Trade Compliance Pm, Apac, Gtpc

Roles & responsibilities: Ensure identification of compliance requirements for NBFC (ND-SI), AIF, PMS, Investment advisor & mutual fund compliances. Evaluate the implication of regulatory guidelines on the business and Liaise with internal departments to get the regulations implemented. Do submission of various regulatory filings Proactively...

Does understanding and streamlining export compliances based on various international trade laws and regulations excite you? Do you effectively manage cross-border trade regulations for large businesses? We are looking for an expert to support brands on a broad range of global export and product compliance matters.EXPERIENCE & SKILLSDegree in International...

Providing Advisory to various business verticals with reference Trade Finance Compliance – EDPMS & IDPMS including risk mitigation strategies to reduce the financial risks and eliminate compliance risks for L&T at Corporate level. Fostering win-win partnership with banks (Authorized Dealers) Liasioning with various multiple AD Banks at various...

Overview SIG is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Manager with proven experience in overseeing compliance frameworks, managing...

Key Roles & Responsibilities Compliance: SEBI reporting for AIFs (alternative investment funds), VCFs (venture capital funds) and Portfolio Manager (PMS) All applicable compliances under AIF Regulations and PPM of AIFs/VCFs SEBI compliances for Portfolio Management Services (PMS) RBI Compliances such as: InVi reporting, FC-TRS reporting and...

Compliance Officer - Senior Associate/ Assistant Manager.Position PurposePart of Compliance hub, the resource performs periodical testing checks on both the Compliance APAC function and APAC Business lines to ensure the efficacy of APAC Compliance control framework across all Compliance Domains with a focus on Financial Security.This role aims as acting as...

Trade Operations Specialist - Exports W Description Kenvue is currently recruiting for: Trade Operations Specialist – Export This position reports into Associate Director – Trade Operations DELIVER and is based at Greater Mumbai. Who We Are At , we realize the extraordinary power of everyday care. Built on over a century of heritage and...

JD ——————— – Completed SEBI registration for PMS business and monthly compliances – Drafting the PMS agreement and POA along with the KYC form – Coordination and setting up of Custodial and banking activities with ICICI Bank and HDFC Bank – Setting up the Wealth spectrum system. – knowledge of the Wealth spectrum system with...

Job Title: PMS DealerLocation: MumbaiAbout BarclaysBarclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are...

Job Description Performing due diligence for trades executed which can lead to increased operational risk & market irregularities. Active monitoring of trades basis parameters set and coming up with new ideas for filling control checks. Monitoring & reporting price deviation for various asset classes on a daily basis. Comparing the price quotes of different...

Counsel, Markets Legal, MumbaiCorporate CenterLegal Department DescriptionThe Legal Department of JPMorgan Chase & Co is responsible for the provision of legal services to the Corporation and is organized by practice groups that generally align with the Corporation's lines of business and corporate staff areas. This structure encourages legal teams and...

Reference Code: VK23192 Job Title:**Compliance Advisory Trade/FEMA* Category: Job Description: Regulatory Guidance Providing regulatory guidance on various business structures and transactions pertaining to Trade/FEMA.Review of Product and Process Notes Reviewing various product and process notes pertaining to Trade/FEMA from a regulatory point of...

Are you interested in financial markets and computer programming? Do you enjoy analysis and building tools? If you like the idea of working in a fast-paced and collaborative environment, then you might be the next Trading Engineer at Optiver We are looking for an experienced and talented Trading Engineer to work in our Trading team. You will work closely...

Are you interested in financial markets and computer programming? Do you enjoy analysis and building tools? If you like the idea of working in a fast-paced and collaborative environment, then you might be the next Trading Analyst at Optiver We are looking for an experienced and talented Trading Analyst to work in our Trading team. You will work closely...

Are you interested in financial markets and computer programming? Do you enjoy analysis and building tools? If you like the idea of working in a fast-paced and collaborative environment, then you might be the next Trading Engineer at OptiverWe are looking for an experienced and talented Trading Engineer to work in our Trading team. You will work closely with...

Are you interested in financial markets and computer programming? Do you enjoy analysis and building tools? If you like the idea of working in a fast-paced and collaborative environment, then you might be the next Trading Engineer at OptiverWe are looking for an experienced and talented Trading Engineer to work in our Trading team. You will work closely with...

Accounting / Tax / Company Secretary / Audit Mumbai _Mumbai Western Suburbs_ March 18, March 19, 2025 Financial ServicesJob Overview:- Office Location (Area) Mumbai- Course Type Full Time- Min Required Experience (Years) 2- Max Required Experience (Years) 5Roles and Responsibilities: Preparing client wise trade allocation files for executing trade in PMS....

Working under the direction of DP World's Group Compliance organization, conduct compliance assessments for international cross-border transactions and third party relationships, with a specific focus on ensuring compliance with applicable laws and regulations related to economic sanctions and trade compliance (., export controls) across DP World Freight...

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.YOUR CHALLENGE:Responsible for all overall PMS back-office, Account opening, transaction execution, accounting, reconciliation,...

Company Description We are currently hiring for a lead manager to handle Compliance and Governance function in one of the top 3 distributors of PMS and AIF.Role Description This is a full-time on-site role for an AVP- Compliance (PMS/AIF).The AVP- Compliance will be responsible for managing compliance activities related to PMS (Portfolio Management Service)...