Manager - Compliance

3 days ago

Gurgaon, Haryana, India Axis Max Life Insurance Full time ₹ 12,00,000 - ₹ 36,00,000 per year

Job Summary:

This position will be responsible for managing the Anti-Money Laundering (AML) framework across Axis Max Life Insurance along with other compliance related activities including business advisory, compliance training and awareness, culture building activities, etc. This role involves monitoring suspicious transactions, ensuring regulatory compliance, conducting audits, training and fostering a culture of compliance throughout the organization.

Role & Responsibilities:

AML

  • Ensuring efficient identification and monitoring of suspicious activities/transactions via AML software as well as manual reports/cases highlighted to AML team and timely filing to FIU-India post approval from Principal Officer

  • Ensuring timely screening of customers/employees/agents, etc. against banned entities (UN Sanction, Al Qaida, etc.) at onboarding and payout stages

  • Creating a structured, customized AML training program for all new joiners and ensuring refresher training once a year for all Axis Max Life employees

  • Conducting periodic audits across all relevant functions of the organization, to check adherence to the laid-out processes in accordance with the AML framework and/or other regulatory Compliances

  • Fostering a compliant culture in the organization by continuous reiteration on AML/Compliance requirements by driving a structured awareness campaign across the organization

  • Review and dissemination of the AML Policy as well as AML SOPs subject to changes in guidelines issued by FIU and IRDA from time to time

  • Ensuring adequate implementation and adherence of AML Processes/ other Compliances by all relevant stakeholders

  • Publish weekly and monthly MIS/Dashboard to supervisor and Principal Officer

  • Filing of IRDA reporting and adhoc FIU India reporting through coordination from various departments.

Advisory, training, awareness, and culture

  • Assisting and coordinating in carrying out research work on compliance advisory matters, including interpretation and mapping with regulations

  • Drive and strengthen compliance culture in the organization through various initiatives

  • Drive and maintain compliance functional training.

Preferred Candidate Profile:

  • Bachelors/Post Graduate degree in any discipline - LLB preferred

  • 7+ years of relevant experience

  • Previous experience in the area of AML, business compliances and interpretation/advisory of regulatory requirements

  • Compliance Manager

    16 hours ago

    Gurgaon, Haryana, India Brown-Forman Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    This is a high-impact opportunity to join a global leader in the distilled spirits industry, home to some of the world's most exciting and iconic brands. The Compliance Manager will play a senior role within the global compliance team—working closely with the Senior Director of Compliance to shape and execute strategy, lead key initiatives like third-party...

  • Compliance Manager

    2 weeks ago

    Gurgaon, Haryana, India NextHire (Part of Algotale Group) Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Job Title:Compliance ManagerLocation:Gurgaon (Work From Office)Experience: 4 to 5 Years ( Except Articleship)Joining:Immediate Joiners PreferredQualification:Chartered Accountant (CA)If Interested Kindly fill the out the form : About the Role:We are seeking a meticulous and experiencedCompliance Managerto join our team in Gurgaon. The ideal candidate should...

  • Compliance Manager

    6 days ago

    Gurgaon, Haryana, India Taskus Full time ₹ 6,00,000 - ₹ 18,00,000 per year

    Compliance ManagerJOB PURPOSEThe Compliance Manager is responsible for setting up the right structure and governance toensure that TaskUs comply with its clients contractual requirements. This will include thestrategy and implementation by driving key qualitative, performance initiatives through theconsolidation and development of comprehensive Audit and...

  • Compliance Manager

    4 days ago

    Gurgaon, Haryana, India Cardekho Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Role & responsibilities :-Managing compliance under provisions of Companies Act, 2013 & Rules made thereunder.Handling compliances under Shareholders Agreement, Share Purchase Agreement, Joint Venture Agreement.Well versed with SEBI laws to prepare company for journey towards listing.Drafting and maintaining Company records like notices, agendas, minutes,...

  • Compliance Manager

    3 days ago

    Gurgaon, Haryana, India J's Associates LLC Full time ₹ 60,00,000 - ₹ 72,00,000 per year

    A compliance officer ensures a company adheres to laws, regulations, and ethical standards by developing and implementing compliance programs, conducting audits, managing risks, and training employees on compliance protocols and regulatory changes. Key responsibilities include monitoring operations, identifying potential violations, reporting to management,...

  • Compliance Manager

    2 weeks ago

    Gurgaon, Haryana, India Placement Hub Full time ₹ 3,60,000 - ₹ 5,40,000 per year

    We are looking for a Compliance Manager in Facility IndustryExperience: 5+ YrsSalary: UP TO 45KLocation: Sector 74A, GurgaonKey Responsibilities:Policy Development & Implementation: Create, modify, and implement company policies and procedures to ensure they align with federal, state, and local labor laws and industry standards.Risk Management & Audits:...

  • Manager Compliance

    3 days ago

    Gurgaon, Haryana, India Optum Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Optum is a global organization that delivers care, aided by technology to help millions of people live healthier lives. The work you do with our team will directly improve health outcomes by connecting people with the care, pharmacy benefits, data and resources they need to feel their best. Here, you will find a culture guided by inclusion, talented peers,...

  • Manager - Compliance

    2 weeks ago

    Gurgaon, Haryana, India Axis Max Life Insurance Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Job Summary:This position will be responsible for managing the Anti-Money Laundering (AML) framework across Axis Max Life Insurance along with other compliance related activities including business advisory, compliance training and awareness, culture building activities, etc. This role involves monitoring suspicious transactions, ensuring regulatory...

  • Compliance Manager

    23 hours ago

    Gurgaon, Haryana, India Abhishek Full time ₹ 8,00,000 - ₹ 12,00,000 per year

    Responsibilities:* Manage compliance with labour laws & statutory requirements* Collaborate with HR team on employee relations matters* Ensure timely gratuity payments under Gratuity ActProvident fundAnnual bonus

  • Risk And Compliance Manager

    2 weeks ago

    Gurgaon, Haryana, India Autope Payment Solutions Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Job Description Risk / Compliance ManagerCompany: Autope Payment Solution LimitedLocation: GurugramExperience Required: Minimum 5 YearsPosition OverviewThe Risk / Compliance Manager will be responsible for developing, implementing, and maintaining the company's compliance and risk management framework. The role requires a deep understanding of regulatory...