Risk and Compliance Senior Associate

Vacancy Name Risk and Compliance AssociateVacancy No VN918Employment Type Regular Full-TimeLocation ChennaiJob Details KeyResponsibilities: Perform assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime and any assigned compliance controls testing areas to ensure compliance with relevant policies and...

Vacancy Name - Risk and Compliance Associate Vacancy No - VN918 Employment Type - Regular Full-Time Location - Chennai Job Details - Key **Responsibilities**: - Perform assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime and any assigned compliance controls testing areas to ensure compliance with...

Job DetailsKey Duties and ResponsibilitiesPerform assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime and any assigned compliance controls testing areas to ensure compliance with relevant policies and procedures;Inspect key compliance risk indicators in respect to financial promotion, complaints, order...

Job DetailsKey Duties and ResponsibilitiesPerform assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime and any assigned compliance controls testing areas to ensure compliance with relevant policies and procedures;Inspect key compliance risk indicators in respect to financial promotion, complaints, order...

Job Details Key Duties and Responsibilities Perform independent testing of existing compliance programs in the area of AML, Financial Crimes, Consumer Protections, Trade / Market Surveillance, etc. Examine and evaluate established processes and controls to assess whether they are operating as intended against the standards Perform controls analysis to...

Job Details Key Duties and Responsibilities Perform independent testing of existing compliance programs in the area of AML, Financial Crimes, Consumer Protections, Trade / Market Surveillance, etc. Examine and evaluate established processes and controls to assess whether they are operating as intended against the standards Perform controls analysis to...

Job Details Key Duties and Responsibilities Perform independent testing of existing compliance programs in the area of AML, Financial Crimes, Consumer Protections, Trade / Market Surveillance, etc. Examine and evaluate established processes and controls to assess whether they are operating as intended against the standards Perform controls analysis to...

Job Details Key Duties and Responsibilities Perform assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime and any assigned compliance controls testing areas to ensure compliance with relevant policies and procedures; Inspect key compliance risk indicators in respect to financial promotion, complaints,...

Job Details Key Duties and Responsibilities Perform assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime and any assigned compliance controls testing areas to ensure compliance with relevant policies and procedures; Inspect key compliance risk indicators in respect to financial promotion, complaints, order...

Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - % of the world's top banks work...

Unifi Capital is one of India's largest independent portfolio managers with a legacy of more than 22 years. The firm was founded with a focus on under-researched segments comprising over 400 listed firms, which has significantly paid off, leading to consistent investment outperformance. Our combined AUM (as of May 2024) is USD 2.9 Bn across various...

_Bring your ideas. Make history. _BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - 97% of the world's top banks work...

Job Details Key Duties and Responsibilities Perform assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime and any assigned compliance controls testing areas to ensure compliance with relevant policies and procedures; Inspect key compliance risk indicators in respect to financial promotion, complaints, order...

Job Details Key Duties and Responsibilities Perform assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime and any assigned compliance controls testing areas to ensure compliance with relevant policies and procedures; Inspect key compliance risk indicators in respect to financial promotion, complaints,...

Liquidity Risk Associate Chennai,Tamil Nadu, India - Must be local to Chennai location - Notice Period - 30 days or less. - As a Liquidity Risk Associate for DTCC, you will be directly involved in the execution and ongoing implementation of the liquidity risk management framework, and supporting processes, across multiple business segments. - The Liquidity...

Detailed Description: Performs tasks such as, but not limited to, the following: Coordinate with key stakeholders to initiate, scope and plan cybersecurity risk controls assessments of new and existing high risk suppliers. Assists with the implementation of risk management programs/ frameworks while identifying and minimizing negative...

Detailed Description: Performs tasks such as, but not limited to, the following: Coordinate with key stakeholders to initiate, scope and plan cybersecurity risk controls assessments of new and existing high risk suppliers. Assists with the implementation of risk management programs/ frameworks while identifying and minimizing...

Bring your ideas. Make history.  BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - % of the world’s top...

Associate, Compliance & Control II Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks"...

Are you ready to make an impact at DTCC?Do you want to work on innovative projects, collaborate with a dynamic and encouraging team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We're committed to helping our employees grow and succeed. We believe that you have the skills...