Compliance Officer

A compliance officer ensures a company adheres to laws, regulations, and ethical standards by developing and implementing compliance programs, conducting audits, managing risks, and training employees on compliance protocols and regulatory changes. Key responsibilities include monitoring operations, identifying potential violations, reporting to management,...

Competitive salaryGood brand valueAbout Our ClientThe hiring organisation is a medium-sized player in the financial services industry, specifically focused on retail banking and loans. Known for its structured processes and growth-oriented approach, the company is committed to delivering reliable financial solutions to its customers.Job DescriptionKey...

Job Summary:The Compliance Officer will be responsible for ensuring comprehensive regulatory compliance for the organization across NBFC (RBI-regulated), IRDAI (insurance intermediary), and PFRDA (pension distribution) frameworks. The role includes end-to-end regulatory management, business idea evaluation, policydrafting, internal audit support, and...

Responsibilities:Manage regulatory compliance for NSE, BSE, NSDL listingsEnsure adherence to SEBI guidelines and policiesOversee back office operations for seamless executionEnsure timely submission of Annual Returns, Annual Compliance Reports

Job DescriptionWe are seeking a skilled and experienced Senior AML Compliance Officer to lead our Anti-Money Laundering team in an international setting.The successful candidate will be responsible for managing AML processes, ensuring compliance with regulatory requirements, and leading a team to achieve operational excellence.Main Responsibilities:Team...

Chief Compliance Officer | questW | Gurugram of Legal & ComplianceDepartment Legal & Compliance TeamThe Head of Legal & Compliance serves as the organizations Chief Compliance Officer, Company Secretary & General Counsel, and is responsible for developing, implementing, maintaining and leading an effective legal and compliance function and corporate...

Key Responsibilities:Risk Assessment, Monitoring & Policy DevelopmentDevelop, implement and maintain an effective compliance framework aligned with global and local regulations. (e.g., code of conduct anti-bribery, etc.).Periodically review and update policies and Standard Operating Procedure (SOP) related to ethics and compliance.Monitor adherence to...

Job Title: Compliance ManagerWe are seeking a skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring compliance with relevant laws and regulations.This role involves conducting thorough financial due diligence on all organizations, analyzing their financial statements and reviewing their...

Role Objective:To support the Compliance Officer in ensuring adherence to SEBI regulations (PMS, RA, AIF) and provide secretarial assistance for smooth functioning of compliance and governance processes.Key Responsibilities:Assist in regulatory filings, record-keeping, and compliance checklists under SEBI guidelines.Maintain and update investor documents,...

We're looking for a curious, careful, and energetic individual to join our team as a Compliance Analyst in our India office. This opportunity is ideal for an early career compliance professional who strives to work on diverse projects in an academically-influenced technologist culture, with mentoring and guidance from veteran staff.ResponsibilitiesWork...