Compliance Risk Manager

4 weeks ago

Chennai, Tamil Nadu, India FXCM Full time

The Financial Crime Compliance team at FXCM is seeking a Compliance Monitoring Associate to join their team. As a key member of the team, you will be responsible for handling escalation cases from the business, conducting regulatory screening, reporting, inquiry resolution, and investigating transaction monitoring alerts to identify financial crime risks to the firm.

The Compliance Monitoring Associate will be responsible for applying legislation and regulations as set out in the Firm's Financial Crime Compliance Framework. This includes reviewing customer activity for adherence to the FCC Programme, with a focus on transaction monitoring and transaction surveillance. You will also be responsible for performing customer screening for new and existing customers, reviewing customer documentation, inbound/outbound transactions, and account details for financial crime red flags.

Key responsibilities of the Compliance Monitoring Associate include:

  1. Apply the legislation and regulations as set out in the Firm's Financial Crime Compliance Framework
  2. Review customer activity for adherence to the FCC Programme, with a focus on transaction monitoring and transaction surveillance
  3. Perform customer screening for new and existing customers
  4. Review customer documentation, inbound/outbound transactions, and account details for financial crime red flags
  5. Review customer activity, manage trigger events, monitor and review various internal alerts, and flags
  6. Conduct investigations, prepare reports, and escalate cases to the FCC Management and Compliance Teams as required
  7. Respond to inquiries from internal business partners
  8. Assist with the documentation of AML and KYC policies, controls, guidelines, and procedures, which form the Financial Crime programme

The ideal candidate will have 2+ years of compliance or relevant department experience with a financial institution, knowledge of financial markets, commodities, forex, and online trading platforms, basic understanding of financial regulations and compliance requirements, and proficiency in Excel, Word, PowerPoint. The candidate should also have an analytical and enquiring mind, strong problem-solving skills, great attention to detail, and excellent communication skills.

This is a full-time role, Monday to Friday, with a working hours of 9am to 5pm. The successful candidate will be required to work from the office located at Indiqube Alpine (Transit) 7th Floor, Jawaharlal Nehru Road, Guindy Area - adjacent to Ekattuthangal Metro Station.

FXCM is an equal opportunities employer and welcomes applications from all qualified candidates. The company is committed to diversity and inclusion in the workplace and is an affirmative action employer.

By joining FXCM, you will be part of a dynamic and fast-paced team that is dedicated to providing exceptional service to our clients. If you are a motivated and detail-oriented individual who is passionate about compliance and risk management, we encourage you to apply for this exciting opportunity.

  • Compliance Risk Manager

    4 weeks ago

    Chennai, Tamil Nadu, India ARDOR TALENT SOLUTIONS PRIVATE LIMITED Full time

    Job Title: Compliance Risk ManagerJob Summary:ARDOR TALENT SOLUTIONS PRIVATE LIMITED seeks a highly skilled Compliance Risk Manager to join our team. The ideal candidate will have a strong background in compliance and risk management, with a proven track record of identifying and mitigating compliance risks.Key Responsibilities:• Identify and assess...

  • Risk and Compliance Manager

    1 month ago

    Chennai, Tamil Nadu, India Guidehouse Full time

    Job Summary:We are seeking a highly skilled Risk and Compliance Manager to join our team at Guidehouse. As a key member of our organization, you will be responsible for leading and managing our compliance operations, ensuring that we meet all regulatory requirements and maintain a strong risk management culture.Key Responsibilities:Lead and manage our...

  • IT Risk and Compliance Manager

    3 weeks ago

    Chennai, Tamil Nadu, India Hapag-Lloyd Full time

    About Hapag-LloydHapag-Lloyd is a leading liner shipping company with a fleet of modern container ships and a total transport capacity of 11.9 million TEU. The Company has around 13,000 employees and offices in 118 countries.Job SummaryThe Risk, Audit, and Compliance Manager (IT Infrastructure and Operations) will coordinate and manage the resolution of...

  • Compliance Risk Manager

    4 weeks ago

    Chennai, Tamil Nadu, India Unifi Capital Pvt. Ltd Full time

    Role Overview:We are seeking a seasoned Risk and Compliance professional to support our Compliance Officer in leading internal audit and risk management initiatives. This role demands a strong foundation in compliance, internal audit, and risk management within the financial services sector.Key Responsibilities:Plan and manage comprehensive internal audits...

  • **Compliance and Risk Manager**

    1 day ago

    Chennai, Tamil Nadu, India Unifi Capital Pvt. Ltd Full time

    **Role Overview**We are seeking a skilled and proactive **Risk and Compliance** professional to join our team at Unifi Capital Pvt. Ltd. The ideal candidate will possess a strong foundation in **compliance**, **internal audit**, and **risk management** within the financial services sector.Plan and manage comprehensive internal audits for PMS/AIF/Broking with...

  • Compliance Risk Manager

    3 weeks ago

    Chennai, Tamil Nadu, India ARDOR TALENT SOLUTIONS PRIVATE LIMITED Full time

    Job Title: Vice President ComplianceJob Summary:We are seeking a seasoned Vice President of Compliance to join our team at ARDOR TALENT SOLUTIONS PRIVATE LIMITED. As a key member of our compliance department, you will be responsible for identifying and mitigating compliance risks, ensuring timely implementation of regulatory directions, and providing...

  • IT Risk and Compliance Manager

    3 weeks ago

    Chennai, Tamil Nadu, India Hapag-Lloyd AG Full time

    Audit and Risk Management RoleHapag-Lloyd AG seeks an experienced professional to fill the position of Audit and Risk Management. The role will focus on coordinating and managing the resolution of audit findings, risk mitigation actions, and compliance requirements within the IT Infrastructure and Operations department.Responsibilities include developing and...

  • Compliance Risk Manager

    1 week ago

    Chennai, Tamil Nadu, India SBS HR Full time

    We are seeking a highly skilled Compliance Executive to join our team at SBS HR.About the RoleThis is an exciting opportunity for a seasoned professional to take on a leadership role in ensuring the organization's compliance with industry protocols and best practices.Responsibilities:Develop and implement effective risk management strategies to mitigate...

  • Risk and Compliance Manager

    4 weeks ago

    Chennai, Tamil Nadu, India Guidehouse Full time

    Job Summary:Guidehouse is seeking a highly skilled Risk and Compliance Manager to lead our GIC Process team. As a key member of our organization, you will be responsible for managing the day-to-day activities of the team, ensuring key SLAs are met consistently, and identifying opportunities for improvements to procedures.Key Responsibilities:Lead and...

  • Compliance Risk Manager

    4 weeks ago

    Chennai, Tamil Nadu, India Kaleidofin Full time

    Become a key member of Kaleidofin's Compliance teamFocusing on Regulatory AffairsMaintain oversight of MFD, RIA, NBFC, digital lending, and account aggregator developments to proactively manage potential regulatory risk exposure of affected divisions/departments and ensure compliance with statutory requirements and regulations prescribed by SEBI / AMFI / RBI...

  • Compliance Risk Manager

    3 weeks ago

    Chennai, Tamil Nadu, India Kaleidofin Full time

    Key Responsibilities:Compliance Risk Manager at Kaleidofin will be responsible for maintaining oversight of developments in the MFD, RIA, NBFC, digital lending, and account aggregator to ensure compliance with statutory requirements and regulations.Key Tasks:Develop, implement, and maintain regulatory policies, procedures, and processes under the Compliance...

  • Senior Compliance Risk Manager

    4 weeks ago

    Chennai, Tamil Nadu, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Senior Compliance Risk Manager to join our team. We believe in the power of collaboration and teamwork, and we're looking for someone who shares our values.In this role, you will:Develop and implement risk standards and programs to ensure compliance with federal, state, and regulatory requirements.Provide oversight...

  • Compliance Risk Management Associate

    1 month ago

    Chennai, Tamil Nadu, India FXCM Full time

    Job Title: Compliance Risk Management AssociateJob Summary: We are seeking a highly skilled Compliance Risk Management Associate to join our team at FXCM. The successful candidate will be responsible for performing assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime, and assigned compliance controls testing...

  • Risk and Compliance Manager

    3 weeks ago

    Chennai, Tamil Nadu, India Guidehouse Full time

    About the Role:Guidehouse is seeking a highly skilled Risk and Compliance Manager to join our team. As a Manager of AML Compliance, you will be responsible for leading and motivating our team to achieve excellence in their daily deliverables.Key Responsibilities:Coordinate and manage the day-to-day activities of the team.Motivate, coach, and develop the team...

  • Risk and Compliance Specialist

    4 weeks ago

    Chennai, Tamil Nadu, India Hapag-Lloyd Full time

    Hapag-Lloyd: IT Governance and Compliance Role​We are seeking a skilled IT Governance and Compliance Specialist to join our team at Hapag-Lloyd. In this role, you will be responsible for developing and implementing a governance framework to track, manage, and resolve audit findings, risks, and compliance issues within the IT Infrastructure and Operations...

  • Compliance Risk Management Specialist

    1 week ago

    Chennai, Tamil Nadu, India KBR Full time

    About the RoleWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at KBR.Job DescriptionThe Compliance Risk Management Specialist will be responsible for evaluating people, organization, projects, systems, and procedures to ensure compliance with regulations. This includes inspecting adherence to policies and producing...

  • Compliance Risk Specialist

    3 weeks ago

    Chennai, Tamil Nadu, India FXCM Full time

    Job Title: Compliance Risk SpecialistAs a Compliance Risk Specialist at FXCM, you will play a critical role in ensuring the company's compliance with relevant policies, procedures, and regulatory requirements. Your primary responsibility will be to perform assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime,...

  • Compliance Specialist

    1 day ago

    Chennai, Tamil Nadu, India Lennox Full time

    About Lennox">Lennox is a leading company in the field of risk management and compliance. We are seeking an experienced Compliance Specialist to join our team.

  • Compliance Risk Management Specialist

    1 week ago

    Chennai, Tamil Nadu, India ZustPe Payments Private Limited Full time

    Job DescriptionAs a Compliance Risk Management Specialist at ZustPe Payments Private Limited, you will be responsible for ensuring that our internal processes and systems adhere to regulatory requirements and industry standards.Key ResponsibilitiesWe will be hiring freshers only, so strong analytical and problem-solving skills are required to develop and...

  • Compliance Risk Management Specialist

    1 day ago

    Chennai, Tamil Nadu, India Gainwell Technologies Full time

    Job SummaryWe are seeking a highly experienced Compliance Risk Management Specialist to join our team at Gainwell Technologies. This role will play a critical part in ensuring that our India operations comply with all regulatory and legal requirements.The ideal candidate will have 10 or more years of experience in handling Corporate Compliance, Labor Laws,...