
Compliance Officer
1 week ago
- Ensure compliances with respect to SEBI Guidelines.
- Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
- Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)
- Assisting the team in organizing, preparing agenda for and recording minutes of board meetings and general meetings.
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Compliance Officer
4 weeks ago
Ahmedabad, Gujarat, India QX Global Group Full timeAs a Compliance Officer your roles and responsibilities will be as below: Need to maintain ongoing and initial compliance. Chase candidate for outstanding documents as per checklist Verify and upload documents on CRM. Minimum need to achieve KPI of 2 files compliant. Key Skills: UK compliance healthcare background Knowledge of NHS framework compliance...
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Compliance Officer
3 weeks ago
Ahmedabad, Gujarat, India QX Global Group Full timeAs a Compliance Officer your roles and responsibilities will be as below: Need to maintain ongoing and initial compliance. Chase candidate for outstanding documents as per checklist Verify and upload documents on CRM. Minimum need to achieve KPI of 2 files compliant. Key Skills: UK compliance healthcare background Knowledge of NHS framework compliance...
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Compliance Officer
1 day ago
Ahmedabad, Gujarat, India Steptrade Capital Full timeCompliance OfficerJob Summary:We are seeking a Compliance Officer particularly within the financial services or AIF & PMS sector. The candidate will be responsible for ensuring that all operations of the fund comply with regulatory requirements and internal policies.Key Responsibilities:- Monitor and ensure compliance with SEBI regulations, RBI guidelines,...
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Compliance Officer
7 days ago
Ahmedabad, Gujarat, India Lakshya Asset Management Pvt. Ltd Full timeJob Title: Compliance Officer - AMCLocation: AhmedabadEmployment Type: Full-TimeAbout the Role:We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company. The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other relevant authorities, while also...
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Compliance Officer
2 weeks ago
Ahmedabad, Gujarat, India Lakshya Asset Management Pvt. Ltd Full timeJob Title: Compliance Officer - AMC Location: Ahmedabad Employment Type: Full-Time About the Role: We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company . The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other relevant authorities, while...
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Compliance Officer
7 days ago
Ahmedabad, Gujarat, India Grow House Wealth Management Private Limited Full time ₹ 1,04,000 - ₹ 1,30,878 per yearCompany DescriptionGrow House Wealth Management Pvt. Ltd. is a privately held Merchant Banking firm located in Ahmedabad. The company specializes in providing end-to-end financial solutions, including Public Issue Management, Initial Public Offering, Project Counselling, Credit Syndication, and Underwriting Services.Role DescriptionThis is a full-time...
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Compliance Officer
2 weeks ago
Ahmedabad, Gujarat, India QX Global Group Full timeAbout the Role - Compliance officer with UK Healthcare experienceResponsibilities -Responsible for UK healthcare onboarding, prescreening, maintenance.Responsible for onboarding process for HCA, nurses, and psychologists.Chasing documents, verifying, and uploadingSigning off file as per client guidelineMaintain contact with clients to determine staffing...
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Compliance Officer
2 weeks ago
Ahmedabad, Gujarat, India QX Global Group Full timeAbout the Role - Compliance officer with UK Healthcare experienceResponsibilities -Responsible for UK healthcare onboarding, prescreening, maintenance.Responsible for onboarding process for HCA, nurses, and psychologists.Chasing documents, verifying, and uploadingSigning off file as per client guidelineMaintain contact with clients to determine staffing...
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Compliance Officer
3 weeks ago
Ahmedabad, Gujarat, India QX Global Group Full timeAbout the Role - Compliance officer with UK Healthcare experienceResponsibilities -Responsible for UK healthcare onboarding, prescreening, maintenance.Responsible for onboarding process for HCA, nurses, and psychologists.Chasing documents, verifying, and uploadingSigning off file as per client guidelineMaintain contact with clients to determine staffing...
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Compliance Officer
7 days ago
Ahmedabad, Gujarat, India QX Global Group Full time ₹ 6,00,000 - ₹ 8,00,000 per yearAbout the Role- Compliance officer with UK Healthcare experienceResponsibilitiesResponsible for UK healthcare onboarding, prescreening, maintenance.Responsible for onboarding process for HCA, nurses, and psychologists.Chasing documents, verifying, and uploadingSigning off file as per client guidelineMaintain contact with clients to determine staffing needs,...