Compliance Assistant

Assistant (Accreditation & Compliance) The candidate should have Bachelor's Degree with 3-5 years of experience in the relevant field and on hands experience in MS-Office especially in Excel. He/ she should have knowledge of general administration and coordination. Roles & Responsibility: The candidate will report to the Director for Accreditation &...

Responsibilities of this Job:Assisting Daily Compliance work.Preparing and Executing Annual Compliance Work.All the necessary compliance work office/company Returns.Who can apply:Required work Experience of 6 month-1 years.Preferred from Mumbai and Near by places.Salary Range: 10-15kBenefits: Cell phone reimbursement Food provided

Role:Involves ensuring compliance with SEBI & other applicable rules and regulations of the stockexchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, clientcommunications, monitoring operations, reporting, empanelment, liaising with back office ofinstitutional cum HNI clients, other day to day back office work...

Role: Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, client communications, monitoring operations, reporting, empanelment, liaising with back office of institutional cum HNI clients, other day to day back office...

India 20th April 2024 Key Responsibilities Preparation of financial statements and ensure accurate reporting of tax related details. Posting and reviewing entries in accounting system to ensure accurate and timely recordingProvide support during Statutory, Internal, Cost Audit by providing necessary documents, records & details Investigating and...

Key roles & responsibilities: Compliance RBI reporting All applicable compliances under NBFC Regulations. Assist in various audits: PPM Audit, Internal Audit and Statutory Audit Draft/ Prepare/ Review/ Annual Trustee Compliance Test Report Assist in preparation/drafting of applications/letters/communications with RBI, trustee, investors or...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

Compliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

Compliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

Compliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

Only Candidates with 10+ years of experience apply Only Candidates based out of Mumbai or willing to relocate apply About Our Client Our client is the Real Estate vertical of a leading Indian conglomerate Job Description Assist the functional teams in adhering to all the statutory and regulatory requirements and monitor their...

Only Candidates with 7+ years of experience apply Only Candidates based out of Mumbai or willing to relocate apply About Our Client Our client is a global giant in the utilities sector Job Description Prepare & manage Standard Operating Procedures (SOPsSOPs) and other related documentationProvide technical guidance to users, administrators,...

Only Candidates with 10+ years of experience applyOnly Candidates based out of Mumbai or willing to relocate applyAbout Our ClientOur client is the Real Estate vertical of a leading Indian conglomerateJob Description Assist the functional teams in adhering to all the statutory and regulatory requirements and monitor their complianceperformance. Prepare &...

Job listing Job detailsJob Information:Work Experience yearsSkillset Compliance SMELocation MumbaiEducation Criteria LLBIndustry Financial ServicesVertical LegalDomain Domestic ComplianceSub-Domain Compliance Managed ServicesCity Goregaon EastState/Province MaharashtraCountry IndiaZip/Postal Code We are a leading alternate legal service provider and talent...

Description Primary Functions and Essential Responsibilities Core Responsibilities Support the administering of the Corporate Compliance polices, including Code of Ethics and Conduct and Anti-Corruption policies; On a daily basis, respond to inquiries relating to gifts & entertainment, and screen lists of invitees to Ares-sponsored events; ...

Primary Responsibilities:Responsible for the firm's Code of Ethics administration through Ascendant Compliance Manager, including the establishment, dissemination and tracking of compliance certifications and the ad hoc review of potential violations2. Assist the CCO in the administration of firm's compliance program, including management of the compliance...

Compliance Officer - Senior Associate/ Assistant Manager.Position PurposePart of Compliance hub, the resource performs periodical testing checks on both the Compliance APAC function and APAC Business lines to ensure the efficacy of APAC Compliance control framework across all Compliance Domains with a focus on Financial Security.This role aims as acting as...

Job Title: Assistant Vice President - Compliance ManagerCompany: Join our team at one of the top 3 distributors of PMS and AIF!This is a full-time on-site role for an AVP- Compliance (PMS/AIF).Responsible for managing compliance activities related to Portfolio Management Service (PMS) and Alternative Investment Fund (AIF).Ensuring regulatory compliance,...

Digital Compliance -With a Leading Bank:From 4 to 9 year(s) of experience- ₹ Not Disclosed by Recruiter MumbaiorRoles and ResponsibilitiesTake care of IT compliance & also conduct Information Systems Audit for the Bank.- Need to perform IT audits as per the agreed annual audit plan. Practical experience of audit methodology Assisting the team members in...

Handling of the compliances with respect to Private Limited Companies, LLP such as maintaining of statutory register, Minutes, Notices and Share Certificates. Incorporation of Company, LLP, Partnership Firm. Drafting of various agreements such as Partnership Deed, Rent Agreement, MoU Filing of various eforms on the MCA portal Handling eventbased assignment...