Regulatory Compliance Officer

Regulatory Compliance SpecialistThe role involves working with banks to ensure adherence to regulatory standards. As a Subject Matter Expert, you will be responsible for reviewing and submitting timely and accurate regulatory reports.Conduct comprehensive product audits and compliance checks to ensure adherence to regulatory standards.Monitor and implement...

Compliance Specialist Role">The primary responsibility of this role is to ensure adherence to regulatory guidelines and compliance frameworks within an organization. The Compliance Officer will be responsible for monitoring changes in relevant legislation, identifying areas for improvement, and implementing corrective actions accordingly.">Key...

Compliance Manager Job OverviewWe are seeking a highly skilled Compliance Manager to oversee our company's adherence to regulatory requirements.Main Responsibilities:Ensure timely submission of returns to regulatory bodiesConduct AML transaction monitoring and review risk categorization of customersAssist in compliance reviews and monitoring across various...

Compliance Officer RoleJob Summary:Our organization is seeking a skilled Compliance Officer to contribute to the development and implementation of effective compliance strategies. The ideal candidate will have a strong understanding of regulatory frameworks, risk management principles, and internal control systems.About the Position:This role requires the...

Compliance OfficerJob Summary:We are seeking a Compliance Officer particularly within the financial services or AIF & PMS sector. The candidate will be responsible for ensuring that all operations of the fund comply with regulatory requirements and internal policies.Key Responsibilities:- Monitor and ensure compliance with SEBI regulations, RBI guidelines,...

Job OverviewWe are seeking an experienced Compliance professional to join our team. The successful candidate will be responsible for ensuring compliance with regulatory requirements and implementing best practices across the organization.

Job posting for a Compliance Officer role.The ideal candidate will have strong expertise in regulatory compliance, risk management, and legal matters.Key ResponsibilitiesContinuously track and evaluate regulatory updates relevant to the organization.Assess the impact of regulatory changes on policies and business processes.Disseminate updates to senior...

Job Title: Compliance Officer - AMCLocation: AhmedabadEmployment Type: Full-TimeAbout the Role:We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company. The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other relevant authorities, while also...

Job Title: Compliance Officer - AMC Location: Ahmedabad Employment Type: Full-Time About the Role: We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company . The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other relevant authorities, while...

Job OverviewWe are seeking a highly skilled Compliance Officer to join our team. As a key member, you will be responsible for ensuring regulatory compliance with various authorities.Main ResponsibilitiesMaintain up-to-date records of licenses, approvals, and registrations required by the Fund and its Investment Manager.Monitor ongoing compliance with SEBI,...