Compliance Intern

2 days ago


Gurgaon, Haryana, India INFINN Full time

Hi Connections

We are hiring Compliance Intern for
HKKR Finserv Pvt Ltd.

Location – Gurugram,Sector-113

Job responsibilities

Circular Management:
Reading, interpreting, and disseminating regulatory circulars, updates, and changes to relevant employees. This includes ensuring understanding and implementation of new requirements.

Exchange Reporting
: Preparing and submitting reports to regulatory bodies and exchanges accurately and on time.

Alert Monitoring
: Monitoring regulatory alerts and received form exchanges & generated through back office software for potential compliance risks and taking appropriate action by sending mails to clients.

Maintaining Compliance Records:
Maintaining accurate and up-to-date records of compliance activities, audits, investigations, and training

Essential Skills and Competencies

Regulatory Knowledge

Analytical and Problem-Solving Skills

Qualifications

MBA (Finance)

LLB

If Interested, Kindly share your cv



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