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Manager / Lead – Compliance Monitoring & Testing

3 months ago

Mumbai, Maharashtra, India PayU Full time
About PayU PayU, a leading payment and Fintech company in 50+ high-growth markets throughout Asia, Central and Eastern Europe, Latin America, the Middle East and Africa, part of Prosus group, one of the largest technology investors in the world is redefining the way people buy and sell online for our + merchants and millions of consumers. As a leading online payment service provider, we deploy more than 400 payment methods and PCI-certified platforms to process approximately 6 million payments every single day. PayU Group Business Title: Manager / Lead – Compliance Monitoring & Testing Education qualification: Chartered Accountant or Company Secretary or MBA. A bachelor's degree in law will be an added advantage. Experience: 7-10 years of post-qualification experience in compliance or internal audit function or audit of a SI-NBFC or ban Reporting: Direct line reporting to the Senior Manager/ Director – Legal, Compliance & Corporate Secretarial. Location: Location for the position is in India (Mumbai).About usPayU is a global organisation providing cutting edge online and mobile payment services supported by innovative technological platforms, high functionality, stable development and a wide and constantly extended offering . PayU Finance is the credit and lending arm of the PayU brand, a wholly-owned subsidiary of the Prosus group, headquartered in Amsterdam, Netherlands.PayU Finance India is a systemically important non-deposit taking non-banking finance company (SI-ND-NBFC) primarily engaged in the business of mobile application-based lending to consumers and merchants, enterprise lending and specific lending. In addition tocredit facilities, PayU Finance also provides certain ancillary services that are in the nature of technology related services, logistical services, financial services or a combination of these. We are dedicated to allowing consumers to use credit in ways that suit them and enabling a greater number of citizens to access credit services. PayU focuses on delivering innovative fintech solutions.The RoleTo support PayU's growth plans in India for fintech and credit opportunities, PayU is looking for a Manager/ Lead Compliance – Monitoring & Testing with hands-on experience gained with a bank or systemically important non-banking finance company (SI-NBFC) in compliance or fintech compliance. Experience in SEBI compliance, banking, payment aggregator business, PPI, etc. will be an added advantage.

Key responsibilities for this role include:

Providing support to the local and global compliance teams regarding the implementation of PayU's strategies and policies. Providing support with regard to mitigating compliance risks. Providing support with implementing the legal and regulatory risk compliance programs and conducting compliance testing. Providing support to ensure that the business in India complies with credit related legislations and regulations. Compliance with requirements of Reserve Bank of India in relation to SI-NBFC / banks with experience in filing RBI returns. Reviewing, updating and implementing policies relating to SI-NBFC/ banks and fintech companies. Liaison with RBI on day-to-day matters, respond to communications from RBI, coordinating with RBI officials in relation to periodical offsite/ onsite inspections of PayU group companies, etc. Managing various audits for the SI-NBFC including but not limited to concurrent audits,internal audits, statutory audits, secretarial audits, etc. Maintenance of compliance manual on the basis of notifications / circulars issued by RBI and other regulatory authorities, from time to time. Ensuring timely filing of various regulatory reportings applicable to the entity and maintaining MIS of returns filed. Supporting product and compliance teams in complying with PMLA and KYC norms pertaining to financial sector companies. Employee training on internal policies and regulatory norms. Compliance with various foreign exchange related regulatory requirements (e.g. FEMA,FDI guidelines, ECB guidelines, etc.). Provide support in handling customer complaints, dealing with the nodal officer,ombudsman, etc. including escalations by RBI and handling RBI CMS portal.Such other matters as may be assigned by the seniors from time to time. About us At PayU, we are a global fintech investor and our vision is to build a world without financial borders where everyone can prosper. We give people in high-growth markets the financial services and products they need to thrive. Our expertise in 18 high-growth markets enables us to extend the reach of financial services. This drives everything we do, from investing in technology entrepreneurs, to offering credit to underserved individuals, to helping merchants buy, sell and operate online. Being part of Prosus, one of the largest technology investors in the world, gives us the presence and expertise to make a real impact. Find out more Our Commitment To Building A Diverse And Inclusive Workforce As a global and multi-cultural organization with varied ethnicities thriving across locations, we realize that our responsibility towards fulfilling the D&I commitment is huge. Therefore, we continuously strive to create a diverse, inclusive and safe environment, for all of our people, communities and customers. Our leaders are committed to create an inclusive work culture which enables transparency, flexibility and unbiased attention to each and every PayUneer so they can succeed, irrespective of gender, color or personal faith. An environment where every person feels they belong, that they are listened to, and where they are empowered to speak up. At PayU we have zero tolerance towards any form of prejudice whether a specific race, ethnicity, or of persons with disabilities or the LGBTQ communities.