Compliance Intern
2 days ago
Hi Connections
We are hiring Compliance Intern for
HKKR Finserv Pvt Ltd.
Location – Gurugram,Sector-113
Job responsibilities
Circular Management:
Reading, interpreting, and disseminating regulatory circulars, updates, and changes to relevant employees. This includes ensuring understanding and implementation of new requirements.
Exchange Reporting
: Preparing and submitting reports to regulatory bodies and exchanges accurately and on time.
Alert Monitoring
: Monitoring regulatory alerts and received form exchanges & generated through back office software for potential compliance risks and taking appropriate action by sending mails to clients.
Maintaining Compliance Records:
Maintaining accurate and up-to-date records of compliance activities, audits, investigations, and training
Essential Skills and Competencies
Regulatory Knowledge
Analytical and Problem-Solving Skills
Qualifications
MBA (Finance)
LLB
If Interested, Kindly share your cv
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