Risk and Compliance Senior Associate

Job Title: Risk and Compliance Senior AssociateJob Summary: We are seeking a highly skilled Risk and Compliance Senior Associate to join our team at Technementals Innovation India Private Limited. The successful candidate will be responsible for performing independent testing of existing compliance programs, examining and evaluating established processes and...

Job Details We are seeking a highly skilled Risk and Compliance Senior Associate to join our team at FXCM. The ideal candidate will have a strong background in internal or external audit/compliance/risk management/control testing experience, with a focus on assessing risk, reviewing risk ratings, identifying controls gaps, and determining the appropriate...

Job Title: Compliance Risk Management AssociateJob Summary: We are seeking a highly skilled Compliance Risk Management Associate to join our team at FXCM. The successful candidate will be responsible for performing assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime, and assigned compliance controls testing...

Job Title: Risk and Compliance AssociateFXCM is seeking a highly skilled Risk and Compliance Associate to join our team. As a Risk and Compliance Associate, you will play a critical role in ensuring the company's compliance with relevant policies and procedures.Key Responsibilities:Perform assurance reviews and periodic reporting to ensure compliance with...

Job Title: Risk and Compliance AssociateJob Summary: We are seeking a highly skilled Risk and Compliance Associate to join our team at FXCM. The successful candidate will be responsible for performing assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime, and assigned compliance controls testing areas to...

Job DetailsKey Duties and Responsibilities:Conduct independent testing of existing compliance programs in areas such as AML, Financial Crimes, Consumer Protections, and Trade/Market Surveillance.Evaluate established processes and controls to assess their effectiveness against regulatory standards.Perform controls analysis to identify and evaluate complex...

About this role:Wells Fargo is seeking a Senior Compliance Risk Manager to join our team. We believe in the power of collaboration and teamwork, and we're looking for someone who shares our values.In this role, you will:Develop and implement risk standards and programs to ensure compliance with federal, state, and regulatory requirements.Provide oversight...

The Financial Crime Compliance team at FXCM is seeking a Compliance Monitoring Associate to join their team. As a key member of the team, you will be responsible for handling escalation cases from the business, conducting regulatory screening, reporting, inquiry resolution, and investigating transaction monitoring alerts to identify financial crime risks to...

Job Title: Risk Management AssociateAbout the Role:We are seeking a highly skilled Risk Management Associate to join our team at Intris Consulting Private Limited. As a Risk Management Associate, you will be responsible for leading and managing the team, ensuring quality of deliverables, and identifying deficiencies in process and documentation.Key...

Hapag-Lloyd: IT Governance and Compliance Role​We are seeking a skilled IT Governance and Compliance Specialist to join our team at Hapag-Lloyd. In this role, you will be responsible for developing and implementing a governance framework to track, manage, and resolve audit findings, risks, and compliance issues within the IT Infrastructure and Operations...

Job Title: Senior Associate, Line of Business RiskWe are seeking a highly skilled and experienced Senior Associate to join our Investment Management team in Pune, Maharashtra. As a Senior Associate, Line of Business Risk, you will play a critical role in generating, combining, reconciling, and tailoring risk and performance attribution reports across various...

Job Title: Compliance AssociateWe are seeking a highly skilled Compliance Associate to join our FCC compliance and control team. This role is located in Pune, MH/ Chennai, TN - HYBRID.Key Responsibilities:Proactively identify, monitor, and mitigate risk associated with Financial crime.Conduct internal quality review for the cases processed by Level...

Job Overview:We are seeking a highly skilled Senior Risk Analyst to join our team at Guidehouse. As a Senior Risk Analyst, you will be responsible for performing customer due diligence reviews and mitigating risks associated with customer risk profiles.Key Responsibilities:Conduct thorough customer due diligence reviews, applying research and analytical...

Become a key member of Kaleidofin's Compliance teamFocusing on Regulatory AffairsMaintain oversight of MFD, RIA, NBFC, digital lending, and account aggregator developments to proactively manage potential regulatory risk exposure of affected divisions/departments and ensure compliance with statutory requirements and regulations prescribed by SEBI / AMFI / RBI...

Job Title: Associate, Compliance & Control Representative IAt THE BANK OF NEW YORK MELLON CORPORATION, we empower our employees to grow and succeed in a dynamic and inclusive work environment. As a leading global financial services company, we touch nearly % of the world's investible assets. Our diverse team of + employees brings their unique perspectives to...

Job Summary:We are seeking a highly skilled Senior Process Associate to join our team at Guidehouse. As a Senior Process Associate, you will be responsible for performing customer due diligence reviews and mitigating risks associated with customer risk profiles.Key Responsibilities:Perform complete KYC CDD, EDD & Risk assessment of the client's customers...

Job Title: Compliance Risk ManagerJob Summary:ARDOR TALENT SOLUTIONS PRIVATE LIMITED seeks a highly skilled Compliance Risk Manager to join our team. The ideal candidate will have a strong background in compliance and risk management, with a proven track record of identifying and mitigating compliance risks.Key Responsibilities:• Identify and assess...

Job Summary:We are seeking a highly skilled Risk and Compliance Manager to join our team at Guidehouse. As a key member of our organization, you will be responsible for leading and managing our compliance operations, ensuring that we meet all regulatory requirements and maintain a strong risk management culture.Key Responsibilities:Lead and manage our...

Job Title: Compliance Risk SpecialistAs a Compliance Risk Specialist at FXCM, you will play a critical role in ensuring the company's compliance with relevant policies, procedures, and regulatory requirements. Your primary responsibility will be to perform assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime,...

Role Overview:As an Associate Risk Officer at Intris Consulting Private Limited, you will be responsible for leading and effectively managing a team to ensure quality of deliverables as per set standards and client satisfaction. Your key responsibilities will include identifying deficiencies and inadequacies in process and documentation, developing policies...