Compliance Officer

4 weeks ago

Ahmedabad, Gujarat, India Tip Sons Full time

About the Job

- Ensure compliances with respect to SEBI guidelines.

- Monitor changes in relevant legislation and the regulatory environment and take appropriate action.

- Carry out periodic reviews to ensure legal compliances of trading membership (exchange compliances, SEBI compliances, Companies Act).

- Assist the team in organizing, preparing agendas, and recording minutes of board meetings and general meetings.

- Liaise with regulatory authorities, auditors, and internal teams to ensure smooth compliance management.

- Draft, review, and update compliance policies and frameworks as per regulatory requirements.

- Provide training and guidance to teams on compliance-related matters.

Skillsets Required

- In-depth knowledge of SEBI regulations, Companies Act, and exchange compliances.

- Strong understanding of compliance frameworks and corporate governance.

- Proficiency in regulatory reporting and statutory filings.

- Excellent drafting, documentation, and record-keeping skills.

- Strong analytical, problem-solving, and decision-making abilities.

- Effective stakeholder management and communication skills.

- Attention to detail and ability to manage multiple compliance requirements.

(ref:iimjobs.com)

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