Broking Associate
7 days ago
Incumbent to possess the following competencies:
1. Good knowledge of Project Management Processes and tools
- 2. Proficient on MS Excel, PowerPoint and Word
- 3. Good verbal and written communication with pleasing personality
- 4. Proactive and extremely high on initiatives
- 5. Selfstarter should be able to work with minimum supervision
- 6. Ability to work with data sets and reports
- 7. Should be able to think out of the box.
- 8. Should be hands on with LD / comtek or an equivalent back office system
- 9. Working knowledge of trading terminals is an added advantage.
Key Responsibilities:
- 1. Broking Operations
- b. Coordinate with the trading and risk team for terminal mapping and segment activation
- c. Daily contracting, billing & margin reporting
- d. Coordinate with custodian, clearing member, banks and fund manager for trade settlement and payin & payout of securities
- e. Maintain records of all broking related accounting entry
- f. Operations related compliance reporting such as weekly holding statement upload, client funds and securities upload
- h. Understand all broking related process & operation, break them down to identify defects & optimize the same increase efficiency
- Implementation of Exchange Circulars
- b. Coordinating with the teams to implement the same
- c. Keeping track of all the deadlines related to the said circular
- Technology implementation
- c. Quality /UAT Testing
- Functional analysis of the UAT Defects & recommend solutions/ provide inputs for defects resolution.
- Internal / Regulatory Audit
- b. Coordinate with all the necessary teams to fetch the required data for the audit and provide the same to the auditor
- c. Carefully read & understand all the audit points and make sure no incorrect information is being reported to the exchange.
Background:
- 1. Degree holder (or in progress) in finance, accounting, or other related field
- 2. Worked in Institutional Operations department in a stock broking firm
- 3. Hand on experience in the software system used for broking such as LD/Comptek/TCS
Skills Required:
Broking Associate;stock broking;Internal / Regulatory Audit;UAT Testing;Broking Operations
Location
Mumbai
Years Of Experience
3 to 5 Years
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