Employment Type: Full Time Reference:Work Experience: 3.0 Year(s) To 8.0 Year(s) CTC Salary: 22.00 LPA TO 22.00 LPA Function: Accounts / Finance / Tax / CS / Audit Industry: Banking/Financial Services Qualification: CA CA Location: Mumbai**AVP - Business reportingWhat you'll be doing:Leading Business Reporting team providing...

Opening: 1 Nos. Job ID: 63365 Employment Type: Full Time Reference:Work Experience: 10.0 Year(s) To 17.0 Year(s) CTC Salary: 30.00 LPA TO 45.00 LPA Function: Legal Industry: Banking/Financial Services/Broking/Trading Qualification: MBA/PGDM/MPM Other Management Location: Mumbai**AVP Business Regulatory will be instrumental in implementation of first Line Of...

Job Title:TL / BM / AVP - SalesPosition Code:TLLocation: Delhi / Kanpur / MumbaiDate of Posting:Experience: 5 yearsKey Responsibilities:Experience: Minimum 5 years plus years in Stock broking/NBFC.Excellent communication (oral & written), & Leadership skills are a must. Excellent mentoring, coaching and people management skills.Ability to lead & recruit...

Job Title:TL / BM / AVP - SalesPosition Code:TLLocation: Delhi / Kanpur / MumbaiDate of Posting:Experience: 5 yearsKey Responsibilities:Experience: Minimum 5 years plus years in Stock broking/NBFC.Excellent communication (oral & written), & Leadership skills are a must. Excellent mentoring, coaching and people management skills.Ability to lead & recruit...

Job Role: AVP Accounts & Finance Position: Full-time employment (Mumbai) Joining: Immediate Education:Chartered Accountant Experience: · 2-4 Years' experience· Proficiency in finance and accounting principles· Ability to handle complex financial transactions and perform accurate financial analysis· Experience in budgeting and forecastingMandatory...

Major Deliverables:- Responsible for all compliance, regulatory, policies and processes as applicable. Implementing and managing the compliance framework of the company. Identify root causes of noncompliance events. Provide recommendations on corrective actions.- Identify various risks and prepare the risk framework of the company. Evaluate the...

MumbaiCompetency:AVP - Marketing Connect MumbaiDepartment:MarketingDesignation:Assistant Vice PresidentLegal Entity:Choice Connect Private Limited

IRole Summary Mandatory (a) Title:AVP, Risk and Compliance(b) Business/Function: Risk and Compliance (c) Band / Designation:Asst.Vice President- (d) Location: Hyderabad (e) Reports to: CISO (f) Team:Lead the team of 7 members(g)Summary:(h) Position Code:IIAdditional Information- (a) Responsibilities:1. Lead the ISO 27001 Implementation and ensure its...

Opening: 1 Nos Job ID:Employment Type:Full Time- Reference:Work Experience: 10.0 Year(s)To 17.0 Year(s)- CTC Salary: 30.00 LPA TO 45.00 LPA- Function: Legal & Regulatory / Company Secretary- Industry: Banking/Financial Services- Qualification: MBA/MMS/MPM/PGDM - Other Management- Location: MumbaiPosted On: 30th Jun, 2023**AVP Business Regulatory will be...

Our Client is a leading broking and investment firm in India, dedicated to delivering exceptional financial services across various sectors including investment banking, stock broking, portfolio management, private wealth management, research analysis, and Alternative Investment Funds . They are now seeking a seasoned professional to join their team as the...

Responsibilities: Price Upload: Uploading Bhav copy stock prices of underlying Securities & NAV updation Looking after daily process of risk management team i.e. Trade modification, review of limits given, price rigging, scrip violations, trade matching, circular trading, etc. Reporting periodic information including MIS on suspicious transaction to Seniors...

Industry– BFSI (prior experience of capital market is mandatory)Base Location:MumbaiPosition: Lead – Stock Broking AuditsExperience: 3 -5 years in Internal and Retail and Institutional Broking Audits including half yearly SEBI audits for NSE/BSE/MCX/. Experience of review Margin Trading and Proprietary Trading would be an advantage.Educational...

Looking for a Senior AVP-Marketing Opportunity at ICICI LombardIf you're keen on joining our team, make sure to package your updated resumes neatly and send them over with the subject line 'AVP-Marketing brand communication and digital'. Don't forget to include the following information:Current Cost to Company (CTC)Expected CTCNotice PeriodReason for...

Urgent opening for Senior AVP-Marketing at ICICI Lombard.Interested candidates may apply by sending their updated resumes to with subject line as 'AVP-Marketing brand communication and digital' along with the following details mentioned in the mail body: CurrentCTC: ExpectedCTC: Notice Period: Reason for Change:Location: Prabhadevi-MumbaiExperience: 13 to 14...