Regulatory Compliance Officer

A compliance officer ensures a company adheres to laws, regulations, and ethical standards by developing and implementing compliance programs, conducting audits, managing risks, and training employees on compliance protocols and regulatory changes. Key responsibilities include monitoring operations, identifying potential violations, reporting to management,...

Minimum qualifications:Bachelor's degree or equivalent practical experience.10 years of experience in compliance, risk management, investigation, auditing, legal, or consulting.Preferred qualifications:Experience organizing data and applying business context to improve processes or operations.About the jobThe Google Compliance team makes sure that our...

Oister Global () isIndia's premier Alternative Assets Manager. We combine robust diligence, deep domain expertise, and an extensive network to create high quality private market opportunities for our investors.We are seeking a highly skilled and experienced Company Secretary/Compliance professional to join our team at Oister in Gurugram. The candidate will...

Role Objective:To support the Compliance Officer in ensuring adherence to SEBI regulations (PMS, RA, AIF) and provide secretarial assistance for smooth functioning of compliance and governance processes.Key Responsibilities:Assist in regulatory filings, record-keeping, and compliance checklists under SEBI guidelines.Maintain and update investor documents,...

We're looking for a curious, careful, and energetic individual to join our team as aCompliance Analystin our India office. This opportunity is ideal for an early career compliance professional who strives to work on diverse projects in an academically-influenced technologist culture, with mentoring and guidance from veteran staff.ResponsibilitiesWork closely...

Chief Compliance Officer | questW | Gurugram of Legal & ComplianceDepartment Legal & Compliance TeamThe Head of Legal & Compliance serves as the organizations Chief Compliance Officer, Company Secretary & General Counsel, and is responsible for developing, implementing, maintaining and leading an effective legal and compliance function and corporate...

A compliance officer ensures a company adheres to laws, regulations, and ethical standards by developing and implementing compliance programs, conducting audits, managing risks, and training employees on compliance protocols and regulatory changes. Key responsibilities include monitoring operations, identifying potential violations, reporting to management,...

Company DescriptionEstablished in 2002, ib vogt GmbH is specialized in the Development, Design and Engineering, Financing, EPC and Operation of solar power and provides turnkey solar power plant solutions to investors internationally.As a manufacturer-independent integrated developer, the company focuses on tailor-made solar power plant solutions that...

Job Summary:This position will be responsible for managing the Anti-Money Laundering (AML) framework across Axis Max Life Insurance along with other compliance related activities including business advisory, compliance training and awareness, culture building activities, etc. This role involves monitoring suspicious transactions, ensuring regulatory...

This role will be an integral part of the Asia Pacific Compliance team, supporting South Asia business, particularly Bangladesh, Pakistan & GBS Bangalore.Coordinating, implementation and monitor the progress of the company's Compliance programServe as the local lead responsible for adapting, implementing, maintaining, and supervising the company's Compliance...