AVP- Compliance
7 days ago
Company Description
We are currently seeking a dynamic individual to take on the crucial role of lead manager for Compliance and Governance within one of the leading distributors of PMS and AIF.
Role Description
Join us for a full-time, on-site opportunity as an AVP- Compliance (PMS/AIF). As the AVP- Compliance, you will oversee all compliance activities concerning PMS (Portfolio Management Service) and AIF (Alternative Investment Fund). Responsibilities include ensuring regulatory adherence, formulating compliance policies and procedures, performing audits, and providing expert advice on compliance issues.
Qualifications
- Professional Qualification - CS or CA & LLB
- Minimum 10 years of hands-on experience in compliance within Mutual fund, broking, PMS firms
- Ability to effectively interact with regulators and top-level management
- Familiarity with key laws and regulations (SEBI, RBI, AMFI)
- Background in the financial services sector
Salary :
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