Online Surveillance

2 days ago

Mumbai, Maharashtra, India BSE Full time ₹ 15,00,000 - ₹ 25,00,000 per year

Dear Candidate,

Greetings

Kindly find the Job Description for the Online Surveillance.

Role and Responsibilities:

  • Monitor & Supervise market movements, trends, patterns and initiate necessary surveillance actions (Equity, F&O, Currency, SLBM, IRF, Commodity).
  • Supervise routine activities as per defined SOP and TAT.
  • Verification of surveillance alerts such as market manipulation, price / volume alerts, order spoofing, front running alerts, insider trading alerts, etc.
  • Analyse various alerts/ exception reports on trading activities/ patterns to short-list cases which require detailed analysis/ investigation and initiate action, if warranted.
  • Process surveillance alerts, conduct preliminary analysis and escalate suspicious transitions Conduct various type of investigation to prevent / detect suspected market irregularities and initiate appropriate escalations and actions.
  • Ensure compliance of SEBI/Regulatory frameworks, orders, and corresponding actions
  • Attend internal and external statutory and regulatory audits and compliances.
  • Improve operational efficiencies by process improvements, initiating business requirements,
  • software testing and new features / functional release implementations.
  • Coordinate with regulators for preparing / reviewing various policies and circulars, SOPs, user manuals used for various surveillance actions.
  • In depth knowledge of Capital, Financial and Commodity Markets and various regulatory frameworks.
  • Functioning of surveillance systems, processing of various surveillance alerts, and taking them to logic conclusion / investigation.
  • Various applicable Regulations applicable to MIIs i.e. SAST, PIT, PFUTP, PMLA, AML, FIU, LODR, ICDR etc.
  • Microsoft applications such as MS Windows, word, Excel, PPT etc.
  • Technically proficient in Software's / applications used for Surveillance related activities.

Preferred Skills:

  • Possesses strong analytical and presentation skills, excellent verbal and written communication abilities, and proficient in MS Word, Excel, and PowerPoint.
  • Knowledge on Machine Learning Websites such as Kaggle, GitHub, Coursera etc.
  • Hands on experience for using additional software tools like Power BI, Tableau, Python, Data Analytics etc.
  • Sound knowledge of applicable Rules / Regulations /Acts related to capital market.
  • Candidates with strong domain of trading / surveillance in stocks markets (Equity & Derivatives) and/or Commodity markets and /or depository transactions and/or currency markets.
  • Candidates with domain in one of more verticals viz experience from BFSI industry, Broking Firm, Foreign Broking Houses, depositories. Clearing corporations etc. will be given preference.
  • Additional professional certification mandatory (NISM, Risk, Fraud examiner etc.)

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