Compliance Officer

Job Description:Ensure compliance with requirement of GIFT City IFSCA and other relevant AIF regulations and spearhead compliance and risk management activities at the GIFT City officeDevelop infrastructure, systems, and processes to meet compliance requirements for the GIFT City officeStay informed about the latest regulatory changes and requirements,...

Job Title: Compliance OfficerLocation: AhmedabadEmployment Type: Full-TimeCompany: Lakshya Asset MAnagement Pvt Ltd.About the Role:We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company. The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other...

Company DescriptionGrow House Wealth Management Pvt. Ltd. is a privately held Merchant Banking firm located in Ahmedabad. The company specializes in providing end-to-end financial solutions, including Public Issue Management, Initial Public Offering, Project Counselling, Credit Syndication, and Underwriting Services.Role DescriptionThis is a full-time...

Job Description Nodal Officer Position Title: Nodal Officer Department: Compliance / Legal & Regulatory Affairs Reports To: Head of Compliance / CEO / Board of Directors Key Responsibilities Regulatory Liaison: 1. - Act as the Single Point of Contact (SPOC) between the NBFC and regulators (RBI, CICs, Ombudsman, etc.). 2. - Handle all official...

Ensure compliances with respect to SEBI Guidelines.Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)Assisting the team in organizing, preparing agenda for and...

Roles and Responsibilities:Initial and maintenance complianceChasing documents, verifying, and uploadingSigning off file as per client guidelineMaintain contact with clients to determine staffing needs, solicit orders, and informs clients about the availability of employees.Work as a team and maintain professional working relationships with clients and...

Department: Compliance / Legal & Regulatory AffairsReports To: Head of Compliance / CEO / Board of DirectorsKey Responsibilities· Regulatory Liaison:Act as the Single Point of Contact (SPOC) between the NBFC and regulators (RBI, CICs, Ombudsman, etc.).Handle all official communications and queries from the RBI regarding inspections, audits, and compliance...

Job Title: HR Executive/AM - Payroll, Time Office & Statutory Compliance (PF, ESI, PT and Benefits of employees)Location: Corporate Office, AhmedabadJob Summary:We are looking for a detail-oriented and experienced HR Executive to manage payroll, time office operations, and statutory compliance for our upcoming Thermal Power Project. The role will be based at...

Under the direction of the Chief Information Security Officer (CISO), the IT Compliance Analyst is responsible for supporting IT internal controls and ensuring compliance across all divisions and multiple technology platforms. This role is crucial in maintaining the integrity and security of the organizations IT systems.The ideal candidate will be highly...

Roles and Responsibility:Entity Formation/Incorporation into various states -USA Filling the Annual Report of companies into various state - USA .Registering Business into various States - USADrafting agreements,Flexi workingFree mealHealth insuranceAnnual bonusLeave encashment