Assistant Compliance

Role:Involves ensuring compliance with SEBI & other applicable rules and regulations of the stockexchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, clientcommunications, monitoring operations, reporting, empanelment, liaising with back office ofinstitutional cum HNI clients, other day to day back office work...

Role: Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, client communications, monitoring operations, reporting, empanelment, liaising with back office of institutional cum HNI clients, other day to day back office...

Company DescriptionAre you looking for a company that puts its people at the heart of everything they do? Then this is the chance for you to join an organisation that has social events and puts its employees first.The Legal and Compliance team is involved in every significant transaction happening within the business. They are a vital asset to the company....

Working under the direction of DP World's Group Compliance organization, conduct compliance assessments for international cross-border transactions and third party relationships, with a specific focus on ensuring compliance with applicable laws and regulations related to economic sanctions and trade compliance (., export controls) across DP World Freight...

Compliance Associate, Compliance Shared Services - MumbaiWhy us? Morningstar is a unique place. We live to help investors. We are devoted to helping everyone get over the human hurdles—lack of confidence, fear, greed, inertia, and the spend versus save mentality—that prevent people from achieving financial freedom. It's what makes us proud to tell our...

Assistant (Accreditation & Compliance) The candidate should have Bachelor's Degree with 3-5 years of experience in the relevant field and on hands experience in MS-Office especially in Excel. He/ she should have knowledge of general administration and coordination. Roles & Responsibility: The candidate will report to the Director for Accreditation &...

Responsibilities of this Job:Assisting Daily Compliance work.Preparing and Executing Annual Compliance Work.All the necessary compliance work office/company Returns.Who can apply:Required work Experience of 6 month-1 years.Preferred from Mumbai and Near by places.Salary Range: 10-15kBenefits: Cell phone reimbursement Food provided

_Compliance Associate (eComm), __Monitoring & Testing, Sustainalytics & Indexes_**Role: Compliance AssociateShift: GeneralNo of Position: 2The Team:Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department.To assist in the responsibility, the Compliance Associate will interact with key stakeholders from Morningstar...

Job Responsibilities- Assist in the responsibility for the reviewing vulnerabilities' data from multiple sources (i.e. external / internal penetration testing, internal / external vulnerability scanning, etc.) across multiple technologies and a changing environment including infrastructure and applications to determine risk rating of vulnerabilities to...

Job Responsibilities- Assist in the responsibility for the reviewing vulnerabilities' data from multiple sources (i.e. external / internal penetration testing, internal / external vulnerability scanning, etc.) across multiple technologies and a changing environment including infrastructure and applications to determine risk rating of vulnerabilities to...

India 20th April 2024 Key Responsibilities Preparation of financial statements and ensure accurate reporting of tax related details. Posting and reviewing entries in accounting system to ensure accurate and timely recordingProvide support during Statutory, Internal, Cost Audit by providing necessary documents, records & details Investigating and...

Key roles & responsibilities: Compliance RBI reporting All applicable compliances under NBFC Regulations. Assist in various audits: PPM Audit, Internal Audit and Statutory Audit Draft/ Prepare/ Review/ Annual Trustee Compliance Test Report Assist in preparation/drafting of applications/letters/communications with RBI, trustee, investors or...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

Skill, Knowledge &Trainings :- Strong understanding of Information Technology as a medium in today's digital world. - Prior experience in conducting audits and compliance in the area of information technology. - At least 4-5 years of hands on experience in either software development OR any stream of IT Infrastructure services.Trainings / Certifications...

Skill, Knowledge &Trainings :- Strong understanding of Information Technology as a medium in today's digital world. - Prior experience in conducting audits and compliance in the area of information technology. - At least 4-5 years of hands on experience in either software development OR any stream of IT Infrastructure services.Trainings / Certifications...

Compliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

Compliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

Compliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

Only Candidates with 10+ years of experience apply Only Candidates based out of Mumbai or willing to relocate apply About Our Client Our client is the Real Estate vertical of a leading Indian conglomerate Job Description Assist the functional teams in adhering to all the statutory and regulatory requirements and monitor their...

Only Candidates with 7+ years of experience apply Only Candidates based out of Mumbai or willing to relocate apply About Our Client Our client is a global giant in the utilities sector Job Description Prepare & manage Standard Operating Procedures (SOPsSOPs) and other related documentationProvide technical guidance to users, administrators,...