Compliance – PMS
1 week ago
Roles & responsibilities:
Ensure identification of compliance requirements for NBFC (ND-SI), AIF, PMS, Investment advisor & mutual fund compliances. Evaluate the implication of regulatory guidelines on the business and Liaise with internal departments to get the regulations implemented. Do submission of various regulatory filings Proactively advise the leadership team on potential compliance related risks and risk mitigation strategies. Recommend and document governance policies and practices. Interact with auditors and ensure any shortcomings/discrepancies are highlighted. Co-ordinate regulatory inspectionDNA
You will be expected to take a lot of initiative to do on-the-job learning about different financial instruments, products, regulatory structures – both onshore and offshore. You will be required to be flexible across functions and participate in multiple projects simultaneously. We expect you to have higher energy, higher intellectual capability and a desire to handle bigger responsibilities than an average professional of your age/experience will generally do.-
Compliance – NBFC/PMS/AIF
1 week ago
Mumbai, Maharashtra, India Arin Consultancy Private Limited Full timeKey Roles & Responsibilities Compliance: SEBI reporting for AIFs (alternative investment funds), VCFs (venture capital funds) and Portfolio Manager (PMS) All applicable compliances under AIF Regulations and PPM of AIFs/VCFs SEBI compliances for Portfolio Management Services (PMS) RBI Compliances such as: InVi reporting, FC-TRS reporting and...
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Trade Compliance Pm, Apac, Gtpc
1 week ago
Mumbai, Maharashtra, India ADSIPL - Maharashtra - E22 Full time7+ years of direct experience with customs and trade compliance in APAC Region 5+ years' direct experience handling imports and/or exports Customs clearance operations and escalations in India 3+ years' experience leveraging technology to drive process improvementsAmazon Web Services (AWS) is looking for an experienced APAC Trade Compliance Program Manager...
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Pms Operations
1 week ago
Mumbai, Maharashtra, India Julius Baer Full timeAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.YOUR CHALLENGE:Responsible for all overall PMS back-office, Account opening, transaction execution, accounting, reconciliation,...
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Avp- Compliance
1 week ago
Mumbai, Maharashtra, India SaShr Consultants Full timeCompany Description We are currently hiring for a lead manager to handle Compliance and Governance function in one of the top 3 distributors of PMS and AIF.Role Description This is a full-time on-site role for an AVP- Compliance (PMS/AIF).The AVP- Compliance will be responsible for managing compliance activities related to PMS (Portfolio Management Service)...
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AVP- Compliance
1 week ago
Mumbai, Maharashtra, India SaShr Consultants Full timeJob Title: Assistant Vice President - Compliance ManagerCompany: Join our team at one of the top 3 distributors of PMS and AIF!This is a full-time on-site role for an AVP- Compliance (PMS/AIF).Responsible for managing compliance activities related to Portfolio Management Service (PMS) and Alternative Investment Fund (AIF).Ensuring regulatory compliance,...
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AVP- Compliance
1 week ago
Mumbai, Maharashtra, India SaShr Consultants Full timeCompany DescriptionWe are currently seeking a dynamic individual to take on the crucial role of lead manager for Compliance and Governance within one of the leading distributors of PMS and AIF.Role DescriptionJoin us for a full-time, on-site opportunity as an AVP- Compliance (PMS/AIF). As the AVP- Compliance, you will oversee all compliance activities...
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Compliance Officer
1 week ago
Mumbai, Maharashtra, India XpertReach Full timeCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandates Overseas transaction background check PMS / AIF online applications to SEBI and resolving SEBI query...
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Compliance Officer
1 week ago
Mumbai, Maharashtra, India XpertReach Full timeJob DescriptionCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandatesOverseas transaction background check PMS / AIF online applications to SEBI and...
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Compliance Officer
1 week ago
Mumbai, Maharashtra, India Arin Consultancy Private Limited Full timeJD ——————— – Completed SEBI registration for PMS business and monthly compliances – Drafting the PMS agreement and POA along with the KYC form – Coordination and setting up of Custodial and banking activities with ICICI Bank and HDFC Bank – Setting up the Wealth spectrum system. – knowledge of the Wealth spectrum system with...
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Compliance Officer
1 week ago
Mumbai, Maharashtra, India Florican Enterprises Full timeHome ›Vacancy › Job openings for compliance officer in mumbai Compliance Officer (Accounts) Andheri (Mumbai)Mumbai Sharecontact number/wats appPreparing accounts in Tally, entering purchase sales, receipts, expenses, and other data in tally as per the need of clientsVouching verifying for thePreparing the working for GST, TDS and Various other...
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Deputy Manager – PMS Operations_Gift City
1 week ago
Mumbai, Maharashtra, India Arin Consultancy Private Limited Full timeJOB DESCRIPTION Deputy Manager – PMS Operations – Mumbai Reporting to – Head of Operations Location: Gift City Qualification: Graduation / PG (Preferably Sales, Finance, Marketing) Experience: 5 to 7 years in the MF, AMC or PMS, AIF, operations. Roles & Responsibility: As an Operations official, your responsibilities will revolve...
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Pms Dealer
1 week ago
Mumbai, Maharashtra, India Barclays Full timeJob Title: PMS DealerLocation: MumbaiAbout BarclaysBarclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are...
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Sanctions Compliance
1 week ago
Mumbai, Maharashtra, India TIAA Full timeCompliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...
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Deputy Manager – PMS Operations_Gift City
1 week ago
Mumbai, Maharashtra, India Arin Consultancy Private Limited Full timeJOB DESCRIPTIONDeputy Manager – PMS Operations – MumbaiReporting to – Head of OperationsLocation:Gift CityQualification: Graduation / PG (Preferably Sales, Finance, Marketing)Experience: 5 to 7 years in the MF, AMC or PMS, AIF, operationsRoles & Responsibility:As an Operations official, your responsibilities will revolve around but not be limited to...
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Sanctions Compliance
1 month ago
Mumbai, Maharashtra, India Nuveen Full timeCompliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...
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Sanctions Compliance
1 week ago
Mumbai, Maharashtra, India Nuveen Full timeCompliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...
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Sanctions Compliance
4 weeks ago
Mumbai, Maharashtra, India Nuveen Full timeCompliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...
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Manager – Payroll and Compliances
1 week ago
Mumbai, Maharashtra, India R K SWAMY Limited (Formerly R K Swamy Private Limited) Full timeThis position holds a pivotal role in handling and overseeing the Compensation and benefits, Audit and compliance, HR analytics & HR operations functions within the organization for India & International offices.Roles & Responsibilities:Compensation & Benefits Administration:100% accuracy in payroll calculation and adherence to Payroll partner, ensuring...
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Manager – Payroll and Compliances
1 week ago
Mumbai, Maharashtra, India R K SWAMY Limited (Formerly R K Swamy Private Limited) Full timeThis position holds a pivotal role in handling and overseeing the Compensation and benefits, Audit and compliance, HR analytics & HR operations functions within the organization for India & International offices. Roles & Responsibilities: 1. Compensation & Benefits Administration: 100% accuracy in payroll calculation and adherence to timelines. with...
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Compliance Officer – Financial Services
1 week ago
Mumbai, Maharashtra, India Arin Consultancy Private Limited Full timeWe are seeking a Company Secretary and/or LLB years of experience) as our Head of Compliance who is looking forward to an extremely intense and challenging role in our asset management platform. An ideal candidate would be someone who has held senior position in a similar profile in the asset management / large NBFC / financial services space. Roles &...