compliance Executive Fresher
4 weeks ago
Weare looking for a Compliance Executive to ensure that ouroperations and businesstransactions followall relevant legal and internal rules. You should be familiar withriskmanagement and our industry&rsquo s standards. Your goal will be to ensure we operate in alegal andethical manner while meeting ourbusinessobjectives.
Responsibilities:
To follow an effective legal complianceprogram To maintain sound internal controlsand monitor adherence to them Maintaincompany policies according to SEBI Assist inaudit processes practices and documents to identifyweaknesses Handle clientissues and deal withthem Evaluate business activities (e.g.investments) to assess compliance riskCollaborate with external auditors and HR whenneeded Follow set plans to manage a crisisor compliance violation Educate and trainemployees on regulations and industrypractices Keep abreast of internal standardsand businessgoals
Requirements:
Preferred experience Compliance Executive or similarrole Experience in riskmanagement Knowledge of legal requirementsand controls Knowledge of legalLaws Familiarity with industry practices andprofessional standards Excellentcommunication skills in English and KannadaIntegrity and professional ethics Businessacumen Teamworkskills Attention todetail Experience in SEBI Compliance will bean addedadvantage
Education:
Bachelor/Master degree in CommerceBachelor/Masterdegree in businessadministrationBachelor/Master degree inFinance Management.Any other recognizeddegree in the legal and finance compliancedomain.
Whatto expect: You willBe a champion of theGolden Rule: Do unto others as you would have them do untoyouBe part of a cohesive team withopportunities to learn grow and developHavethe opportunity to engage in diverse and challengingworkDerive a sense of pride in work welldoneBe recognized forexcellence
compliance,risk,finance
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