Senior Compliance Officer

6 days ago


Chennai, Tamil Nadu, India WELLS FARGO BANK Full time
About this Role

We are seeking a highly skilled Senior Compliance Specialist to join our team at Wells Fargo Bank. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with federal, state, and regulatory requirements.

Key Responsibilities
  • Develop and implement risk-based compliance programs to drive compliance with regulatory requirements.
  • Provide oversight and monitoring of compliance programs to ensure effective risk management.
  • Collaborate with business units to develop and implement corrective action plans to address compliance issues.
  • Provide subject matter expertise on compliance risk management and regulatory requirements.
  • Identify and recommend opportunities for process improvement and risk control development.
  • Develop and maintain comprehensive knowledge of regulatory requirements and industry best practices.
Requirements
  • 4+ years of compliance experience, or equivalent demonstrated through work experience, training, military experience, or education.
  • Strong knowledge of US banking laws, regulations, and rules, particularly in lending and deposit-taking activities.
  • Excellent analytical and risk assessment skills, with a focus on third-party outsourced arrangements.
  • Strong communication and collaboration skills, with the ability to work effectively with front-line and independent risk management functions.
What We Offer

At Wells Fargo, we value diversity, equity, and inclusion in the workplace. We welcome applications from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, or any other protected characteristic.

We offer a competitive salary and benefits package, as well as opportunities for professional growth and development. If you are a motivated and experienced compliance professional looking for a challenging role, we encourage you to apply.



  • Chennai, Tamil Nadu, India WELLS FARGO BANK Full time

    About this role:We are seeking a highly skilled Senior Compliance Specialist to join our team at Wells Fargo. As a key member of our compliance team, you will play a critical role in ensuring that our business practices align with regulatory requirements and industry standards.Key Responsibilities:Develop and implement risk-based compliance programs to drive...


  • Chennai, Tamil Nadu, India Gainwell Technologies Full time

    Job SummaryGainwell Technologies seeks a seasoned Compliance Officer, Principal to lead its comprehensive compliance, ethics, and business conduct functions in India. This role requires a strategic thinker who can monitor and assess compliance risks, provide guidance and support to ensure compliance with applicable laws and regulations, and promote a culture...


  • Chennai, Tamil Nadu, India Gainwell Technologies Full time

    Job SummaryGainwell Technologies seeks a seasoned Compliance Officer, Principal to lead comprehensive, strategic compliance, ethics, and business conduct functions for the company's operations in India. This role conducts monitoring and assessments to identify compliance risks, provides guidance and support to ensure compliance with applicable laws and...


  • Chennai, Tamil Nadu, India Gainwell Technologies Full time

    Job SummaryGainwell Technologies seeks a seasoned Compliance Officer, Principal to lead its comprehensive compliance, ethics, and business conduct functions in India. The ideal candidate will have a strong background in administering compliance programs, policies, and procedures, with a deep understanding of relevant laws and regulations.Key...


  • Chennai, Tamil Nadu, India Riverforest Connections Private Limited Full time

    Job Title: Company SecretaryJob Location: ChennaiWe are seeking a highly skilled and experienced Company Secretary to join our team at Riverforest Connections Private Limited. The ideal candidate will have a strong background in corporate governance, risk management, and compliance.Key Responsibilities:Maintain oversight of regulatory developments and ensure...


  • Chennai, Tamil Nadu, India Riverforest Connections Private Limited Full time

    Job Title: Company Secretary FintechJob Location: ChennaiEducation Requirements:Postgraduate in Commerce / Business Administration / Corporate Secretaryship / Law. Weightage will be given for additional certification in Compliance / Risk Management / Governance / AML.Experience:8 years of professionally qualified experience in relevant banking & financial...


  • Chennai, Tamil Nadu, India FXCM Full time

    Job Title: Risk and Compliance Senior AssociateJob Summary: We are seeking a highly skilled Risk and Compliance Senior Associate to join our team at Technementals Innovation India Private Limited. The successful candidate will be responsible for performing independent testing of existing compliance programs, examining and evaluating established processes and...


  • Chennai, Tamil Nadu, India Guidehouse Full time

    Job Title:Ethics and Compliance Senior ManagerJob Summary:Guidehouse is seeking a highly skilled and experienced Ethics and Compliance Senior Manager to join our growing team. As a key member of our Ethics and Compliance department, you will play a critical role in advancing and fostering integrity-based decision making, promoting compliance with external...

  • Compliance Officer

    6 days ago


    Chennai, Tamil Nadu, India ARDOR TALENT SOLUTIONS PRIVATE LIMITED Full time

    Job Title: Vice President ComplianceAt ARDOR TALENT SOLUTIONS PRIVATE LIMITED, we are seeking a highly skilled Vice President Compliance to join our team. The successful candidate will be responsible for identifying and mitigating compliance risks, implementing regulatory directions, and ensuring timely implementation of applicable regulatory circular norms...

  • Compliance Officer

    1 day ago


    Chennai, Tamil Nadu, India ARDOR TALENT SOLUTIONS PRIVATE LIMITED Full time

    Job Title: Vice President ComplianceJob Summary:We are seeking a highly skilled Vice President Compliance to join our team at ARDOR TALENT SOLUTIONS PRIVATE LIMITED. The successful candidate will be responsible for identifying and mitigating compliance risks, implementing regulatory directions, and ensuring timely implementation of applicable regulatory...


  • Chennai, Tamil Nadu, India Trimble Full time

    Job Title: Senior Environmental Compliance SpecialistCompany Overview:Trimble Inc. is a leading technology company committed to environmental sustainability and compliance. We offer competitive compensation, comprehensive benefits, and opportunities for professional growth and development.Job Summary: Trimble Inc. is seeking a highly motivated and...

  • Compliance Officer

    6 days ago


    Chennai, Tamil Nadu, India ARDOR TALENT SOLUTIONS PRIVATE LIMITED Full time

    Job Title: Vice PresidentAt ARDOR TALENT SOLUTIONS PRIVATE LIMITED, we are seeking a highly skilled and experienced Vice President to join our team. The successful candidate will be responsible for leading our compliance efforts and ensuring that our organization remains in compliance with all relevant laws and regulations.Key Responsibilities:Identify and...


  • Chennai, Tamil Nadu, India Trimble Full time

    Job Title: Senior Compliance SpecialistTrimble Inc. is a leading technology company committed to environmental sustainability and compliance. We offer competitive compensation, comprehensive benefits, and opportunities for professional growth and development.Job Summary: Trimble Inc. is seeking a highly motivated and experienced Senior Compliance Specialist...


  • Chennai, Tamil Nadu, India WELLS FARGO BANK Full time

    About this RoleWe are seeking a highly skilled Senior Compliance Specialist to join our team at Wells Fargo Bank. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with federal, state, and regulatory requirements.Key ResponsibilitiesDevelop and implement risk-based compliance...


  • Chennai, Tamil Nadu, India Trimble Full time

    Job Title: Senior Compliance EngineerJob Summary:As a Senior Compliance Engineer at Trimble, you will play a critical role in ensuring product environmental compliance, chemical/material assessment, and adherence to global environmental regulations and customer requirements. Your responsibilities will include data management, process improvement, regulatory...


  • Chennai, Tamil Nadu, India Trimble Full time

    Job Title: Senior Compliance EngineerJob Summary:As a Senior Compliance Engineer at Trimble, you will play a crucial role in ensuring product environmental compliance, chemical/material assessment, and adherence to global environmental regulations and customer requirements. Your responsibilities will include data management, process improvement, regulatory...


  • Chennai, Tamil Nadu, India SAS Partners Corporate Advisors Private Limited Full time

    Job Title: Senior HR Compliance ManagerJob Summary:We are seeking a highly skilled and motivated Senior HR Compliance Manager to join our team. The ideal candidate will be responsible for managing a team and ensuring compliance with statutory regulations and payroll processes related to client operations.Key Responsibilities:Lead and manage the HR and...


  • Chennai, Tamil Nadu, India FXCM Full time

    Job Details We are seeking a highly skilled Risk and Compliance Senior Associate to join our team at FXCM. The ideal candidate will have a strong background in internal or external audit/compliance/risk management/control testing experience, with a focus on assessing risk, reviewing risk ratings, identifying controls gaps, and determining the appropriate...


  • Chennai, Tamil Nadu, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a highly skilled Compliance Specialist to join our team. As a Compliance Specialist, you will play a critical role in ensuring that our company adheres to all relevant laws, regulations, and industry standards.Key Responsibilities:Establish and maintain risk standards and programs to drive compliance with federal,...


  • Chennai, Tamil Nadu, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Senior Compliance Specialist to join our team. In this role, you will be responsible for establishing, implementing, and maintaining risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements.Key Responsibilities:Establish and maintain risk...