Tip Sons

About the Job- Ensure compliances with respect to SEBI guidelines.- Monitor changes in relevant legislation and the regulatory environment and take appropriate action.- Carry out periodic reviews to ensure legal compliances of trading membership (exchange compliances, SEBI compliances, Companies Act).- Assist the team in organizing, preparing agendas, and recording minutes of board meetings and general meetings.- Liaise with regulatory authorities, auditors, and internal teams to ensure smooth compliance management.- Draft, review, and update compliance policies and frameworks as per regulatory requirements.- Provide training and guidance to teams on compliance-related matters.Skillsets Required- In-depth knowledge of SEBI regulations, Companies Act, and exchange compliances.- Strong understanding of compliance frameworks and corporate governance.- Proficiency in regulatory reporting and statutory filings.- Excellent drafting, documentation, and record-keeping skills.- Strong analytical, problem-solving, and decision-making abilities.- Effective stakeholder management and communication skills.- Attention to detail and ability to manage multiple compliance requirements. (ref:iimjobs.com)