Risk and Compliance Senior Associate

Job Details We are seeking a highly skilled Risk and Compliance Senior Associate to join our team at FXCM. The ideal candidate will have a strong background in internal or external audit/compliance/risk management/control testing experience, with a focus on assessing risk, reviewing risk ratings, identifying controls gaps, and determining the appropriate...

Job Title: Compliance Risk Management AssociateJob Summary: We are seeking a highly skilled Compliance Risk Management Associate to join our team at FXCM. The successful candidate will be responsible for performing assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime, and assigned compliance controls testing...

Job Title: Risk and Compliance AssociateFXCM is seeking a highly skilled Risk and Compliance Associate to join our team. As a Risk and Compliance Associate, you will play a critical role in ensuring the company's compliance with relevant policies and procedures.Key Responsibilities:Perform assurance reviews and periodic reporting to ensure compliance with...

Job Title: Risk and Compliance AssociateJob Summary: We are seeking a highly skilled Risk and Compliance Associate to join our team at FXCM. The successful candidate will be responsible for performing assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime, and assigned compliance controls testing areas to...

Job DetailsKey Duties and Responsibilities:Conduct independent testing of existing compliance programs in areas such as AML, Financial Crimes, Consumer Protections, and Trade/Market Surveillance.Evaluate established processes and controls to assess their effectiveness against regulatory standards.Perform controls analysis to identify and evaluate complex...

Job Title: Senior Associate, Line of Business RiskWe are seeking a highly skilled and experienced Senior Associate to join our Investment Management team in Pune, Maharashtra. As a Senior Associate, Line of Business Risk, you will play a critical role in generating, combining, reconciling, and tailoring risk and performance attribution reports across various...

Job Title: Compliance AssociateWe are seeking a highly skilled Compliance Associate to join our FCC compliance and control team. This role is located in Pune, MH/ Chennai, TN - HYBRID.Key Responsibilities:Proactively identify, monitor, and mitigate risk associated with Financial crime.Conduct internal quality review for the cases processed by Level...

Job Overview:We are seeking a highly skilled Senior Risk Analyst to join our team at Guidehouse. As a Senior Risk Analyst, you will be responsible for performing customer due diligence reviews and mitigating risks associated with customer risk profiles.Key Responsibilities:Conduct thorough customer due diligence reviews, applying research and analytical...

Job Title: Associate, Compliance & Control Representative IAt THE BANK OF NEW YORK MELLON CORPORATION, we empower our employees to grow and succeed in a dynamic and inclusive work environment. As a leading global financial services company, we touch nearly % of the world's investible assets. Our diverse team of + employees brings their unique perspectives to...

Job Summary:We are seeking a highly skilled Risk and Compliance Manager to join our team at Guidehouse. As a key member of our organization, you will be responsible for leading and managing our compliance operations, ensuring that we meet all regulatory requirements and maintain a strong risk management culture.Key Responsibilities:Lead and manage our...

About this RoleWells Fargo is seeking a Senior Control Management Specialist to join our team.Key ResponsibilitiesIdentify, assess, and mitigate current and emerging risk exposures within Control Management functional areaProvide risk management consulting to support the business in designing and implementing risk mitigation strategies, business processes,...

Job Summary:Guidehouse is seeking a highly skilled Risk and Compliance Manager to join our team. As a Risk and Compliance Manager, you will be responsible for leading, motivating, and overseeing the day-to-day management of the team. Your key responsibilities will include (but not limited to) the following:Co-ordinate and manage the day-to-day activities of...

We are looking for a skilled Information Security Risk and Compliance professional to join our team in Bangalore or Chennai. The ideal candidate will have a strong background in information security, risk management, and compliance frameworks. This role will focus on identifying, assessing, and mitigating security risks while ensuring adherence to regulatory...

{"What We're Looking For": "We're seeking a highly skilled and detail-oriented individual to join our team as a Senior Process Associate. In this role, you will be responsible for performing customer due diligence reviews and mitigating risks associated with customer risk profiles. You will apply research and analytical techniques to digest complex...

About this RoleWells Fargo is seeking a Senior Control Management Specialist to join our team.Key ResponsibilitiesIdentify, assess, and manage current and emerging risk exposures within the Control Management functional area.Provide risk management consulting to support the business in designing and implementing risk mitigation strategies, business...

About this RoleWe are seeking a highly skilled Senior Compliance Specialist to join our team at Wells Fargo Bank. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with federal, state, and regulatory requirements.Key ResponsibilitiesDevelop and implement risk-based compliance...

Job Summary:We are seeking a detail-oriented Compliance Risk Analyst to join our team. As a Compliance Risk Analyst, you will play a vital role in safeguarding our company's compliance posture.Key Responsibilities:Assist with comprehensive compliance reviews across various departments, ensuring adherence to internal policies and statutory...

About this role:Wells Fargo is seeking a Senior Risk Management Specialist to join our team. In this role, you will be responsible for identifying, assessing, managing, and mitigating current and emerging risk exposures within the Control Management functional area.Key Responsibilities:Participate in identifying, assessing, managing, and mitigating current...

About this role:We are seeking a highly skilled Senior Compliance Specialist to join our team at Wells Fargo. As a key member of our compliance team, you will play a critical role in ensuring that our business practices align with regulatory requirements and industry standards.Key Responsibilities:Develop and implement risk-based compliance programs to drive...

About this RoleWe are seeking a highly skilled Senior Compliance Specialist to join our team at Wells Fargo Bank. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with federal, state, and regulatory requirements.Key ResponsibilitiesDevelop and implement risk-based compliance...