Compliance Officer

Compliance OfficerJob Summary:We are seeking a Compliance Officer particularly within the financial services or AIF & PMS sector. The candidate will be responsible for ensuring that all operations of the fund comply with regulatory requirements and internal policies.Key Responsibilities:- Monitor and ensure compliance with SEBI regulations, RBI guidelines,...

Job Title: Compliance Officer - AMC Location: Ahmedabad Employment Type: Full-Time About the Role: We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company . The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other relevant authorities, while...

Job Title: Compliance Officer - AMCLocation: AhmedabadEmployment Type: Full-TimeAbout the Role:We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company. The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other relevant authorities, while also...

Job Title: Compliance OfficerLocation: AhmedabadEmployment Type: Full-TimeCompany: Lakshya Asset MAnagement Pvt Ltd.About the Role:We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company. The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other...

About the Role - Compliance officer with UK Healthcare experienceResponsibilities -Responsible for UK healthcare onboarding, prescreening, maintenance.Responsible for onboarding process for HCA, nurses, and psychologists.Chasing documents, verifying, and uploadingSigning off file as per client guidelineMaintain contact with clients to determine staffing...

Job Title: Regulatory Compliance Officer Job Description:The role involves supporting the Head of Compliance in ensuring the effective coordination, maintenance, and documentation of compliance activities across the institution.The successful candidate will be responsible for managing compliance registers, supporting audits, handling data requests, and...

Corporate Governance RoleThe ideal candidate will have a strong knowledge of corporate laws, securities laws, and governance practices.This is an excellent opportunity to work in a dynamic environment and contribute to the growth of our organization.We are looking for a detail-oriented individual who can manage multiple tasks and prioritize...

About the Job- Ensure compliances with respect to SEBI guidelines.- Monitor changes in relevant legislation and the regulatory environment and take appropriate action.- Carry out periodic reviews to ensure legal compliances of trading membership (exchange compliances, SEBI compliances, Companies Act).- Assist the team in organizing, preparing agendas, and...

Ensure compliances with respect to SEBI Guidelines. Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action. Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act) Assisting the team in organizing, preparing agenda for and...

Global Compliance Manager Role">The position of a Global Compliance Manager involves ensuring that all Know Your Customer (KYC) activities are conducted efficiently and effectively in line with the bank's standards and regulatory expectations.This entails providing expert guidance and support to the team, interpreting complex changes in regulatory...