Senior Executive-Compliance-Line Compliance

3 days ago

Gurgaon, Haryana, India EXL Full time ₹ 12,00,000 - ₹ 36,00,000 per year
Description

This role is primarily responsible to ensure risk & compliance to Operational / Process Controls, Service Delivery, Fraud Risk Assessment, Client Contracts and Organizational Policies and Procedures in client area.

Responsibilities

1-Ensures adherence of the Operational & Process related controls, compliance for service delivery requirements, fraud risk assessment, Client contractual terms, policies, rules and procedures in Client area

2- Coordinate & support compliance activities in client area

3- Conduct periodic Fraud risk, testing of process controls, service delivery compliance reviews/ audits

4- Provide support and guidance to operations during internal/external audits

5- Monitor, and as necessary, coordinate compliance activities of operations with other enabling departments/compliance teams

6- Act as an independent reviewer and evaluation body to ensure that compliance Issues/concerns within client area are being appropriately evaluated, investigated and resolved.

7- Identify potential areas of compliance vulnerability and risk; develop/implement corrective action plans for resolution of problematic issues, and provides general guidance on how to avoid or deal with similar situations in the future

8-Provide reports on a regular basis, and as directed or requested, to keep senior management informed of the operation and progress of compliance efforts

9- Provide consultancy on risk, regulatory/contractual/policies & procedures compliance areas

Qualifications
  • Graduate/Postgraduate in Commerce stream
  • Excellent on MS Office
  • Relevant Domain Certifications such as ISO would be preferred
  • Any other audit-related certification will be preferred

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