Compliance Officer

6 days ago


Gurgaon, Haryana, India J's Associates LLC Full time ₹ 72,00,000 - ₹ 84,00,000 per year

A compliance officer ensures a company adheres to laws, regulations, and ethical standards by developing and implementing compliance programs, conducting audits, managing risks, and training employees on compliance protocols and regulatory changes. Key responsibilities include monitoring operations, identifying potential violations, reporting to management, and fostering a culture of integrity and honesty within the organization. Core Responsibilities

  • Develop & Implement Compliance Programs: Create and enforce policies and procedures to align with legal and ethical standards.
  • Conduct Audits & Risk Assessments: Regularly inspect company operations to identify potential risks and areas of non-compliance.
  • Employee Training & Education: Educate staff on regulatory updates, compliance protocols, and the importance of ethical conduct.
  • Reporting & Investigation: Prepare reports on compliance findings for management and regulatory bodies, and investigate any detected violations.
  • Risk Management: Identify, assess, and manage risks that could lead to legal, financial, or reputational damage.
  • Policy Review & Development: Update and create internal policies to mitigate legal and regulatory risks.

Essential Skills & Qualities

  • Analytical & Interpretive Skills: Ability to understand complex laws and regulations and analyze data to identify issues.
  • Communication Skills: Strong written, verbal, and presentation skills to effectively convey technical information to various audiences.
  • Ethical & Principled: Strong ethical compass to guide the organization in maintaining high standards of integrity.
  • Organizational Skills: The ability to manage multiple tasks and projects simultaneously while meeting deadlines.
  • Interpersonal Skills: Capable of building and maintaining relationships with managers, supervisors, and other departments.

Importance of the Role

  • Maintains Legal & Ethical Integrity: Ensures the organization operates within legal boundaries and upholds ethical standards.
  • Reduces Risks: Proactively minimizes the company's exposure to legal penalties, financial losses, and reputational damage.
  • Fosters a Culture of Compliance: Promotes a work environment where ethical behavior and adherence to regulations are prioritized.
  • Supports Strategic Growth: Helps the organization navigate complex regulatory landscapes and maintain sustainable growth

Contact

Job Types: Full-time, Permanent

Pay: ₹50, ₹70,000.00 per month

Work Location: In person



  • Gurgaon, Haryana, India Asiatic Stock Full time ₹ 4,00,000 - ₹ 12,00,000 per year

    Responsibilities:Manage regulatory compliance for NSE, BSE, NSDL listingsEnsure adherence to SEBI guidelines and policiesOversee back office operations for seamless executionEnsure timely submission of Annual Returns, Annual Compliance Reports


  • Gurgaon, Haryana, India Fresenius Medical Care Full time ₹ 8,00,000 - ₹ 18,00,000 per year

    This role will be an integral part of the Asia Pacific Compliance team, supporting South Asia business, particularly Bangladesh, Pakistan & GBS Bangalore.Coordinating, implementation and monitor the progress of the company's Compliance programServe as the local lead responsible for adapting, implementing, maintaining, and supervising the company's Compliance...


  • Gurgaon, Haryana, India questW Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Chief Compliance Officer | questW | Gurugram of Legal & ComplianceDepartment Legal & Compliance TeamThe Head of Legal & Compliance serves as the organizations Chief Compliance Officer, Company Secretary & General Counsel, and is responsible for developing, implementing, maintaining and leading an effective legal and compliance function and corporate...


  • Gurgaon, Haryana, India Green Portfolio Full time ₹ 8,00,000 - ₹ 12,00,000 per year

    Role Objective:To support the Compliance Officer in ensuring adherence to SEBI regulations (PMS, RA, AIF) and provide secretarial assistance for smooth functioning of compliance and governance processes.Key Responsibilities:Assist in regulatory filings, record-keeping, and compliance checklists under SEBI guidelines.Maintain and update investor documents,...

  • Compliance Analyst

    6 days ago


    Gurgaon, Haryana, India Trexquant Investment LP Full time US$ 90,000 - US$ 1,20,000 per year

    We're looking for a curious, careful, and energetic individual to join our team as aCompliance Analystin our India office. This opportunity is ideal for an early career compliance professional who strives to work on diverse projects in an academically-influenced technologist culture, with mentoring and guidance from veteran staff.ResponsibilitiesWork closely...


  • Gurgaon, Haryana, India CareerLeap Full time ₹ 3,60,000 - ₹ 6,00,000 per year

    Salary offered: 40k to 50K per monthJD:Lead EPA/FIFRA regulatory compliance for fertilizers, soil amendments, and biopesticides.Manage product registrations, label approvals, and state-level registrations across U.S. markets.Prepare and maintain regulatory dossiers, technical submissions, and compliance documentation.Interpret and monitor U.S. EPA, state,...


  • Gurgaon, Haryana, India Axis Max Life Insurance Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Job Summary:This position will be responsible for managing the Anti-Money Laundering (AML) framework across Axis Max Life Insurance along with other compliance related activities including business advisory, compliance training and awareness, culture building activities, etc. This role involves monitoring suspicious transactions, ensuring regulatory...

  • Compliance Manager

    6 days ago


    Gurgaon, Haryana, India J's Associates LLC Full time ₹ 60,00,000 - ₹ 72,00,000 per year

    A compliance officer ensures a company adheres to laws, regulations, and ethical standards by developing and implementing compliance programs, conducting audits, managing risks, and training employees on compliance protocols and regulatory changes. Key responsibilities include monitoring operations, identifying potential violations, reporting to management,...


  • Gurgaon, Haryana, India Careers at KKR Full time ₹ 10,00,000 - ₹ 25,00,000 per year

    COMPANY OVERVIEWKKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR...

  • Analyst-Compliance

    2 days ago


    Gurgaon, Haryana, India American Express Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new...