Compliance Risk Manager

Job Summary:We are seeking a highly skilled Risk and Compliance Manager to join our team at Guidehouse. As a key member of our organization, you will be responsible for leading and managing our compliance operations, ensuring that we meet all regulatory requirements and maintain a strong risk management culture.Key Responsibilities:Lead and manage our...

Role Overview:We are seeking a seasoned Risk and Compliance professional to support our Compliance Officer in leading internal audit and risk management initiatives. This role demands a strong foundation in compliance, internal audit, and risk management within the financial services sector.Key Responsibilities:Plan and manage comprehensive internal audits...

Job Summary:Guidehouse is seeking a highly skilled Risk and Compliance Manager to join our team. As a Risk and Compliance Manager, you will be responsible for leading, motivating, and overseeing the day-to-day management of the team. Your key responsibilities will include (but not limited to) the following:Co-ordinate and manage the day-to-day activities of...

Job Summary:Guidehouse is seeking a highly skilled Risk and Compliance Manager to lead our GIC Process team. As a key member of our organization, you will be responsible for managing the day-to-day activities of the team, ensuring key SLAs are met consistently, and identifying opportunities for improvements to procedures.Key Responsibilities:Lead and...

Become a key member of Kaleidofin's Compliance teamFocusing on Regulatory AffairsMaintain oversight of MFD, RIA, NBFC, digital lending, and account aggregator developments to proactively manage potential regulatory risk exposure of affected divisions/departments and ensure compliance with statutory requirements and regulations prescribed by SEBI / AMFI / RBI...

About this role:Wells Fargo is seeking a Senior Compliance Risk Manager to join our team. We believe in the power of collaboration and teamwork, and we're looking for someone who shares our values.In this role, you will:Develop and implement risk standards and programs to ensure compliance with federal, state, and regulatory requirements.Provide oversight...

The Financial Crime Compliance team at FXCM is seeking a Compliance Monitoring Associate to join their team. As a key member of the team, you will be responsible for handling escalation cases from the business, conducting regulatory screening, reporting, inquiry resolution, and investigating transaction monitoring alerts to identify financial crime risks to...

Job Title: Compliance Risk Management AssociateJob Summary: We are seeking a highly skilled Compliance Risk Management Associate to join our team at FXCM. The successful candidate will be responsible for performing assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime, and assigned compliance controls testing...

Hapag-Lloyd: IT Governance and Compliance Role​We are seeking a skilled IT Governance and Compliance Specialist to join our team at Hapag-Lloyd. In this role, you will be responsible for developing and implementing a governance framework to track, manage, and resolve audit findings, risks, and compliance issues within the IT Infrastructure and Operations...

Job Title: Risk and Compliance AssociateFXCM is seeking a highly skilled Risk and Compliance Associate to join our team. As a Risk and Compliance Associate, you will play a critical role in ensuring the company's compliance with relevant policies and procedures.Key Responsibilities:Perform assurance reviews and periodic reporting to ensure compliance with...

Job Title: Compliance Risk SpecialistAs a Compliance Risk Specialist at FXCM, you will play a critical role in ensuring the company's compliance with relevant policies, procedures, and regulatory requirements. Your primary responsibility will be to perform assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime,...

Job Title: Risk and Compliance AssociateJob Summary: We are seeking a highly skilled Risk and Compliance Associate to join our team at FXCM. The successful candidate will be responsible for performing assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime, and assigned compliance controls testing areas to...

Job DetailsAs a Compliance Risk Specialist at FXCM, you will be responsible for ensuring the company's adherence to relevant policies and procedures. Your primary duties will include performing assurance reviews and periodic reporting, analyzing communication, trading activity, financial crime, and assigned compliance controls testing areas. You will also...

Job SummaryThe IT Risk and Compliance Specialist will be responsible for ensuring the IT Controls are working as designed and Compliance is met. The incumbent will interact with internal and external stakeholders and provide support and guidance around IT policies, risk and compliance.Key ResponsibilitiesMaintain IT SoX controls testing monitoring based on...

Compliance Risk Analyst We are seeking a detail-oriented Compliance Risk Analyst to play a vital role in safeguarding our company's compliance posture. This is an exciting opportunity to analyze client-facing communications (emails, social media posts, etc.) to verify compliance with internal policies and regulatory standards. Key Responsibilities: Assist...

Job Title: Compliance Officer - Financial Risk ManagementWe are seeking a Compliance Officer - Financial Risk Management to join our team at ARDOR TALENT SOLUTIONS PRIVATE LIMITED. The ideal candidate will have Minimum Qualifications: Professionally Qualified (LL.B/CA/CS) and Minimum Experience: 8-10 years of experience in Compliance functions preferably...

Job Summary:We are seeking a detail-oriented Compliance Risk Analyst to join our team. As a Compliance Risk Analyst, you will play a vital role in safeguarding our company's compliance posture.Key Responsibilities:Assist with comprehensive compliance reviews across various departments, ensuring adherence to internal policies and statutory...

Job Details We are seeking a highly skilled Risk and Compliance Senior Associate to join our team at FXCM. The ideal candidate will have a strong background in internal or external audit/compliance/risk management/control testing experience, with a focus on assessing risk, reviewing risk ratings, identifying controls gaps, and determining the appropriate...

Job Title: Risk and Compliance Senior AssociateJob Summary: We are seeking a highly skilled Risk and Compliance Senior Associate to join our team at Technementals Innovation India Private Limited. The successful candidate will be responsible for performing independent testing of existing compliance programs, examining and evaluating established processes and...

Job Title: Risk and Compliance Senior AssociateJob Summary: We are seeking a highly skilled Risk and Compliance Senior Associate to join our team at FXCM. The successful candidate will be responsible for performing independent testing of existing compliance programs in the area of AML, Financial Crimes, Consumer Protections, Trade / Market Surveillance, etc....