Head of Compliance

Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India and Singapore, with over 12000 Crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver superior risk-return characteristics. We operate across various...

Roles and Responsibilities 1. Handling compliance related matters from SEBI and RBI perspectiveProvide Compliance advisory to stakeholders from perspective of SEBI/RBI regulationsHandling of work related to code of conduct framed under SEBI (Prohibition of Insider Trading)regulationsExposure of handling the Regulatory inspection/ audit etc.Exposure of...

Job Title: Compliance Officer Job Location: Mumbai | Churchgate Reporting to: Head - Legal & Compliance Department: Legal Compliance Requirements: 1-3 years of experience in Mutual Funds Qualifications: B.Com, ACS Industry: Mutual Fund Roles and Responsibilities: Responsible for reviewing, monitoring, and filing of Advertising Materials, PPTs, Articles,...

About ISS:ISS provides high quality facility services which includes facilities management; cleaning & hygiene services; maintenance and building services; catering; security; landscaping and a wide range of other tailor-made services for customers throughout the Public and Private Sectors. The customer's account is a high-profile global account for ISS and...

PositionPurpose The Head of theRegulatory Desk in Compliance supports the Territory ChiefCompliance Officer on ensuring local regulatory requirements aremet including Partnershipwith Business & Compliance DomainHeads : Partner and collaboratingclosely with the Compliance Domain Heads to provide SME support onregulatory topics related to the respective...

Position Purpose The Head of the Regulatory Desk in Compliance supports the Territory Chief Compliance Officer on ensuring local regulatory requirements are met, including Partnership with Business & Compliance Domain Heads : Partner and collaborating closely with the Compliance Domain Heads to provide SME support on regulatory topics related to the...

Job Title: Legal Head Location: Mumbai, India Job Description:Seeking an experienced and strategic Legal Head to oversee all legal aspects of the business. The ideal candidate will ensure that our operations comply with legal and regulatory requirements and will provide strategic legal advice to support our business objectivesKey Responsibilities:Oversee and...

Job Title: Legal Head Location: Mumbai, India Job Description:Seeking an experienced and strategic Legal Head to oversee all legal aspects of the business. The ideal candidate will ensure that our operations comply with legal and regulatory requirements and will provide strategic legal advice to support our business objectivesKey Responsibilities:Oversee and...

Compliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

JOB ROLE Lead – Compliance JOB ID REPORTING TO Chief Compliance Officer and Company Secretary TYPE OF ROLE People Management Role as well as Individual Contributor Role LOCATION Corporate Office, Mumbai. BU / DIVISION Corporate Secretarial and Compliance JOB PURPOSE This position ascertains that the Company aligns...

Compliance Analyst, Conflicts of interest, Global Controls – Mumbai The Team Morningstar's Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program that addresses how the firms manages conflicts of interests. The team has global scope with members based in...

Description Primary Functions and Essential Responsibilities Core Responsibilities Support the administering of the Corporate Compliance polices, including Code of Ethics and Conduct and Anti-Corruption policies; On a daily basis, respond to inquiries relating to gifts & entertainment, and screen lists of invitees to Ares-sponsored events; ...

Company DescriptionAditya School of Business Management (ASBM), established in 2011, aims to provide quality education to contribute towards nation building. The campus is located on a nine-storey building with state-of-the-art facilities, including a convention center, seminar hall, and amphitheater-style classrooms. ASBM offers a co-curricular experience...

Head – TaxationDesignation - AGM/DGMThis is a strategic leadership role responsible for overseeing all aspects of Direct and Indirect tax functions across the organization's supporting the organization's long-term financial goals. This role involves ensuring compliance with tax regulations, formulating tax strategies to optimize the company's tax position...

Company DescriptionAre you looking for a company that puts its people at the heart of everything they do? Then this is the chance for you to join an organisation that has social events and puts its employees first.The Legal and Compliance team is involved in every significant transaction happening within the business. They are a vital asset to the company....

Job Description: Legal Head (Hospitality Business - Catering and Restaurants)Location:Mumbai, IndiaCTC:Up to ₹40 LPAAbout the Company:A prominent hospitality business specializing in catering and restaurant operations, known for its excellence in service and culinary innovationRole Overview:The Legal Head will be responsible for overseeing all legal...

Opportunity to be a part of one of the listed global organization Opportunity to work with distinguished leaders from the Industry About Our Client One of the leading brands in Consumer/healthcare sector having a strong presence globally in multiple lines of businesses Job Description Responsible for all financial and fiscal management aspects...

Ability to develop mechanisms to adhere to SEBI regulations and requirements regarding Merchant Banking.Create checklist, SOP, and process notes to establish regulatory compliance for Merchant Bankers.Manage SEBI Merchant Banker Regulatory inspections.Collaborate with different departments to guarantee compliance with relevant functions.Submit necessary...

Company:Easy Home Finance LimitedLocationMumbaiExperience8-10 YearsKey Skillsrisk governance, Compliance, Compliance Management, risk compliances, Regulatory CompliancePosition: Chief Compliance OfficerQualification: CA,CSExperience: 5 to 10 yearsLocation: MumbaiJob descriptionPlease find the job description of the Chief Compliance Officer.Core Compliance...

Direct reports Plant Heads of Roha, Pithampur and Kolhapur plants Profile Overview The role functions as the Cluster Head of the API manufacturing operations of the organization.Prepares business plan and ensures achievement of targets under the overall framework of corporate policies to achieve sales and profit objectives in both the short term and long...